Q4 2016 Holdings
Filed 2017-02-09 | 2367 holdings | $279.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Prospect Capital Corporation | NOTE 5.750% 3/1 | 74348TAL6 | $18 | $18,000 | 0.0% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $19 | $18,000 | 0.0% |
| Southcross Energy Partners L | COM UNIT LTDPT | 84130C100 | $19 | 13,800 | 0.0% |
| National Health Invs Inc | NOTE 3.250% 4/0 | 63633DAE4 | $19 | $17,000 | 0.0% |
| Wheeler Real Estate Invt TR | COM | 963025101 | $20 | 11,500 | 0.0% |
| Uranium Energy Corp(UEC) | COM | 916896103 | $20 | 17,780 | 0.0% |
| Athersys Inc(ATHXEUR) | COM | 04744L106 | $20 | 13,000 | 0.0% |
| REX Energy Corporation | COM | 761565100 | $21 | 44,290 | 0.0% |
| Smith & Wesson Hldg CorpPut | COM | 831756101 | $21 | 12,200 | 0.0% |
| PDL Biopharma Inc | NOTE 4.000% 2/0 | 69329YAF1 | $21 | $22,000 | 0.0% |
| Female Health Co | COM | 314462102 | $21 | 23,075 | 0.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $21 | 13,000 | 0.0% |
| Nexeo Solutions Inc | *W EXP 06/09/202 | 65342H110 | $21 | 30,000 | 0.0% |
| Bon-Ton Stores Inc(BONTQ) | COM | 09776J101 | $21 | 14,500 | 0.0% |
| Westport Fuel Systems Inc | COM NEW | 960908309 | $23 | 20,304 | 0.0% |
| Senomyx Inc | COM | 81724Q107 | $24 | 24,750 | 0.0% |
| Envestnet Inc | NOTE 1.750%12/1 | 29404KAA4 | $24 | $25,000 | 0.0% |
| Transatlantic Petroleum LTD | SHS NEW | G89982113 | $25 | 22,220 | 0.0% |
| Cormedix Inc | COM | 21900C100 | $26 | 17,040 | 0.0% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $26 | $17,000 | 0.0% |
| Procter and Gamble Co(PG)Call | COM | 742718109 | $27 | 13,600 | 0.0% |
| Micron Technology Inc(MU)Call | COM | 595112103 | $27 | 12,500 | 0.0% |
| NQ Mobile IncCall | ADR REPSTG CL A | 64118U108 | $27 | 60,700 | 0.0% |
| China Ceramics Co LTD | SHS NEW | G2113X134 | $27 | 11,875 | 0.0% |
| Colgate Palmolive Co(CL)Call | COM | 194162103 | $28 | 16,100 | 0.0% |
| Hovnanian Enterprises Inc | CL A | 442487203 | $28 | 10,112 | 0.0% |
| GOL Linhas Aereas Intlg S APut | SPON ADR PFD NEW | 38045R206 | $28 | 31,000 | 0.0% |
| Mannkind Corp | COM | 56400P201 | $28 | 44,568 | 0.0% |
| Nuance Communications Inc | DEBT 1.500%11/0 | 67020YAG5 | $29 | $30,000 | 0.0% |
| Gold Fields LTD New(EDG) | SPONSORED ADR | 38059T106 | $32 | 10,673 | 0.0% |
| Northern Oil & Gas Inc NEV | COM | 665531109 | $32 | 11,467 | 0.0% |
| United States STL Corp New(USX1)Put | COM | 912909108 | $32 | 37,200 | 0.0% |
| Wmih Corp | COM | 92936P100 | $33 | 21,131 | 0.0% |
| Curis Inc | COM | 231269101 | $33 | 10,610 | 0.0% |
| Acadia Pharmaceuticals Inc(ACAD)Call | COM | 004225108 | $33 | 28,600 | 0.0% |
| Coca Cola Co(KO)Call | COM | 191216100 | $35 | 28,800 | 0.0% |
| Approach Resources Inc | COM | 03834A103 | $35 | 10,300 | 0.0% |
| Parker Drilling Co | COM | 701081101 | $37 | 14,160 | 0.0% |
| Dixie Group Inc(DXYN) | CL A | 255519100 | $37 | 10,400 | 0.0% |
| New Gold Inc CDA(NGD) | COM | 644535106 | $37 | 10,551 | 0.0% |
| Arena Pharmaceuticals Inc | COM | 040047102 | $38 | 26,450 | 0.0% |
| Monster Digital Inc | COM PAR NEW | 61174L501 | $38 | 21,819 | 0.0% |
| Alexco Resource Corp(AXU) | COM | 01535P106 | $39 | 29,100 | 0.0% |
| Emerson Elec Co(EMR)Call | COM | 291011104 | $40 | 23,700 | 0.0% |
| Legacy Resvs LP | UNIT LP INT | 524707304 | $40 | 18,812 | 0.0% |
| Iamgold Corp(IAG) | COM | 450913108 | $41 | 10,526 | 0.0% |
| Plug Power Inc(PLUG) | COM NEW | 72919P202 | $41 | 34,293 | 0.0% |
| Turquoise Hill RES LTD | COM | 900435108 | $42 | 13,000 | 0.0% |
| Parker Hannifin Corp(PH)Call | COM | 701094104 | $43 | 10,300 | 0.0% |
| Mitcham Inds Inc | COM | 606501104 | $44 | 10,595 | 0.0% |