Q1 2020 Holdings
Filed 2020-04-21 | 2427 holdings | $571.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| HI Crush Inc | COM | 428337109 | $21 | 91,146 | 0.0% |
| CSI Compressco LP | COM UNIT | 12637A103 | $21 | 31,761 | 0.0% |
| Tellurian Inc New(TELLEUR) | COM | 87968A104 | $22 | 24,486 | 0.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $22 | 74,308 | 0.0% |
| Arts WAY MFG Inc(ARTW) | COM | 043168103 | $23 | 10,703 | 0.0% |
| Cyclacel Pharmaceuticals Inc | COM PAR | 23254L405 | $23 | 60,125 | 0.0% |
| Hexo Corp | COM | 428304109 | $23 | 27,676 | 0.0% |
| Sorrento Therapeutics Inc(SRNE) | COM NEW | 83587F202 | $23 | 12,577 | 0.0% |
| Polarityte Inc | COM | 731094108 | $25 | 22,976 | 0.0% |
| Mallinckrodt PUB LTD Co | SHS | G5785G107 | $25 | 12,565 | 0.0% |
| Ampio Pharmaceuticals Inc | COM | 03209T109 | $25 | 59,193 | 0.0% |
| Agile Therapeutics Inc(AGRXUSD) | COM | 00847L100 | $26 | 14,000 | 0.0% |
| Walmart Inc(WMT)Call | COM | 931142103 | $26 | 14,300 | 0.0% |
| Kandi Technologies Group Inc | COM | 483709101 | $27 | 10,253 | 0.0% |
| Advaxis Inc(ADXSEUR) | COM NEW | 007624307 | $27 | 50,000 | 0.0% |
| Matador RES Co(MTDR) | COM | 576485205 | $27 | 10,812 | 0.0% |
| Quintana Energy Svcs Inc | COM | 74875T103 | $27 | 31,030 | 0.0% |
| Cemex SAB de CV(CX) | SPON ADR NEW | 151290889 | $28 | 13,000 | 0.0% |
| Daseke Inc(DSKEUSD) | COM | 23753F107 | $28 | 20,207 | 0.0% |
| Rockwell MED Inc | COM | 774374102 | $29 | 14,370 | 0.0% |
| Assertio Therapeutics Inc(DEPOEUR) | COM | 04545L107 | $30 | 46,616 | 0.0% |
| Diamond Eagle Acquisition Co | *W EXP 06/30/202 | 25258L117 | $30 | 10,500 | 0.0% |
| Orchid IS Cap Inc | COM | 68571X103 | $30 | 10,079 | 0.0% |
| Nuveen Energy MLP Totl Rtrnf | COM | 67074U103 | $30 | 21,141 | 0.0% |
| Dish Network Corporation | NOTE 3.375% 8/1 | 25470MAB5 | $32 | $40,000 | 0.0% |
| Ishares TR(EFA)Call | MSCI EAFE ETF | 464287465 | $34 | 47,600 | 0.0% |
| Spectrum Pharmaceuticals Inc | COM | 84763A108 | $34 | 14,465 | 0.0% |
| Precigen Inc(PGEN) | COM | 74017N105 | $36 | 10,576 | 0.0% |
| Chesapeake Energy Corp(CHKEUR) | COM | 165167107 | $38 | 219,745 | 0.0% |
| Facebook Inc(META)Call | CL A | 30303M102 | $38 | 13,000 | 0.0% |
| General Electric CoCall | COM | 369604103 | $39 | 42,900 | 0.0% |
| Whiting Pete Corp New | COM NEW | 966387409 | $39 | 58,460 | 0.0% |
| Prospect Capital Corporation | NOTE 4.950% 7/1 | 74348TAR3 | $39 | $45,000 | 0.0% |
| Pitney Bowes Inc(PBI) | COM | 724479100 | $40 | 19,435 | 0.0% |
| Quad / Graphics Inc(QUAD) | COM CL A | 747301109 | $40 | 15,870 | 0.0% |
| Asanko Gold Inc(AKG1EUR) | COM | 04341Y105 | $41 | 51,808 | 0.0% |
| Firsthand Tech Value FD Inc(SVVC) | COM | 33766Y100 | $41 | 11,024 | 0.0% |
| Aphria Inc(APH1EUR) | COM | 03765K104 | $41 | 13,304 | 0.0% |
| MFA Finl Inc | COM | 55272X102 | $42 | 27,030 | 0.0% |
| Wisdomtree Invts Inc(WT) | COM | 97717P104 | $42 | 18,041 | 0.0% |
| Sunesis Pharmaceuticals Inc | COM | 867328700 | $42 | 101,625 | 0.0% |
| Microsoft Corp(MSFT)Call | COM | 594918104 | $42 | 15,900 | 0.0% |
| Moleculin Biotech Inc | COM | 60855D101 | $44 | 72,546 | 0.0% |
| Nabors Industries LTD(NBR) | SHS | G6359F103 | $45 | 115,888 | 0.0% |
| BOX Inc(BOX)Call | CL A | 10316T104 | $45 | 22,800 | 0.0% |
| BNY Mellon High Yield Strate(DHF) | SH BEN INT | 09660L105 | $45 | 20,026 | 0.0% |
| Invesco Mortgage Capital Inc(IVREUR) | COM | 46131B100 | $46 | 13,417 | 0.0% |
| Companhia Siderurgica Nacion(SID) | SPONSORED ADR | 20440W105 | $46 | 35,376 | 0.0% |
| Oasis Petroleum Inc | COM | 674215108 | $46 | 130,233 | 0.0% |
| Archrock Inc(AROC) | COM | 03957W106 | $47 | 12,599 | 0.0% |