Q1 2020 Holdings
Filed 2020-05-15 | 591 holdings | $49.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Artelo Biosciences Inc | *W EXP 06/25/202 | 04301G128 | $2 | 35,000 | 0.0% |
| Tuscan Hldgs Corp II | *W EXP 99/99/999 | 90070A111 | $4 | 17,500 | 0.0% |
| Toughbuilt Inds Inc | *W EXP 05/15/202 | 89157G116 | $4 | 104,000 | 0.0% |
| Pivotal Invt Corp II | *W EXP 06/01/202 | 72582K118 | $8 | 25,665 | 0.0% |
| Seanergy Maritime Hldgs Corp | *W EXP 05/13/202 | Y73760152 | $9 | 178,500 | 0.0% |
| Graf Indl Corp | *W EXP 12/31/202 | 384278115 | $10 | 100,000 | 0.0% |
| Affimed N V | COM | N01045108 | $20 | 12,500 | 0.0% |
| Switchback Energy Acquistn C | *W EXP 07/25/202 | 87105M110 | $20 | 31,966 | 0.0% |
| Twitter Inc | NOTE 0.250% 6/1 | 90184LAF9 | $22 | $25,000 | 0.0% |
| Tortoise Acquisition Corp | *W EXP 03/04/202 | 89154L118 | $25 | 89,900 | 0.0% |
| Flotek Inds Inc del | COM | 343389102 | $27 | 30,000 | 0.0% |
| Oragenics Inc | COM PAR | 684023302 | $29 | 50,000 | 0.0% |
| Silver Spike Acquisition COR | *W EXP 08/02/202 | G8136L114 | $30 | 76,145 | 0.0% |
| Andina Acquisition Corp III | RIGHT 07/31/2020 | G04415132 | $31 | 179,700 | 0.0% |
| Cocrystal Pharma Inc | COM | 19188J300 | $36 | 50,000 | 0.0% |
| Cyclerion Therapeutics Inc(CYCNUSD) | COM | 23255M105 | $40 | 15,000 | 0.0% |
| Yatra Online Inc(YTRA) | ORD SHS | G98338109 | $41 | 40,011 | 0.0% |
| U S Well Svcs Inc | CL A | 91274U101 | $43 | 143,319 | 0.0% |
| Amarin Corp PLC | SPONS ADR NEW | 023111206 | $45 | 11,244 | 0.0% |
| Liberty Tripadvisor Hldgs in | COM SER A | 531465102 | $45 | 25,100 | 0.0% |
| Tuscan Holdings Corp | *W EXP 04/01/202 | 90069K112 | $45 | 114,200 | 0.0% |
| Workhorse Group Inc(WKHSEUR)Call | COM NEW | 98138J206 | $45 | 25,000 | 0.0% |
| GOL Linhas Aereas Intlg S A | SPON ADR PFD NEW | 38045R206 | $47 | 11,000 | 0.0% |
| Amplitude Hlthcre Aqustin Co | *W EXP 12/01/202 | 03212A113 | $57 | 87,500 | 0.0% |
| Envision Solar Intl Inc | *W EXP 12/30/202 | 29413Q110 | $59 | 20,000 | 0.0% |
| Apache Corp(9990302D) | COM | 037411105 | $63 | 14,971 | 0.0% |
| Immunic Inc(IMUX) | COM | 4525EP101 | $67 | 11,301 | 0.0% |
| Barnes & Noble ED Inc(BNEDUSD) | COM | 06777U101 | $72 | 52,764 | 0.0% |
| Dasan Zhone Solutions Inc(DZSIEUR) | COM NEW | 23305L206 | $79 | 18,900 | 0.0% |
| Amarin Corp PLCPut | SPONS ADR NEW | 023111206 | $80 | 20,000 | 0.0% |
| RTI Surgical Holdings Inc | COM | 74975N105 | $82 | 48,196 | 0.0% |
| PRA Group Inc | NOTE 3.500% 6/0 | 69354NAB2 | $87 | $100,000 | 0.0% |
| Bellus Health Inc New(BLU) | COM NEW | 07987C204 | $100 | 10,000 | 0.0% |
| Bitauto Hldgs LTD(2663134D)Call | SPONSORED ADS | 091727107 | $104 | 10,000 | 0.0% |
| Intelsat S A | COM | L5140P101 | $107 | 70,000 | 0.0% |
| Frontline LTD(FRO) | SHS NEW | G3682E192 | $110 | 11,468 | 0.0% |
| Euronav NV Antwerpen(CMBT) | SHS | B38564108 | $113 | 10,000 | 0.0% |
| Transocean LTD(RIG)Call | REG SHS | H8817H100 | $123 | 106,300 | 0.0% |
| Sabre Corp(SABR) | COM | 78573M104 | $124 | 20,835 | 0.0% |
| Lumentum Hldgs Inc | NOTE 0.250% 3/1 | 55024UAB5 | $135 | $100,000 | 0.0% |
| Triumph Group Inc New(TG7)Call | COM | 896818101 | $135 | 20,000 | 0.0% |
| Tribune Pubg Co New(TPCO) | COM | 89609W107 | $142 | 17,500 | 0.0% |
| Physicians Rlty TR(DOCUSD) | COM | 71943U104 | $147 | 10,526 | 0.0% |
| SC Health Corp | *W EXP 99/99/999 | G78516401 | $150 | 157,400 | 0.0% |
| Verb Technology Co Inc | *W EXP 03/14/202 | 92337U112 | $157 | 559,609 | 0.0% |
| Nutanix Inc(NTNX) | CL A | 67059N108 | $164 | 10,382 | 0.0% |
| Global Eagle Entmt Inc | NOTE 2.750% 2/1 | 37951DAB8 | $168 | $2,000,000 | 0.0% |
| Liberty Global PLC | SHS CL C | G5480U120 | $168 | 10,682 | 0.0% |
| Ciig Merger Corp | UNIT 12/31/2026 | 12559C202 | $176 | 17,959 | 0.0% |
| Fortuna Silver Mines Inc(FVICHF) | COM | 349915108 | $186 | 80,440 | 0.0% |