Q3 2019 Holdings
Filed 2019-11-13 | 149 holdings | $16.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Estre Ambiental Inc | *W EXP 12/21/202 | G3206V118 | $3 | 124,450 | 0.0% |
| Assertio Therapeutics Inc(DEPOEUR) | COM | 04545L107 | $13 | 10,100 | 0.0% |
| BIG Rock Partners Acquisi Co | *W EXP 12/01/202 | 089482111 | $14 | 82,500 | 0.0% |
| Dermtech Inc | *W EXP 08/29/202 | 24984K113 | $18 | 150,000 | 0.0% |
| Opes Acquisition Corp | *W EXP 03/13/202 | 68373P118 | $22 | 120,730 | 0.0% |
| Novelion Therapeutics Inc | COM NEW | 67001K202 | $26 | 36,428 | 0.0% |
| TKK Symphony Acquisition COR | *W EXP 02/20/202 | G88950129 | $33 | 372,000 | 0.0% |
| BIG Rock Partners Acquisi Co | RIGHT 12/01/2022 | 089482129 | $34 | 165,000 | 0.0% |
| KBL Merger Corp IV | *W EXP 01/15/202 | 48242A112 | $38 | 400,000 | 0.0% |
| Realnetworks Inc | COM NEW | 75605L708 | $44 | 26,522 | 0.0% |
| Hecla MNG Co(HL) | COM | 422704106 | $64 | 36,412 | 0.0% |
| Medley Mgmt Inc | CL A COM | 58503T106 | $65 | 18,508 | 0.0% |
| Pensare Acquisition Corp | *W EXP 07/27/202 | 70957E113 | $71 | 300,000 | 0.0% |
| KBL Merger Corp IV | RIGHT 09/09/2019 | 48242A120 | $72 | 400,000 | 0.0% |
| Kaixin Auto Hldgs | SHS | G5223X100 | $77 | 42,500 | 0.0% |
| Gordon Pointe Acquisition Co | *W EXP 07/30/202 | 382788115 | $80 | 200,000 | 0.0% |
| Leisure Acquisition Corp | *W EXP 12/05/201 | 52539T115 | $84 | 111,000 | 0.0% |
| Bioceres Crop Solutions Corp(BIOX) | *W EXP 03/14/202 | G1117K106 | $85 | 251,200 | 0.0% |
| Twelve Seas Investment Compa | *W EXP 12/22/202 | G9145A115 | $86 | 270,000 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $87 | 155,177 | 0.0% |
| TKK Symphony Acquisition COR | RIGHT 02/20/2020 | G88950137 | $89 | 372,000 | 0.0% |
| Organogenesis Hldgs Inc(ORGO) | COM | 68621F102 | $94 | 14,250 | 0.0% |
| Twelve Seas Investment Compa | RIGHT 12/22/2019 | G9145A131 | $94 | 270,000 | 0.0% |
| Steel Connect Inc | COM | 858098106 | $96 | 54,804 | 0.0% |
| Tivo Corp | COM | 88870P106 | $107 | 14,000 | 0.0% |
| Lazydays Hldgs Inc | COM | 52110H100 | $123 | 25,758 | 0.0% |
| A H Belo Corp | COM CL A | 001282102 | $135 | 35,942 | 0.0% |
| Akazoo SA | *W EXP 09/11/202 | L0164E116 | $139 | 180,000 | 0.0% |
| Gabelli Conv&incom Secs FD I(GCV) | COM | 36240B109 | $144 | 27,134 | 0.0% |
| Rite AID Corp(RADEUR) | COM | 767754872 | $152 | 21,901 | 0.0% |
| Bioceres Crop Solutions Corp(BIOX) | SHS | G1117K114 | $162 | 25,119 | 0.0% |
| Pivotal Acquisition Corp | *W EXP 12/01/202 | 72583A119 | $169 | 129,000 | 0.0% |
| Pensare Acquisition Corp | RIGHT 99/99/9999 | 70957E121 | $180 | 600,000 | 0.0% |
| Repay Hldgs Corp(RPAY) | COM CL A | 76029L100 | $188 | 14,103 | 0.0% |
| Akazoo SA | SHS | L0164E108 | $205 | 32,400 | 0.0% |
| Allied Esports Entmt Inc(AGAE) | COM | 019170109 | $207 | 39,600 | 0.0% |
| Highland Income Fund(HFRO) | HIGHLAND INCOME | 43010E404 | $226 | 16,896 | 0.0% |
| Gigcapital Inc | *W EXP 06/08/202 | 37518N122 | $282 | 416,250 | 0.0% |
| Old Line Bancshares Inc(OLBK) | COM | 67984M100 | $290 | 10,000 | 0.0% |
| Merrimack Pharmaceuticals in(MACKEUR) | COM NEW | 590328209 | $301 | 66,934 | 0.0% |
| BlackRock CR Allctn Inc TR(BTZ) | COM | 092508100 | $361 | 26,487 | 0.0% |
| Pure Acquisition Corp | *W EXP 04/17/202 | 74621Q114 | $367 | 349,999 | 0.0% |
| Gigcapital Inc | RIGHT 03/06/2020 | 37518N114 | $373 | 419,299 | 0.0% |
| Rivernorth Opprtunities FD I(RIV) | COM | 76881Y109 | $376 | 21,750 | 0.0% |
| RED Robin Gourmet Burgers in(RRGB) | COM | 75689M101 | $396 | 11,892 | 0.0% |
| Bristol Myers Squibb Co(BMY)Put | COM | 110122108 | $406 | 8,000 | 0.0% |
| Stewart Information Svcs COR(STC)Put | COM | 860372101 | $407 | 10,500 | 0.0% |
| Trinity Merger Corp | *W EXP 05/11/202 | 89653L114 | $434 | 341,868 | 0.0% |
| Aberdeen Income CR Strategie(ACP) | COM | 003057106 | $436 | 35,000 | 0.0% |
| Liberty Latin America LTD(LILA) | COM CL A | G9001E102 | $437 | 25,623 | 0.0% |