Q3 2015 Holdings
Filed 2015-11-16 | 117 holdings | $1.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Adma Biologics Inc(ADMA) | COM | 000899104 | $393.0K | 46,987 | 39.1% |
| Arbutus Biopharma Corp(ABUS) | COM | 03879J100 | $380.0K | 62,360 | 37.8% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $15.3K | 80,000 | 1.5% |
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $15.3K | 80,000 | 1.5% |
| Ishares TR(EEM) | MSCI EMG MKT ETF | 464287234 | $11.5K | 350,000 | 1.1% |
| Orexigen Therapeutics Inc | NOTE 2.750%12/0 | 686164AB0 | $8.8K | $12,750,000 | 0.9% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $7.8K | $11,000,000 | 0.8% |
| Spdr Index SHS FDS(FEZ) | EURO STOXX 50 | 78463X202 | $7.6K | 225,000 | 0.8% |
| Exelixis Inc | NOTE 4.250% 8/1 | 30161QAC8 | $7.2K | $6,000,000 | 0.7% |
| Aegerion Pharmaceuticals Inc | NOTE 2.000% 8/1 | 00767EAB8 | $6.7K | $9,000,000 | 0.7% |
| Select Sector Spdr TR(XLU)Put | SBI INT-UTILS | 81369Y886 | $6.5K | 150,000 | 0.6% |
| Sequenom Inc | NOTE 5.000% 1/0 | 817337AC2 | $5.4K | $6,390,000 | 0.5% |
| Spdr Series Trust(XHB)Call | S&P HOMEBUILD | 78464A888 | $5.1K | 150,000 | 0.5% |
| Precision Castparts Corp | COM | 740189105 | $5.1K | 22,300 | 0.5% |
| Medicines Co | DBCV 1.375% 6/0 | 584688AC9 | $5.1K | $3,500,000 | 0.5% |
| City Natl Corp | COM | 178566105 | $5.0K | 56,400 | 0.5% |
| Sigma Aldrich Corp | COM | 826552101 | $4.9K | 35,529 | 0.5% |
| Bank Amer Corp(BAC)Call | COM | 060505104 | $4.7K | 300,000 | 0.5% |
| Time Warner Cable Inc | COM | 88732J207 | $3.9K | 21,500 | 0.4% |
| Wisdomtree TR(HEDJ) | EUROPE HEDGED EQ | 97717X701 | $3.6K | 65,000 | 0.4% |
| Interoil Corp | COM | 460951106 | $3.4K | 102,000 | 0.3% |
| Cleco Corp New | COM | 12561W105 | $3.1K | 58,463 | 0.3% |
| Kythera Biopharmaceuticals I | COM | 501570105 | $3.1K | 41,400 | 0.3% |
| DOT Hill SYS Corp | COM | 25848T109 | $3.0K | 313,341 | 0.3% |
| Retrophin Inc | COM | 761299106 | $3.0K | 148,000 | 0.3% |
| Array Biopharma Inc | NOTE 3.000% 6/0 | 04269XAA3 | $3.0K | $3,000,000 | 0.3% |
| Humana Inc(HUM) | COM | 444859102 | $3.0K | 16,500 | 0.3% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $2.9K | 1,836,039 | 0.3% |
| Freescale Semiconductor LTD | SHS | G3727Q101 | $2.9K | 78,500 | 0.3% |
| Broadcom Corp | CL A | 111320107 | $2.5K | 49,000 | 0.3% |
| Partnerre LTD | COM | G6852T105 | $2.5K | 18,086 | 0.2% |
| American Airls Group Inc(AAL)Call | COM | 02376R102 | $2.3K | 60,000 | 0.2% |
| Micron Technology Inc(MU)Call | COM | 595112103 | $2.2K | 150,000 | 0.2% |
| Endologix Inc | NOTE 2.250%12/1 | 29266SAA4 | $2.2K | $2,500,000 | 0.2% |
| Remy Intl Inc New | COM | 75971M108 | $2.1K | 72,406 | 0.2% |
| Navistar Intl Corp New | NOTE 4.750% 4/1 | 63934EAS7 | $2.1K | $3,000,000 | 0.2% |
| XPO Logistics Inc(XPO) | COM | 983793100 | $2.1K | 87,000 | 0.2% |
| Thoratec Corp | COM NEW | 885175307 | $1.9K | 30,436 | 0.2% |
| Altera Corp | COM | 021441100 | $1.9K | 37,000 | 0.2% |
| Globalstar Inc | NOTE 8.000% 4/0 | 378973AD3 | $1.8K | $706,268 | 0.2% |
| Cytec Inds Inc | COM | 232820100 | $1.8K | 24,400 | 0.2% |
| HCC INS Hldgs Inc | COM | 404132102 | $1.8K | 22,758 | 0.2% |
| Dealertrack Technologies Inc | COM | 242309102 | $1.7K | 27,200 | 0.2% |
| Avolon Hldgs LTD | COM | G52237107 | $1.7K | 54,777 | 0.2% |
| Five Prime Therapeutics Inc(FPRX) | COM | 33830X104 | $1.6K | 102,500 | 0.2% |
| Home Properties Inc | COM | 437306103 | $1.5K | 20,500 | 0.2% |
| Arrowhead Resh Corp | COM NEW | 042797209 | $1.4K | 251,200 | 0.1% |
| Baker Hughes Inc | COM | 057224107 | $1.4K | 26,200 | 0.1% |
| Acceleron Pharma Inc(XLRN) | COM | 00434H108 | $1.4K | 54,700 | 0.1% |
| Tetralogic Pharmaceuticals C | NOTE 8.000% 6/1 | 88165UAB5 | $1.3K | $2,500,000 | 0.1% |