Q4 2018 Holdings
Filed 2019-02-11 | 2579 holdings | $631.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| JPMorgan Chase & Co(JPM)Call | COM | 46625H100 | $1 | 10,100 | 0.0% |
| Bank Amer Corp(BAC)Call | COM | 060505104 | $1 | 10,100 | 0.0% |
| Community Health SYS Inc New | RIGHT 12/31/2019 | 203668116 | $1 | 45,794 | 0.0% |
| American Outdoor Brands Corp(AOBCEUR)Call | COM | 02874P103 | $1 | 20,900 | 0.0% |
| AT&T Inc(T)Call | COM | 00206R102 | $2 | 20,500 | 0.0% |
| Cisco SYS Inc(CSCO)Call | COM | 17275R102 | $2 | 11,400 | 0.0% |
| BIO Path Holdings Inc | COM NEW | 09057N201 | $2 | 14,268 | 0.0% |
| Kinder Morgan Inc del(KMI)Call | COM | 49456B101 | $3 | 12,700 | 0.0% |
| Zoetis Inc(ZTS)Call | CL A | 98978V103 | $4 | 27,400 | 0.0% |
| Delmar Pharmaceuticals Inc | COM NEW | 247078207 | $4 | 12,500 | 0.0% |
| ADT Inc(ADT)Call | COM | 00090Q103 | $4 | 28,100 | 0.0% |
| Advaxis Inc | COM NEW | 007624208 | $4 | 19,876 | 0.0% |
| Isoray Inc | COM | 46489V104 | $5 | 17,500 | 0.0% |
| Newell Brands Inc(NWL)Call | COM | 651229106 | $5 | 15,300 | 0.0% |
| Celldex Therapeutics Inc New | COM | 15117B103 | $6 | 29,127 | 0.0% |
| Ford MTR Co del(F)Call | COM PAR $0.01 | 345370860 | $6 | 52,500 | 0.0% |
| Actinium Pharmaceuticals Inc(ATNMEUR) | COM | 00507W107 | $7 | 17,200 | 0.0% |
| Hovnanian Enterprises Inc | CL A | 442487203 | $8 | 12,137 | 0.0% |
| Northern Dynasty Minerals LT(NAK) | COM NEW | 66510M204 | $8 | 14,399 | 0.0% |
| Select Sector Spdr TR(XLF)Call | SBI INT-FINL | 81369Y605 | $9 | 10,700 | 0.0% |
| Sanchez Energy Corp | COM | 79970Y105 | $9 | 33,818 | 0.0% |
| Asterias Biotherapeutics Inc | COM SER A | 04624N107 | $9 | 14,630 | 0.0% |
| Ferrellgas Partners L.P. | UNIT LTD PART | 315293100 | $10 | 18,152 | 0.0% |
| Encore Cap Group Inc | NOTE 2.875% 3/1 | 292554AH5 | $10 | $12,000 | 0.0% |
| ANI Pharmaceuticals Inc | NOTE 3.000%12/0 | 00182CAA1 | $11 | $11,000 | 0.0% |
| Izea Worldwide Inc | COM | 46604H105 | $11 | 11,035 | 0.0% |
| Huron Consulting Group Inc | NOTE 1.250%10/0 | 447462AB8 | $11 | $11,000 | 0.0% |
| Ishares Silver Trust(SLV)Call | ISHARES | 46428Q109 | $11 | 40,500 | 0.0% |
| Palatin Technologies Inc | COM PAR $ .01 | 696077403 | $11 | 15,815 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 2.250% 6/0 | 049164BH8 | $12 | $12,000 | 0.0% |
| HCI Group Inc | NOTE 3.875% 3/1 | 40416EAB9 | $12 | $12,000 | 0.0% |
| Zion Oil & Gas Inc(ZNOG) | COM | 989696109 | $13 | 31,533 | 0.0% |
| Plug Power Inc(PLUG) | COM NEW | 72919P202 | $13 | 10,191 | 0.0% |
| Moleculin Biotech Inc | COM | 60855D101 | $13 | 12,704 | 0.0% |
| Prospect Capital Corporation | NOTE 4.950% 7/1 | 74348TAR3 | $14 | $15,000 | 0.0% |
| Infinity Pharmaceuticals Inc(INFIQ) | COM | 45665G303 | $14 | 11,750 | 0.0% |
| Resonant Inc | COM | 76118L102 | $14 | 10,810 | 0.0% |
| Black BOX Corp del | COM | 091826107 | $15 | 13,979 | 0.0% |
| Restoration Robotics Inc | COM | 76133C103 | $15 | 34,979 | 0.0% |
| Pfizer Inc(PFE)Call | COM | 717081103 | $16 | 12,500 | 0.0% |
| Marrone BIO Innovations Inc | COM | 57165B106 | $16 | 11,061 | 0.0% |
| Quest Resource Hldg Corp(QRHC) | COM NEW | 74836W203 | $16 | 11,943 | 0.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $17 | 26,000 | 0.0% |
| Turquoise Hill RES LTD | COM | 900435108 | $17 | 10,300 | 0.0% |
| Ideanomics Inc | COM | 45166V106 | $18 | 15,000 | 0.0% |
| Athersys Inc(ATHXEUR) | COM | 04744L106 | $19 | 13,000 | 0.0% |
| Sierra Oncology Inc | COM | 82640U107 | $19 | 14,617 | 0.0% |
| Electronics for Imaging Inc | NOTE 0.750% 9/0 | 286082AC6 | $19 | $20,000 | 0.0% |
| Dycom Inds Inc | NOTE 0.750% 9/1 | 267475AB7 | $19 | $20,000 | 0.0% |
| Citigroup Inc(C)Call | COM NEW | 172967424 | $20 | 23,100 | 0.0% |