Q3 2016 Holdings
Filed 2016-11-14 | 110 holdings | $231.4K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Adma Biologics Inc(ADMA) | COM | 000899104 | $72.0K | 10,000 | 31.1% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $37.3K | 300,000 | 16.1% |
| Biogen Inc(BIIB)Call | COM | 09062X103 | $9.4K | 30,000 | 4.1% |
| International Business Machs(IBM)Call | COM | 459200101 | $7.9K | 49,600 | 3.4% |
| Linkedin Corp | COM CL A | 53578A108 | $6.9K | 36,000 | 3.0% |
| Humana Inc(HUM) | COM | 444859102 | $5.1K | 28,800 | 2.2% |
| Aegerion Pharmaceuticals Inc | NOTE 2.000% 8/1 | 00767EAB8 | $4.6K | $7,000,000 | 2.0% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $4.5K | $5,500,000 | 1.9% |
| Ishares TR(HYG)Put | IBOXX HI YD ETF | 464288513 | $4.4K | 50,000 | 1.9% |
| PTC Therapeutics Inc | NOTE 3.000% 8/1 | 69366JAB7 | $4.2K | $8,000,000 | 1.8% |
| Lilly ELI & Co(LLY)Call | COM | 532457108 | $4.0K | 50,000 | 1.7% |
| Virgin Amer Inc | COM VTG | 92765X208 | $3.4K | 62,642 | 1.4% |
| Monsanto Co New | COM | 61166W101 | $3.3K | 32,500 | 1.4% |
| Kla-Tencor Corp(KLAC) | COM | 482480100 | $3.2K | 46,500 | 1.4% |
| Ingram Micro Inc | CL A | 457153104 | $3.2K | 88,500 | 1.4% |
| General Electric CoPut | COM | 369604103 | $3.0K | 100,000 | 1.3% |
| Interoil Corp | COM | 460951106 | $2.6K | 52,000 | 1.1% |
| Orexigen Therapeutics Inc | NOTE 2.750%12/0 | 686164AB0 | $2.4K | $9,826,000 | 1.0% |
| Pernix Therapeutics Hldgs in | DBCV 4.250% 4/0 | 71426VAK4 | $2.1K | $8,000,000 | 0.9% |
| AVG Technologies N V | SHS | N07831105 | $2.1K | 82,339 | 0.9% |
| Syngenta AG | SPONSORED ADR | 87160A100 | $2.0K | 22,615 | 0.9% |
| Whitewave Foods Co | COM | 966244105 | $2.0K | 36,000 | 0.8% |
| Vaneck Vectors ETF TR(GDX)Call | GOLD MINERS ETF | 92189F106 | $1.9K | 71,500 | 0.8% |
| Egalet Corp | NOTE 5.500% 4/0 | 28226BAB0 | $1.9K | $2,200,000 | 0.8% |
| Incyte Corp(INCY)Call | COM | 45337C102 | $1.8K | 19,000 | 0.8% |
| AEP Inds Inc | COM | 001031103 | $1.5K | 14,100 | 0.7% |
| Rite AID Corp | COM | 767754104 | $1.5K | 200,169 | 0.7% |
| Globalstar Inc | NOTE 8.000% 4/0 | 378973AD3 | $1.5K | $722,247 | 0.7% |
| Privatebancorp Inc | COM | 742962103 | $1.5K | 32,000 | 0.6% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAA6 | $1.2K | $2,000,000 | 0.5% |
| Rackspace Hosting Inc | COM | 750086100 | $1.0K | 31,800 | 0.4% |
| Fleetmatics Group PLC | COM | G35569105 | $977 | 16,290 | 0.4% |
| Navistar Intl Corp New | NOTE 4.750% 4/1 | 63934EAS7 | $928 | $1,000,000 | 0.4% |
| Lexmark Intl Inc | CL A | 529771107 | $875 | 21,900 | 0.4% |
| Cigna Corporation | COM | 125509109 | $834 | 6,400 | 0.4% |
| Pdvwireless Inc | COM | 69290R104 | $790 | 34,500 | 0.3% |
| Intersil Corp | CL A | 46069S109 | $768 | 35,000 | 0.3% |
| Retrophin Inc | COM | 761299106 | $767 | 34,266 | 0.3% |
| Valeant Pharmaceuticals IntlCall | COM | 91911K102 | $736 | 30,000 | 0.3% |
| Apollo ED Group Inc | CL A | 037604105 | $720 | 90,507 | 0.3% |
| Starz | COM SER A | 85571Q102 | $717 | 23,000 | 0.3% |
| Micron Technology Inc(MU)Call | COM | 595112103 | $711 | 40,000 | 0.3% |
| Inotek Pharmaceuticals Corp | NOTE 5.750% 8/0 | 45780VAB8 | $673 | $500,000 | 0.3% |
| Spdr Series Trust(XBI)Put | S&P BIOTECH | 78464A870 | $663 | 10,000 | 0.3% |
| Curis Inc | COM | 231269101 | $652 | 250,000 | 0.3% |
| Sunedison Semiconductor LTD | SHS | Y8213L102 | $629 | 55,236 | 0.3% |
| JOY Global Inc | COM | 481165108 | $598 | 21,563 | 0.3% |
| NII Hldgs Inc | COM PAR $0.001 | 62913F508 | $575 | 172,800 | 0.2% |
| G & K Svcs Inc | CL A | 361268105 | $573 | 6,000 | 0.2% |
| Suffolk Bancorp | COM | 864739107 | $552 | 15,880 | 0.2% |