Q3 2023 Holdings
Filed 2023-11-13 | 36 holdings | $138.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Vanguard Index FDS(VTI) | TOTAL STK MKT | 922908769 | $81.9M | 385,505 | 59.1% |
| Wells Fargo Co New(WFC) | PERP PFD CNV A | 949746804 | $9.0M | 8,000 | 6.5% |
| Bank America Corp(BAC) | 7.25%CNV PFD L | 060505682 | $8.8M | 7,950 | 6.4% |
| Vanguard BD Index FDS(BND) | TOTAL BND MRKT | 921937835 | $7.6M | 108,538 | 5.5% |
| Southwest Airls Co | NOTE 1.250% 5/0 | 844741BG2 | $4.0M | $4,000,000 | 2.9% |
| Booking Holdings Inc | NOTE 0.750% 5/0 | 09857LAN8 | $3.7M | $2,215,000 | 2.7% |
| Nextera Energy Inc | UNIT 09/01/2025 | 65339F713 | $3.4M | 90,000 | 2.5% |
| Western Digital Corp. | NOTE 1.500% 2/0 | 958102AP0 | $3.1M | $3,145,000 | 2.2% |
| CSI Compressco LP | COM UNIT | 12637A103 | $2.3M | 1,663,872 | 1.7% |
| Expedia Group Inc | NOTE 2/1 | 30212PBE4 | $2.3M | $2,600,000 | 1.6% |
| Euronet Worldwide Inc | NOTE 0.750% 3/1 | 298736AL3 | $1.5M | $1,660,000 | 1.1% |
| CBL & Assoc Pptys Inc(CBL) | COMMON STOCK | 124830878 | $1.2M | 58,867 | 0.9% |
| Ares Capital Corp | NOTE 4.625% 3/0 | 04010LAW3 | $1.1M | $1,070,000 | 0.8% |
| Prospect Cap Corp | NOTE 6.375% 3/0 | 74348TAT9 | $991.6K | $1,000,000 | 0.7% |
| Eaton Vance Flting Rate Inc(EFT) | COM | 278279104 | $934.3K | 75,894 | 0.7% |
| Eaton Vance SR Fltng RTE TR(XEFRX) | COM | 27828Q105 | $781.6K | 64,544 | 0.6% |
| BlackRock Corpor HI YLD FD I(HYT) | COM | 09255P107 | $744.9K | 86,320 | 0.5% |
| Invesco SR Income TR(VVR) | COM | 46131H107 | $571.5K | 145,792 | 0.4% |
| Vanguard Scottsdale FDS(VCSH) | SHRT TRM CORP BD | 92206C409 | $499.8K | 6,651 | 0.4% |
| Rivernorth Opportunities FD(RIV) | COM | 76881Y109 | $367.2K | 34,936 | 0.3% |
| Summit Midstream Partners LP | COM UNIT LTD | 866142409 | $366.2K | 26,448 | 0.3% |
| SSgA Active ETF TR(SRLN) | BLACKSTONE SENR | 78467V608 | $328.4K | 7,832 | 0.2% |
| New Amer High Income FD Inc(XXHYBXX) | COM NEW | 641876800 | $326.1K | 50,318 | 0.2% |
| First TR SR Fltg Rate Income(FCT) | COM | 33733U108 | $300.2K | 30,017 | 0.2% |
| Spdr SER TR(SPSB) | PORTFOLIO SHORT | 78464A474 | $296.7K | 10,120 | 0.2% |
| BlackRock Debt Strategies FD(DSU) | COM NEW | 09255R202 | $287.6K | 28,000 | 0.2% |
| Vanguard BD Index FDS(BSV) | SHORT TRM BOND | 921937827 | $265.7K | 3,535 | 0.2% |
| Pgim High Yield Bond Fund in(ISD) | COM | 69346H100 | $246.8K | 20,953 | 0.2% |
| Ishares TR(HYG) | IBOXX HI YD ETF | 464288513 | $216.9K | 2,942 | 0.2% |
| Neuberger Berman High Yield(NHS) | COM | 64128C106 | $216.4K | 28,732 | 0.2% |
| Eaton Vance TAX Mnged BUY WR(ETB) | COM | 27828X100 | $211.3K | 16,756 | 0.2% |
| Iheartmedia Inc(IHRT) | COM CL A | 45174J509 | $203.7K | 64,463 | 0.1% |
| Clear Channel Outdoor Hldgs(CCO) | COM | 18453H106 | $200.8K | 127,119 | 0.1% |
| Pioneer Diversified High Inc(XHNWX) | COM | 723653101 | $196.8K | 19,260 | 0.1% |
| Highland Opportunities(HFRO) | HIGHLAND INCOME | 43010E404 | $146.1K | 18,172 | 0.1% |
| Pioneer Floating Rate Fund I(XPHDX) | COM | 72369J102 | $121.9K | 13,528 | 0.1% |