Q4 2018 Holdings
Filed 2019-02-14 | 136 holdings | $1.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Aclaris Therapeutics Inc(ACRS) | COM | 00461U105 | $728.0K | 98,500 | 52.8% |
| Corvus Pharmaceuticals Inc(CRVS) | COM | 221015100 | $496.0K | 135,123 | 36.0% |
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $15.0K | 60,000 | 1.1% |
| Spdr Series Trust(XBI)Put | S&P BIOTECH | 78464A870 | $10.8K | 150,000 | 0.8% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $6.9K | 27,500 | 0.5% |
| Ishares TR(HYG)Put | IBOXX HI YD ETF | 464288513 | $6.5K | 80,000 | 0.5% |
| Kadmon Hldgs Inc(KDMN) | COM | 48283N106 | $6.1K | 2,954,478 | 0.4% |
| XPO Logistics Inc(XPO)Call | COM | 983793100 | $5.7K | 99,600 | 0.4% |
| Select Sector Spdr TR(XLF) | SBI INT-FINL | 81369Y605 | $4.2K | 175,000 | 0.3% |
| General Mtrs Co(GM)Call | COM | 37045V100 | $4.0K | 120,000 | 0.3% |
| Micron Technology Inc(MU)Call | COM | 595112103 | $3.8K | 120,000 | 0.3% |
| Netflix Inc(NFLX)Put | COM | 64110L106 | $3.6K | 13,500 | 0.3% |
| Pfizer Inc(PFE)Put | COM | 717081103 | $3.1K | 70,000 | 0.2% |
| Ishares TR(EEM) | MSCI EMG MKT ETF | 464287234 | $2.8K | 71,000 | 0.2% |
| Novavax Inc | NOTE 3.750% 2/0 | 670002AB0 | $2.7K | $4,500,000 | 0.2% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $2.7K | 20,000 | 0.2% |
| RED HAT Inc | COM | 756577102 | $2.5K | 14,195 | 0.2% |
| Retrophin Inc | NOTE 2.500% 9/1 | 761299AB2 | $2.2K | $2,500,000 | 0.2% |
| Mylan N VCall | SHS EURO | N59465109 | $2.2K | 80,000 | 0.2% |
| Dermira Inc | NOTE 3.000% 5/1 | 24983LAB0 | $1.9K | $2,500,000 | 0.1% |
| Goldman Sachs Group Inc(GS) | COM | 38141G104 | $1.8K | 10,500 | 0.1% |
| Select Sector Spdr TR(XLV)Put | SBI HEALTHCARE | 81369Y209 | $1.7K | 20,000 | 0.1% |
| Scana Corp New | COM | 80589M102 | $1.7K | 35,100 | 0.1% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $1.7K | $2,000,000 | 0.1% |
| Verastem Inc | NOTE 5.000%11/0 | 92337CAA2 | $1.6K | $2,000,000 | 0.1% |
| Eiger Biopharmaceuticals Inc(CLDNEUR) | COM | 28249U105 | $1.5K | 152,406 | 0.1% |
| JPMorgan Chase & Co(JPM) | COM | 46625H100 | $1.5K | 15,800 | 0.1% |
| Spdr Gold Trust(GLD) | GOLD SHS | 78463V107 | $1.5K | 12,500 | 0.1% |
| Sparton Corp | COM | 847235108 | $1.4K | 78,954 | 0.1% |
| Alphabet Inc(GOOG) | CAP STK CL C | 02079K107 | $1.3K | 1,300 | 0.1% |
| Affimed N V | COM | N01045108 | $1.3K | 425,398 | 0.1% |
| Spdr Series Trust(XHB)Call | S&P HOMEBUILD | 78464A888 | $1.3K | 40,000 | 0.1% |
| Xtant MED Hldgs Inc(XTNT) | COM NEW | 98420P308 | $1.3K | 796,826 | 0.1% |
| C H Robinson Worldwide Inc(CHRW)Put | COM NEW | 12541W209 | $1.3K | 15,000 | 0.1% |
| NXP Semiconductors N V(NXPI) | COM | N6596X109 | $1.3K | 17,110 | 0.1% |
| Clovis Oncology Inc | NOTE 2.500% 9/1 | 189464AB6 | $1.3K | $1,500,000 | 0.1% |
| Insmed Inc | NOTE 1.750% 1/1 | 457669AA7 | $1.2K | $1,750,000 | 0.1% |
| Bank Amer Corp(BAC)Call | COM | 060505104 | $1.2K | 50,000 | 0.1% |
| BOX Inc(BOX)Call | CL A | 10316T104 | $1.2K | 70,000 | 0.1% |
| Integrated Device Technology | COM | 458118106 | $1.1K | 22,633 | 0.1% |
| Tesaro Inc | COM | 881569107 | $1.1K | 14,500 | 0.1% |
| Tribune Media Co(TRCO) | CL A | 896047503 | $1.1K | 23,500 | 0.1% |
| Viewray Inc(VRAYQ) | COM | 92672L107 | $1.1K | 175,000 | 0.1% |
| Alphabet Inc(GOOG)Put | CAP STK CL C | 02079K107 | $1.0K | 1,000 | 0.1% |
| Alphabet Inc(GOOG)Call | CAP STK CL C | 02079K107 | $1.0K | 1,000 | 0.1% |
| Fedex Corp(FDX) | COM | 31428X106 | $1.0K | 6,370 | 0.1% |
| Pernix Therapeutics Hldgs in | DBCV 4.250% 4/0 | 71426VAK4 | $1.0K | $10,000,000 | 0.1% |
| Ishares Inc(EWW) | MSCI MEXICO ETF | 464286822 | $988 | 24,000 | 0.1% |
| Johnson & Johnson(JNJ) | COM | 478160104 | $883 | 6,845 | 0.1% |
| Goldman Sachs Group Inc(GS)Call | COM | 38141G104 | $835 | 5,000 | 0.1% |