| Hemispherx Biopharma Inc COM | COM | 42366C103 | $6 | 17,000 | 0.0% |
| Vista Gold COM Reorganization Isin#ca9279263037 SHS(VGZ) | COM | 927926303 | $8 | 17,000 | 0.0% |
| Golden Minerals Co COM | COM | 381119106 | $9 | 11,500 | 0.0% |
| Western Copper & Gold Corp COM Isin#ca95805v1085(WRN) | COM | 95805V108 | $11 | 12,000 | 0.0% |
| ON Semiconductor Corp SR SUB NT SER B 144A 2.625% 12/15/26 B/E DTD 12/15/11 CLB PUT | COM | 682189AH8 | $15 | 13,000 | 0.0% |
| Prospect Cap Corp SR NT Conv 5.750% 03/15/18 B/E DTD 08/14/12 | COM | 74348TAL6 | $16 | 16,000 | 0.0% |
| Alexco RES Corp COM Isin#ca01535p1062(AXU) | COM | 01535P106 | $16 | 11,000 | 0.0% |
| Paramount Gold & Silver Corp COM | COM | 69924P102 | $17 | 14,000 | 0.0% |
| Dragonwave Inc COM Isin#ca26144m1032 | COM | 26144M103 | $19 | 14,000 | 0.0% |
| Chesapeake Energy Corp Contingent SR NT Conv 2.500% 05/15/37 B/E DTD 05/15/07 CLB PUT | COM | 165167BZ9 | $22 | 22,000 | 0.0% |
| Barnes Group Inc Conv SR SUB NTS and Shares of Common Stock Issuable Upon 3.375% 03/15/27 B/E DTD 03/12/07 CLB PUT | COM | 067806AD1 | $23 | 17,000 | 0.0% |
| PDL Biopharma Inc SR NT Conv 4.000% 02/01/18 B/E DTD 02/12/14 | COM | 69329YAF1 | $23 | 22,000 | 0.0% |
| Massey Energy Co SR NT Conv 3.250% 08/01/15 B/E DTD 08/12/08 | COM | 576203AJ2 | $24 | 25,000 | 0.0% |
| Sterlite Inds India LTD NTS Isin#us859737ab48 4.000% 10/30/14 B/E DTD 10/29/09 CLB | COM | 859737AB4 | $25 | 25,000 | 0.0% |
| Fieldpoint Pete Corp WT EXP | COM | 316570126 | $26 | 28,250 | 0.0% |
| Cemex S A B de C V SUB NT Conv Isin#us151290av52 4.875% 03/15/15 B/E DTD 03/30/10 CLB | COM | 151290AV5 | $30 | 25,000 | 0.0% |
| LAM Resh Corp SR NT Conv 1.250% 05/15/18 B/E DTD 05/11/11 | COM | 512807AL2 | $33 | 27,000 | 0.0% |
| Mcewen MNG Inc COM | COM | 58039P107 | $33 | 14,282 | 0.0% |
| Steel Dynamics Inc SR NT Conv 5.125% 06/15/14 B/E DTD 06/09/09 | COM | 858119AP5 | $35 | 33,000 | 0.0% |
| Taseko Mines LTD(TGB) | COM | 876511106 | $37 | 18,800 | 0.0% |
| Synovus Finl Corp COM | COM | 87161C105 | $40 | 11,800 | 0.0% |
| Equinix Inc SUB NT Conv 3.000% 10/15/14 B/E DTD 09/26/07 | COM | 29444UAG1 | $41 | 25,000 | 0.0% |
| Dendreon Corp COM | COM | 24823Q107 | $42 | 14,100 | 0.0% |
| Prospect Cap Corp SR NT Conv 5.875% 01/15/19 B/E DTD 12/23/13 | COM | 74348TAM4 | $43 | 41,000 | 0.0% |
| Blackstone MTG TR Inc SR NT Conv 5.250% 12/01/18 B/E DTD 11/25/13 | COM | 09257WAA8 | $43 | 39,000 | 0.0% |
| Jefferies Group Inc New SR DEB Conv 3.875% 11/01/29 B/E DTD 10/26/09 CLB PUT | COM | 472319AG7 | $44 | 42,000 | 0.0% |
| Apollo Coml Real Estate FIN Inc SR NT Conv 5.500% 03/15/19 B/E DTD 03/17/14 | COM | 03762UAA3 | $46 | 46,000 | 0.0% |
| Microvision Inc del COM New(MVIS) | COM | 594960304 | $47 | 24,800 | 0.0% |
| ZIX Corp COM(ZIXI) | COM | 98974P100 | $48 | 11,700 | 0.0% |
| Hornbeck Offshore Svcs Inc New SR NT Conv 1.500% 09/01/19 B/E DTD 08/13/12 | COM | 440543AN6 | $51 | 45,000 | 0.0% |
| Starwood Ppty TR Inc Convertible FXD RT 4.000% 01/15/19 B/E DTD 07/03/13 | COM | 85571BAB1 | $52 | 46,000 | 0.0% |
| Ares Cap Corp SR NT Conv 4.875% 03/15/17 B/E DTD 03/14/12 | COM | 04010LAG8 | $52 | 49,000 | 0.0% |
| Teekay Tankers LTD CL A Isin#mhy8565n1022 | COM | Y8565N102 | $53 | 15,227 | 0.0% |
| Renren Inc Sponsored ADR Resptg CL A Isin#us7598921028 | COM | 759892102 | $54 | 16,750 | 0.0% |
| Xoma Corp del COM | COM | 98419J107 | $55 | 10,658 | 0.0% |
| Fuelcell Energy Inc COM | COM | 35952H106 | $56 | 22,850 | 0.0% |
| Cell Therapeutics Inc COM NO PAR New 2012 | COM | 150934883 | $57 | 16,950 | 0.0% |
| Novagold RES Inc COM New(NG) | COM | 66987E206 | $59 | 16,400 | 0.0% |
| LAM Resh Corp SR NT Conv 0.500% 05/15/16 B/E DTD 05/11/11 | COM | 512807AJ7 | $60 | 52,000 | 0.0% |
| Bottomline Technologies de Inc SR NT 1.500% 12/01/17 B/E DTD 12/12/12 | COM | 101388AA4 | $64 | 49,000 | 0.0% |
| Lifepoint Hosps Inc SR SUB Conv NTS 3.500% 05/15/14 B/E DTD 05/29/07 | COM | 53219LAH2 | $65 | 62,000 | 0.0% |
| Silvercorp Metals Inc COM Isin#ca82835p1036(SVM) | COM | 82835P103 | $65 | 33,535 | 0.0% |
| Exco RES Inc COM | COM | 269279402 | $66 | 11,822 | 0.0% |
| Fieldpoint Pete Corp COM(FPPP) | COM | 316570100 | $66 | 14,250 | 0.0% |
| Take-Two Interactive Software Inc Fixed RT Convertible SR NT 1.000% 07/01/18 B/E DTD 06/18/13 | COM | 874054AD1 | $73 | 60,000 | 0.0% |
| Dreyfus High Yield Strategies FD SH BEN INT | COM | 26200S101 | $75 | 18,050 | 0.0% |
| Alcatel Lucent Spon ADR Isin#us0139043055 | COM | 013904305 | $78 | 20,189 | 0.0% |
| New Residential Invt Corp COM | COM | 64828T102 | $80 | 12,500 | 0.0% |
| Hecla Mining Company(HL) | COM | 422704106 | $82 | 26,823 | 0.0% |
| Wave SYS Corp CL A PAR $0.01 | COM | 943526400 | $84 | 93,012 | 0.0% |