Q4 2021 Holdings
Filed 2022-02-14 | 198 holdings | $1.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Aeye Inc(LIDRW) | *W EXP 09/30/202 | 008183113 | $194.0K | 208,971 | 13.8% |
| Avepoint Inc(AVPT) | COM CL A | 053604104 | $187.0K | 29,705 | 13.3% |
| Clover Health Investments Co(CLOV) | COM CL A | 18914F103 | $157.0K | 42,079 | 11.2% |
| Bigbear AI Hldgs Inc(BBAI) | COM | 08975B109 | $143.0K | 25,302 | 10.2% |
| Blade AIR Mobility Inc(SRTA) | CL A COM | 092667104 | $98.0K | 11,050 | 7.0% |
| Avantor Inc | 6.25 PFD CNV SR | 05352A209 | $63.9K | 494,687 | 4.6% |
| Nuance Communications Inc | NOTE 1.250% 4/0 | 67020YAN0 | $46.5K | $16,500,000 | 3.3% |
| Change Healthcare Inc | UNIT 99/99/9999 | 15912K209 | $28.9K | 411,177 | 2.1% |
| Carnival Corp | NOTE 5.750% 4/0 | 143658BE1 | $28.8K | $13,674,000 | 2.1% |
| PG&E Corp | UNIT 99/99/9999 | 69331C140 | $24.4K | 210,721 | 1.7% |
| Aptiv PLC(APTV) | 5.5% CNV PFD A | G6095L117 | $24.3K | 132,003 | 1.7% |
| Nextera Energy Inc(NEE)Put | COM | 65339F101 | $23.9K | 255,800 | 1.7% |
| American Airlines Group Inc | NOTE 6.500% 7/0 | 02376RAF9 | $20.7K | $15,000,000 | 1.5% |
| Starwood Waypoint Homes | NOTE 3.500% 1/1 | 19625XAB8 | $19.9K | $10,000,000 | 1.4% |
| Nextera Energy Inc | UNIT 09/01/2022S | 65339F796 | $19.2K | 281,427 | 1.4% |
| Algonquin PWR Utils Corp | UNIT 99/99/9999 | 015857873 | $19.1K | 405,261 | 1.4% |
| NCL Corp LTD | NOTE 6.000% 5/1 | 62886HAT8 | $16.8K | $9,630,000 | 1.2% |
| Spirit Airls Inc | NOTE 4.750% 5/1 | 848577AA0 | $14.9K | $7,592,000 | 1.1% |
| Microstrategy Inc | NOTE 0.750%12/1 | 594972AC5 | $12.4K | $8,000,000 | 0.9% |
| United States STL Corp | NOTE 5.000%11/0 | 912909AT5 | $12.3K | $6,090,000 | 0.9% |
| Sabre Corp | 6.50% CONV PFD A | 78573M203 | $12.1K | 105,243 | 0.9% |
| Broadcom Inc | 8% MCNV PFD SR A | 11135F200 | $10.8K | 5,180 | 0.8% |
| HCI Group Inc | NOTE 4.250% 3/0 | 40416EAD5 | $10.3K | $7,456,000 | 0.7% |
| Hercules Capital Inc | DBCV 4.375% 2/0 | 427096AF9 | $9.7K | $9,450,000 | 0.7% |
| RBC Bearings Inc | 5% CNV PFD SR A | 75524B203 | $9.4K | 89,190 | 0.7% |
| Ares Capital Corp | NOTE 3.750% 2/0 | 04010LAT0 | $9.2K | $8,407,000 | 0.7% |
| Nextera Energy Inc | UNIT 99/99/9999 | 65339F770 | $8.8K | 152,266 | 0.6% |
| II-VI Inc | 6% CONV PFD A | 902104306 | $8.2K | 29,109 | 0.6% |
| Garrett Motion Inc | PFD CONV SER A | 366505204 | $8.0K | 950,016 | 0.6% |
| American Airls Group Inc(AAL)Put | COM | 02376R102 | $7.2K | 402,900 | 0.5% |
| Clarivate PLC(CLVT) | 5.25% PFD CONV A | G21810208 | $7.2K | 78,917 | 0.5% |
| Tesla Inc(TSLA)Put | COM | 88160R101 | $6.4K | 6,100 | 0.5% |
| Pershing Square Tontine HldgCall | COM CL A | 71531R109 | $6.4K | 324,200 | 0.5% |
| Chesapeake Energy Corp(EXEEZ) | *W EXP 99/99/999 | 165167172 | $6.1K | 169,992 | 0.4% |
| EPR Pptys | PFD C CV 5.75% | 26884U208 | $5.7K | 224,339 | 0.4% |
| Chesapeake Energy Corp(EXEEW) | *W EXP 99/99/999 | 165167164 | $4.6K | 115,322 | 0.3% |
| II-VI IncPut | COM | 902104108 | $4.4K | 64,700 | 0.3% |
| Starwood Ppty TR Inc | NOTE 4.375% 4/0 | 85571BAH8 | $4.0K | $3,850,000 | 0.3% |
| Occidental Pete Corp(OXY)Put | COM | 674599105 | $3.9K | 136,100 | 0.3% |
| II-VI Inc | NOTE 0.250% 9/0 | 902104AB4 | $3.9K | $2,625,000 | 0.3% |
| Istar Inc | NOTE 3.125% 9/1 | 45031UCB5 | $3.8K | $2,000,000 | 0.3% |
| Occidental Pete Corp(OXY/WS) | *W EXP 08/03/202 | 674599162 | $3.6K | 285,033 | 0.3% |
| Great Ajax Corp | 7.25 CV SR NT 24 | 38983D409 | $3.5K | 136,252 | 0.3% |
| Nuance Communications Inc | DBCV 1.000%12/1 | 67020YAK6 | $3.4K | $1,500,000 | 0.2% |
| Q2 Hldgs Inc | NOTE 0.750% 2/1 | 74736LAB5 | $3.1K | $2,113,000 | 0.2% |
| Carnival Corp(CCL)Call | COMMON STOCK | 143658300 | $3.0K | 150,100 | 0.2% |
| Norwegian Cruise Line Hldg L(NCLH)Put | PUT | G66721954 | $2.6K | 127,100 | 0.2% |
| RPT Realty | 7.25 PFD D CONV | 74971D200 | $2.6K | 43,974 | 0.2% |
| Arbor Realty Trust Inc | NOTE 4.750%11/0 | 038923AP3 | $2.6K | $2,328,000 | 0.2% |
| Occidental Pete Corp(OXY) | COM | 674599105 | $2.6K | 88,062 | 0.2% |