| Hemispherx Biopharma Inc COM | COM | 42366C103 | $3 | 10,000 | 0.0% |
| Western Copper & Gold Corp COM Isin#ca95805v1085(WRN) | COM | 95805V108 | $9 | 12,000 | 0.0% |
| Paramount Gold & Silver Corp COM | COM | 69924P102 | $13 | 14,000 | 0.0% |
| Lexicon Pharmaceuticals Inc COM | COM | 528872104 | $19 | 12,000 | 0.0% |
| Verso Paper Corp COM | COM | 92531L108 | $21 | 10,000 | 0.0% |
| BOX Ships Inc SHS Isin#mhy096751026 | COM | Y09675102 | $23 | 15,250 | 0.0% |
| Golden Minerals Co COM | COM | 381119106 | $24 | 20,900 | 0.0% |
| Massey Energy Co SR NT Conv 3.250% 08/01/15 B/E DTD 08/12/08 | COM | 576203AJ2 | $25 | 25,000 | 0.0% |
| Sterlite Inds India LTD NTS Isin#us859737ab48 4.000% 10/30/14 B/E DTD 10/29/09 CLB | COM | 859737AB4 | $25 | 25,000 | 0.0% |
| ON Semiconductor Corp SR SUB NT SER B 144A 2.625% 12/15/26 REG DTD 12/15/11 CLB PUT | COM | 682189AH8 | $26 | 23,000 | 0.0% |
| Cemex S A B de C V SUB NT Conv Isin#us151290av52 4.875% 03/15/15 B/E DTD 03/30/10 CLB | COM | 151290AV5 | $31 | 25,000 | 0.0% |
| Prospect Cap Corp SR NT Conv 5.750% 03/15/18 B/E DTD 08/14/12 | COM | 74348TAL6 | $33 | 32,000 | 0.0% |
| Celsion Corp COM PAR | COM | 15117N404 | $37 | 10,926 | 0.0% |
| Bottomline Technologies de Inc SR NT 1.500% 12/01/17 B/E DTD 12/12/12 | COM | 101388AA4 | $37 | 32,000 | 0.0% |
| Fieldpoint Pete Corp WT EXP | COM | 316570126 | $40 | 25,250 | 0.0% |
| Ballard PWR SYS Inc New COM Isin#ca0585861085(BLDP) | COM | 058586108 | $41 | 10,100 | 0.0% |
| Hutchinson Technology Inc | COM | 448407106 | $42 | 17,000 | 0.0% |
| MFS Intermediate High Inc FD SH BEN INT(CIF) | COM | 59318T109 | $44 | 15,000 | 0.0% |
| CTI Biopharma Corp COM | COM | 12648L106 | $45 | 16,350 | 0.0% |
| Taseko Mines LTD(TGB) | COM | 876511106 | $47 | 18,800 | 0.0% |
| Chesapeake Energy Corp Contingent SR NT Conv 2.500% 05/15/37 B/E DTD 05/15/07 CLB PUT | COM | 165167BZ9 | $47 | 44,000 | 0.0% |
| Novagold RES Inc COM New(NG) | COM | 66987E206 | $54 | 12,900 | 0.0% |
| ZIX Corp COM(ZIXI) | COM | 98974P100 | $57 | 16,700 | 0.0% |
| Alaska Communications SYS Group Inc COM(ALSK) | COM | 01167P101 | $63 | 35,500 | 0.0% |
| Exco RES Inc COM | COM | 269279402 | $65 | 11,086 | 0.0% |
| Teekay Tankers LTD CL A Isin#mhy8565n1022 | COM | Y8565N102 | $65 | 15,267 | 0.0% |
| LAM Resh Corp SR NT Conv 1.250% 05/15/18 B/E DTD 05/11/11 | COM | 512807AL2 | $67 | 50,000 | 0.0% |
| Dreyfus High Yield Strategies FD SH BEN INT | COM | 26200S101 | $69 | 16,050 | 0.0% |
| Eagle Rock Energy Partners LP Unit LTD Partnership INT | COM | 26985R104 | $71 | 14,272 | 0.0% |
| Novavax Inc COM | COM | 670002104 | $71 | 15,550 | 0.0% |
| Microvision Inc del COM New(MVIS) | COM | 594960304 | $72 | 35,950 | 0.0% |
| Silvercorp Metals Inc COM Isin#ca82835p1036(SVM) | COM | 82835P103 | $75 | 35,568 | 0.0% |
| Dragonwave Inc COM Isin#ca26144m1032 | COM | 26144M103 | $77 | 37,100 | 0.0% |
| Fieldpoint Pete Corp COM(FPPP) | COM | 316570100 | $78 | 14,250 | 0.0% |
| Alcatel Lucent Spon ADR Isin#us0139043055 | COM | 013904305 | $79 | 22,334 | 0.0% |
| Kohlberg Cap Corp SR NT Conv 8.750% 03/15/16 B/E DTD 03/16/11 | COM | 500233AB7 | $80 | 70,000 | 0.0% |
| MFS High Income MUN TR SHS BEN INT(CXE) | COM | 59318D104 | $82 | 17,300 | 0.0% |
| Iridium Communications Inc COM(IRDM) | COM | 46269C102 | $86 | 10,250 | 0.0% |
| Hecla Mining Company(HL) | COM | 422704106 | $88 | 25,730 | 0.0% |
| Chart Inds Inc SR SUB NT Conv 2.000% 08/01/18 B/E DTD 08/03/11 | COM | 16115QAC4 | $89 | 64,000 | 0.0% |
| Cushing MLP Total Return FD COM SHS | COM | 231631102 | $91 | 10,360 | 0.0% |
| New Residential Invt Corp COM | COM | 64828T102 | $91 | 14,500 | 0.0% |
| Molina Healthcare Inc SR NT Conv 3.750% 10/01/14 B/E DTD 10/11/07 | COM | 60855RAA8 | $91 | 64,000 | 0.0% |
| Alliancebernstein Income FD Inc COM | COM | 01881E101 | $92 | 12,235 | 0.0% |
| Cascade Bancorp COM New | COM | 147154207 | $93 | 17,950 | 0.0% |
| Stillwater MNG Co SR NT Conv 1.750% 10/15/32 B/E DTD 10/17/12 CLB PUT | COM | 86074QAL6 | $93 | 64,000 | 0.0% |
| Teleflex Inc SR SUB NT Conv 3.875% 08/01/17 B/E DTD 08/09/10 | COM | 879369AA4 | $94 | 54,000 | 0.0% |
| Equinix Inc SUB NT Conv 3.000% 10/15/14 B/E DTD 09/26/07 | COM | 29444UAG1 | $94 | 50,000 | 0.0% |
| BlackRock Kelso Cap Corporation COM(BKCCUSD) | COM | 092533108 | $96 | 10,572 | 0.0% |
| Industrial SVC Amer Inc | COM | 456314103 | $96 | 19,405 | 0.0% |