Q3 2018 Holdings
Filed 2018-11-14 | 120 holdings | $829.9K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Aclaris Therapeutics Inc(ACRS) | COM | 00461U105 | $610.0K | 42,000 | 73.5% |
| Ishares TR(HYG)Put | IBOXX HI YD ETF | 464288513 | $28.5K | 330,000 | 3.4% |
| Spdr Series Trust(XBI)Put | S&P BIOTECH | 78464A870 | $25.6K | 267,000 | 3.1% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $19.4K | 115,000 | 2.3% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $18.9K | 65,000 | 2.3% |
| Select Sector Spdr TR(XLV)Put | SBI HEALTHCARE | 81369Y209 | $14.7K | 155,000 | 1.8% |
| Verizon Communications Inc(VZ)Call | COM | 92343V104 | $8.0K | 150,000 | 1.0% |
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $7.3K | 25,000 | 0.9% |
| Kadmon Hldgs Inc(KDMN) | COM | 48283N106 | $4.9K | 1,458,172 | 0.6% |
| General Mtrs Co(GM)Call | COM | 37045V100 | $4.4K | 130,000 | 0.5% |
| Pernix Therapeutics Hldgs in | DBCV 4.250% 4/0 | 71426VAK4 | $4.1K | $10,000,000 | 0.5% |
| Novavax Inc | NOTE 3.750% 2/0 | 670002AB0 | $4.1K | $6,750,000 | 0.5% |
| Mylan N VCall | SHS EURO | N59465109 | $3.8K | 105,000 | 0.5% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $3.4K | $4,000,000 | 0.4% |
| Aetna Inc New | COM | 00817Y108 | $3.4K | 16,600 | 0.4% |
| Goldman Sachs Group Inc(GS) | COM | 38141G104 | $3.1K | 13,600 | 0.4% |
| Dermira Inc | NOTE 3.000% 5/1 | 24983LAB0 | $2.9K | $3,550,000 | 0.4% |
| Andeavor | COM | 03349M105 | $2.9K | 19,100 | 0.4% |
| Xtant MED Hldgs Inc(XTNT) | COM NEW | 98420P308 | $2.8K | 733,747 | 0.3% |
| Vaneck Vectors ETF TR(SMH)Put | SEMICONDUCTOR ET | 92189F676 | $2.7K | 25,000 | 0.3% |
| Senseonics Hldgs Inc | NOTE 5.250% 2/0 | 81727UAA3 | $2.4K | $1,500,000 | 0.3% |
| Retrophin Inc | NOTE 2.500% 9/1 | 761299AB2 | $2.0K | $2,000,000 | 0.2% |
| Netflix Inc(NFLX)Put | COM | 64110L106 | $1.9K | 5,000 | 0.2% |
| NXP Semiconductors N V(NXPI) | COM | N6596X109 | $1.6K | 18,900 | 0.2% |
| Spdr Gold Trust(GLD) | GOLD SHS | 78463V107 | $1.5K | 13,000 | 0.2% |
| Micron Technology Inc(MU)Call | COM | 595112103 | $1.4K | 30,000 | 0.2% |
| Vaneck Vectors ETF TR(GDX) | GOLD MINERS ETF | 92189F106 | $1.3K | 70,100 | 0.2% |
| Rockwell Collins Inc | COM | 774341101 | $1.2K | 8,600 | 0.1% |
| Viewray Inc(VRAYQ) | COM | 92672L107 | $1.2K | 128,000 | 0.1% |
| Alphabet Inc(GOOG)Call | CAP STK CL C | 02079K107 | $1.2K | 1,000 | 0.1% |
| Alphabet Inc(GOOG)Put | CAP STK CL C | 02079K107 | $1.2K | 1,000 | 0.1% |
| Goldman Sachs Group Inc(GS)Put | COM | 38141G104 | $1.1K | 5,000 | 0.1% |
| Goldman Sachs Group Inc(GS)Call | COM | 38141G104 | $1.1K | 5,000 | 0.1% |
| Express Scripts Hldg Co | COM | 30219G108 | $1.1K | 11,400 | 0.1% |
| Amag Pharmaceuticals Inc | NOTE 3.250% 6/0 | 00163UAD8 | $1.1K | $1,000,000 | 0.1% |
| Medtronic PLC(MDT)Put | SHS | G5960L103 | $984 | 10,000 | 0.1% |
| KLX Inc | COM | 482539103 | $885 | 14,100 | 0.1% |
| Disney Walt Co(DIS)Put | COM DISNEY | 254687106 | $877 | 7,500 | 0.1% |
| Disney Walt Co(DIS)Call | COM DISNEY | 254687106 | $877 | 7,500 | 0.1% |
| Alnylam Pharmaceuticals Inc(ALNY)Call | COM | 02043Q107 | $875 | 10,000 | 0.1% |
| Ishares TR(EEM)Put | MSCI EMG MKT ETF | 464287234 | $858 | 20,000 | 0.1% |
| Ishares TR(EEM)Call | MSCI EMG MKT ETF | 464287234 | $858 | 20,000 | 0.1% |
| Exxon Mobil Corp(XOM)Call | COM | 30231G102 | $850 | 10,000 | 0.1% |
| Exxon Mobil Corp(XOM)Put | COM | 30231G102 | $850 | 10,000 | 0.1% |
| Pfizer Inc(PFE)Put | COM | 717081103 | $820 | 18,600 | 0.1% |
| Avista Corp(AVA) | COM | 05379B107 | $814 | 16,097 | 0.1% |
| Affimed N V | COM | N01045108 | $812 | 186,679 | 0.1% |
| Tracon Pharmaceuticals Inc | COM | 89237H100 | $782 | 381,409 | 0.1% |
| Orbotech LTD | ORD | M75253100 | $761 | 12,800 | 0.1% |
| Abbvie Inc(ABBV)Put | COM | 00287Y109 | $709 | 7,500 | 0.1% |