Q4 2021 Holdings
Filed 2022-02-15 | 53 holdings | $219.5K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Danaher Corporation | 4.75 MND CV PFD | 235851300 | $92.5K | 42,174 | 42.1% |
| Starwood Waypoint Homes | NOTE 3.500% 1/1 | 19625XAB8 | $76.5K | $38,314,000 | 34.9% |
| Avantor Inc | 6.25 PFD CNV SR | 05352A209 | $14.3K | 110,481 | 6.5% |
| Energizer Hldgs Inc New | 7.5 MCNV PFD A | 29272W208 | $10.4K | 118,888 | 4.7% |
| Ishares TR(MBB) | MBS ETF | 464288588 | $8.9K | 82,407 | 4.0% |
| Spdr SER TR(CWB) | BLOOMBERG CONV | 78464A359 | $6.9K | 83,152 | 3.1% |
| Ishares TR(MUB) | NATIONAL MUN ETF | 464288414 | $3.0K | 25,942 | 1.4% |
| Conmed Corp(CNMD) | COM | 207410101 | $3.0K | 21 | 1.4% |
| Spdr SER TR(HYMB) | NUVEEN BLOOMBERG | 78464A284 | $1.4K | 22,883 | 0.6% |
| Ishares TR(SUB) | SHRT NAT MUN ETF | 464288158 | $1.2K | 11,163 | 0.5% |
| Hercules Capital Inc(HTGC)Call | COM | 427096508 | $1.1K | 66,900 | 0.5% |
| Vaneck ETF Trust(SMB) | VANECK SHRT MUNI | 92189F528 | $132 | 7,370 | 0.1% |
| HCI Group Inc | NOTE 4.250% 3/0 | 40416EAD5 | $67 | $48,000 | 0.0% |
| First TR Exch Traded FD III(FMB) | MANAGD MUN ETF | 33739N108 | $64 | 1,129 | 0.0% |
| Tuatara Capital Acquisitn Co | CL A SHS | G9118J101 | $49 | 5,000 | 0.0% |
| Vaneck ETF Trust(MLN) | LONG MUNI ETF | 92189F536 | $41 | 1,873 | 0.0% |
| Under Armour Inc(UA) | CL C | 904311206 | $19 | 1,026 | 0.0% |
| Anthem Inc(ELV) | COM | 036752103 | $5 | 11 | 0.0% |
| Impinj Inc(PI) | COM | 453204109 | $5 | 53 | 0.0% |
| JPMorgan Chase & Co(JPM) | COM | 46625H100 | $4 | 23 | 0.0% |
| Nova LTD(NVMI) | COM | M7516K103 | $4 | 27 | 0.0% |
| Chart Inds Inc(GTLS) | COM | 16115Q308 | $4 | 22 | 0.0% |
| Green Plains Inc(GPRE) | COM | 393222104 | $3 | 75 | 0.0% |
| Tandem Diabetes Care Inc(TNDM) | COM NEW | 875372203 | $3 | 17 | 0.0% |
| Wisdomtree Invts Inc(WT) | COM | 97717P104 | $3 | 493 | 0.0% |
| CNX RES Corp(CNX) | COM | 12653C108 | $2 | 128 | 0.0% |
| Callaway Golf Co(CALY) | COM | 131193104 | $2 | 57 | 0.0% |
| Centennial Resource DEV Inc(CDEVEUR) | CL A | 15136A102 | $2 | 312 | 0.0% |
| Cutera Inc(CUTREUR) | COM | 232109108 | $2 | 47 | 0.0% |
| FTI Consulting Inc(FCN) | COM | 302941109 | $2 | 15 | 0.0% |
| Granite Constr Inc(GVA) | COM | 387328107 | $2 | 62 | 0.0% |
| Livent Corp(LTHM1EUR) | COM | 53814L108 | $2 | 69 | 0.0% |
| Mitek SYS Inc(MITK) | COM NEW | 606710200 | $2 | 89 | 0.0% |
| PAR Technology Corp(PAR) | COM | 698884103 | $2 | 45 | 0.0% |
| Servicenow Inc(NOW) | COM | 81762P102 | $2 | 3 | 0.0% |
| Smart Global Hldgs Inc(PENG) | SHS | G8232Y101 | $2 | 30 | 0.0% |
| Makemytrip Limited Mauritius(MMYT) | SHS | V5633W109 | $2 | 57 | 0.0% |
| Repligen Corp(RGEN) | COM | 759916109 | $1 | 5 | 0.0% |
| Kite Rlty Group TR(KRG) | COM NEW | 49803T300 | $1 | 48 | 0.0% |
| Imax Corp(IMAX) | COM | 45245E109 | $1 | 61 | 0.0% |
| Consensus Cloud Solutions in(CCSI) | COM | 20848V105 | $1 | 23 | 0.0% |
| Summit Hotel Pptys Inc(INN) | COM | 866082100 | $1 | 125 | 0.0% |
| Novavax Inc(NVAX) | COM NEW | 670002401 | $1 | 7 | 0.0% |
| Hannon Armstrong Sust Infr C(HASI) | COM | 41068X100 | $1 | 26 | 0.0% |
| Antero Resources Corp(AR) | COM | 03674X106 | $1 | 76 | 0.0% |
| Tuatara Capital Acquisitn Co | *W EXP 02/11/202 | G9118J119 | $1 | 2,500 | 0.0% |
| Camtek LTD(CAMT) | ORD | M20791105 | $1 | 17 | 0.0% |
| BOX Inc(BOX) | CL A | 10316T104 | $1 | 44 | 0.0% |
| Verint SYS Inc(VTY) | COM | 92343X100 | $0 | 5 | 0.0% |
| Cowen Inc(COWNEUR) | CL A NEW | 223622606 | $0 | 10 | 0.0% |