Q3 2021 Holdings
Filed 2021-11-12 | 385 holdings | $8.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cornerstone Strategic Value(CLM) | COM | 21924B302 | $7.2M | 563,860 | 84.5% |
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $440.0K | 2,975 | 5.2% |
| Brookdale SR Living Inc(BKD) | COM | 112463104 | $243.0K | 38,500 | 2.8% |
| IHS Markit LTD(IHS) | SHS | G47567105 | $36.2K | 310,169 | 0.4% |
| Digital World Acquisition Co | UNIT 06/30/2028 | 25400Q204 | $24.6K | 2,427,000 | 0.3% |
| Nuance Communications Inc | COM | 67020Y100 | $16.1K | 291,700 | 0.2% |
| Cenaq Energy Corp | UNIT 02/04/2026 | 15130M201 | $14.9K | 1,484,900 | 0.2% |
| Global Consumer Acquisitn Co | UNIT 05/21/2026 | 37892B207 | $14.3K | 1,426,855 | 0.2% |
| Willis Towers Watson PLC LTD(WTW) | SHS | G96629103 | $12.6K | 54,326 | 0.1% |
| Liberty All Star Equity FD(USA) | SH BEN INT | 530158104 | $12.3K | 1,424,700 | 0.1% |
| Vereit Inc(VER) | COM | 92339V308 | $10.7K | 235,456 | 0.1% |
| Marathon Pete Corp(MPC) | COM | 56585A102 | $10.5K | 170,389 | 0.1% |
| Guggenheim Enhanced EQT Incm | COM | 40167B100 | $9.8K | 1,060,377 | 0.1% |
| CIT Group Inc(CITUSD) | COM NEW | 125581801 | $9.8K | 189,318 | 0.1% |
| Safeguard Scientifics Inc | COM NEW | 786449207 | $9.4K | 1,063,441 | 0.1% |
| Athene Holding LTD | CL A | G0684D107 | $8.0K | 116,415 | 0.1% |
| Guggenheim CR Allocation FD | COM | 40168G108 | $7.0K | 339,098 | 0.1% |
| Minority Equality Opportunit | UNIT 08/26/2026 | 60436Q209 | $6.7K | 650,000 | 0.1% |
| Hill-Rom Hldgs Inc(HRC) | COM | 431475102 | $6.4K | 42,675 | 0.1% |
| PPD Inc | COM | 69355F102 | $5.9K | 126,181 | 0.1% |
| Recharge Acquisition Corp | COM CL A | 756229100 | $5.8K | 586,800 | 0.1% |
| Spartacus Acquisition Corp | CL A | 84677L109 | $5.7K | 565,423 | 0.1% |
| Clover Leaf Capital Corp | UNIT 99/99/9999 | 18915E204 | $5.7K | 550,000 | 0.1% |
| Gigcapital4 Inc | COM | 37518G101 | $5.7K | 575,000 | 0.1% |
| Gigcapital 5 Inc | UNIT 99/99/9999 | 37519U208 | $5.1K | 500,000 | 0.1% |
| Maquia Capital Acquisition C | UNIT 99/99/9999 | 56564V200 | $5.1K | 500,000 | 0.1% |
| Gladstone Acquisition Corp | UNIT 04/01/2024 | 37653T207 | $5.1K | 500,000 | 0.1% |
| Agrico Acquisition Corp | UNIT 99/99/9999 | G41089122 | $5.1K | 500,000 | 0.1% |
| Monmouth Real Estate Invt Co | CL A | 609720107 | $5.0K | 267,913 | 0.1% |
| Williams Rowland Acquisition | UNIT 99/99/9999 | 96951B201 | $5.0K | 491,220 | 0.1% |
| Howard Bancorp Inc(HBMD) | COM | 442496105 | $4.7K | 231,964 | 0.1% |
| Giginternational1 Inc | UNIT 05/19/2026 | 37518W205 | $4.7K | 460,000 | 0.1% |
| BlackRock Science & Technolo(BST) | SHS | 09258G104 | $4.7K | 89,319 | 0.1% |
| Data Knights Acquisition COR | UNIT 05/06/2026 | 237699202 | $4.4K | 420,000 | 0.1% |
| Oxbridge Acquisition Corp | UNIT 07/30/2026 | G6855L125 | $4.1K | 400,000 | 0.0% |
| Vickers Vantage Corp I | UNIT 09/15/2027 | G9440B123 | $4.1K | 400,000 | 0.0% |
| Northern Lights Acquisitn Co | UNIT 11/01/2027 | 66538L204 | $4.1K | 400,000 | 0.0% |
| Global Spac Partners Co | UNIT 03/12/2026 | G3934K137 | $4.1K | 397,300 | 0.0% |
| Aesther Healthcare Acqstn Co | UNIT 09/14/2026 | 00809L205 | $4.1K | 400,000 | 0.0% |
| G3 VRM Acquisition Corp | UNIT 06/29/2026 | 362425209 | $4.0K | 395,000 | 0.0% |
| Edoc Acquisition Corp | CL A | G4000A102 | $4.0K | 394,321 | 0.0% |
| Malacca Straits Acquisition | COM CL A | G5859B117 | $4.0K | 402,000 | 0.0% |
| Breeze Holdings Acquisitn Co(BRZH) | COM | 106762107 | $3.9K | 390,083 | 0.0% |
| Forterra Inc(FRTAEUR) | COM | 34960W106 | $3.9K | 166,309 | 0.0% |
| Domtar Corp(UFS) | COM NEW | 257559203 | $3.8K | 70,455 | 0.0% |
| Blue Safari GRP Acquisitn Co | UNIT 06/10/2026 | G1195R122 | $3.8K | 370,000 | 0.0% |
| Peoples United Financial Inc(PBCTEUR) | COM | 712704105 | $3.8K | 215,915 | 0.0% |
| American Acquisition Oppt in | UNIT 05/28/2026 | 02369M201 | $3.8K | 375,000 | 0.0% |
| Sanderson Farms Inc | COM | 800013104 | $3.8K | 19,937 | 0.0% |
| Acceleron Pharma Inc(XLRN) | COM | 00434H108 | $3.7K | 21,750 | 0.0% |