Q4 2015 Holdings
Filed 2016-02-16 | 126 holdings | $1.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Arbutus Biopharma Corp(ABUS) | COM | 03879J100 | $449.0K | 101,000 | 40.5% |
| Adma Biologics Inc(ADMA) | COM | 000899104 | $365.0K | 45,000 | 33.0% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $95.8K | 470,000 | 8.7% |
| Select Sector Spdr TR(XLF)Call | SBI INT-FINL | 81369Y605 | $9.5K | 400,000 | 0.9% |
| Aegerion Pharmaceuticals Inc | NOTE 2.000% 8/1 | 00767EAB8 | $7.6K | $11,500,000 | 0.7% |
| Clovis Oncology Inc | NOTE 2.500% 9/1 | 189464AB6 | $6.8K | $8,000,000 | 0.6% |
| Precision Castparts Corp | COM | 740189105 | $6.8K | 29,273 | 0.6% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $6.7K | $12,000,000 | 0.6% |
| Select Sector Spdr TR(XLU)Put | SBI INT-UTILS | 81369Y886 | $6.5K | 150,000 | 0.6% |
| Sequenom Inc | NOTE 5.000% 1/0 | 817337AC2 | $6.1K | $8,040,000 | 0.5% |
| Wisdomtree TR(HEDJ) | EUROPE HEDGED EQ | 97717X701 | $5.7K | 105,000 | 0.5% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $5.6K | 50,000 | 0.5% |
| Orexigen Therapeutics Inc | NOTE 2.750%12/0 | 686164AB0 | $5.5K | $9,426,000 | 0.5% |
| Humana Inc(HUM) | COM | 444859102 | $5.4K | 30,300 | 0.5% |
| Ishares TR(EEM) | MSCI EMG MKT ETF | 464287234 | $5.3K | 165,651 | 0.5% |
| Spdr Series Trust(XHB)Call | S&P HOMEBUILD | 78464A888 | $5.1K | 150,000 | 0.5% |
| Bank Amer Corp(BAC)Call | COM | 060505104 | $5.0K | 300,000 | 0.5% |
| Array Biopharma Inc | NOTE 3.000% 6/0 | 04269XAA3 | $5.0K | $5,350,000 | 0.4% |
| Broadcom Corp | CL A | 111320107 | $4.9K | 85,000 | 0.4% |
| Time Warner Cable Inc | COM | 88732J207 | $4.2K | 22,500 | 0.4% |
| Partnerre LTD | COM | G6852T105 | $3.7K | 26,686 | 0.3% |
| Ishares TR(HYG) | IBOXX HI YD ETF | 464288513 | $3.6K | 45,000 | 0.3% |
| Retrophin Inc | COM | 761299106 | $3.5K | 180,000 | 0.3% |
| Pfizer Inc(PFE)Call | COM | 717081103 | $3.2K | 100,000 | 0.3% |
| Interoil Corp | COM | 460951106 | $3.1K | 98,000 | 0.3% |
| Avolon Hldgs LTD | COM | G52237107 | $3.1K | 99,217 | 0.3% |
| Cleco Corp New | COM | 12561W105 | $3.1K | 58,463 | 0.3% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $3.0K | 2,114,221 | 0.3% |
| Select Sector Spdr TR(XLE)Put | SBI INT-ENERGY | 81369Y506 | $3.0K | 50,000 | 0.3% |
| Allergan PLC | SHS | G0177J108 | $2.7K | 8,500 | 0.2% |
| Chubb Corp | COM | 171232101 | $2.4K | 17,719 | 0.2% |
| AGL RES Inc | COM | 001204106 | $2.2K | 34,042 | 0.2% |
| Endologix Inc | NOTE 2.250%12/1 | 29266SAA4 | $2.0K | $2,500,000 | 0.2% |
| Baker Hughes Inc | COM | 057224107 | $2.0K | 42,300 | 0.2% |
| Towers Watson & Co | CL A | 891894107 | $1.8K | 14,214 | 0.2% |
| Keurig Green MTN Inc | COM | 49271M100 | $1.7K | 19,087 | 0.2% |
| Globalstar Inc | NOTE 8.000% 4/0 | 378973AD3 | $1.7K | $714,213 | 0.2% |
| King Digital Entmt PLC | ORD SHS | G5258J109 | $1.4K | 81,000 | 0.1% |
| Omnivision Technologies Inc | COM | 682128103 | $1.4K | 49,600 | 0.1% |
| Navistar Intl Corp New | NOTE 4.750% 4/1 | 63934EAS7 | $1.4K | $3,000,000 | 0.1% |
| Micron Technology Inc(MU)Call | COM | 595112103 | $1.4K | 100,000 | 0.1% |
| Health NET Inc | COM | 42222G108 | $1.4K | 20,000 | 0.1% |
| Jarden Corp | COM | 471109108 | $1.3K | 23,000 | 0.1% |
| Biomed Realty Trust Inc | COM | 09063H107 | $1.2K | 52,000 | 0.1% |
| Powershs DB US Dollar IndexPut | DOLL INDX BULL | 73936D107 | $1.2K | 46,300 | 0.1% |
| Esperion Therapeutics Inc NE(ESPR) | COM | 29664W105 | $1.2K | 52,000 | 0.1% |
| Solera Holdings Inc | COM | 83421A104 | $1.2K | 21,000 | 0.1% |
| Pepco Holdings Inc | COM | 713291102 | $1.1K | 43,504 | 0.1% |
| Pdvwireless Inc | COM | 69290R104 | $1.1K | 40,100 | 0.1% |
| Office Depot Inc | COM | 676220106 | $1.1K | 192,000 | 0.1% |