Q1 2019 Holdings
Filed 2019-05-15 | 101 holdings | $1.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Aclaris Therapeutics Inc(ACRS) | COM | 00461U105 | $893.0K | 149,004 | 52.8% |
| Corvus Pharmaceuticals Inc(CRVS) | COM | 221015100 | $604.0K | 150,199 | 35.7% |
| Spdr Series Trust(XBI)Put | S&P BIOTECH | 78464A870 | $40.3K | 445,000 | 2.4% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $31.1K | 110,000 | 1.8% |
| Ishares TR(HYG)Put | IBOXX HI YD ETF | 464288513 | $13.0K | 150,000 | 0.8% |
| AT&T Inc(T)Call | COM | 00206R102 | $11.6K | 370,000 | 0.7% |
| Select Sector Spdr TR(XLV)Put | SBI HEALTHCARE | 81369Y209 | $11.0K | 120,000 | 0.7% |
| Pfizer Inc(PFE)Put | COM | 717081103 | $6.4K | 150,000 | 0.4% |
| Kadmon Hldgs Inc(KDMN) | COM | 48283N106 | $5.1K | 1,940,157 | 0.3% |
| General Mtrs Co(GM)Call | COM | 37045V100 | $4.6K | 125,300 | 0.3% |
| Bausch Health COS Inc(BHC)Put | COM | 071734107 | $4.2K | 170,000 | 0.2% |
| Facebook Inc(META)Put | CL A | 30303M102 | $4.2K | 25,000 | 0.2% |
| Lilly ELI & Co(LLY)Put | COM | 532457108 | $3.9K | 30,000 | 0.2% |
| Dermira Inc | NOTE 3.000% 5/1 | 24983LAB0 | $3.3K | $3,750,000 | 0.2% |
| CVS Health Corp(CVS)Call | COM | 126650100 | $3.2K | 60,000 | 0.2% |
| Integrated Device Technology | COM | 458118106 | $2.4K | 49,133 | 0.1% |
| Xtant MED Hldgs Inc(XTNT) | COM NEW | 98420P308 | $2.3K | 768,913 | 0.1% |
| Noble Energy Inc(NBL2EUR)Call | COM | 655044105 | $2.2K | 90,000 | 0.1% |
| Netflix Inc(NFLX)Put | COM | 64110L106 | $2.1K | 6,000 | 0.1% |
| Micron Technology Inc(MU)Call | COM | 595112103 | $2.1K | 50,000 | 0.1% |
| Eiger Biopharmaceuticals Inc(CLDNEUR) | COM | 28249U105 | $2.0K | 142,140 | 0.1% |
| Bank Amer Corp(BAC)Call | COM | 060505104 | $1.9K | 70,000 | 0.1% |
| Boeing Co(BA)Put | COM | 097023105 | $1.9K | 5,000 | 0.1% |
| Ellie MAE Inc | COM | 28849P100 | $1.6K | 16,628 | 0.1% |
| Amag Pharmaceuticals Inc | NOTE 3.250% 6/0 | 00163UAD8 | $1.6K | $1,800,000 | 0.1% |
| Affimed N V | COM | N01045108 | $1.5K | 355,000 | 0.1% |
| Tribune Media Co(TRCO) | CL A | 896047503 | $1.3K | 28,557 | 0.1% |
| RED HAT Inc | COM | 756577102 | $1.3K | 7,000 | 0.1% |
| Spdr Gold Trust(GLD) | GOLD SHS | 78463V107 | $1.2K | 10,000 | 0.1% |
| Zosano Pharma Corp | COM NEW | 98979H202 | $1.2K | 242,826 | 0.1% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $1.1K | $1,250,000 | 0.1% |
| Novavax Inc | NOTE 3.750% 2/0 | 670002AB0 | $1.0K | $2,825,000 | 0.1% |
| Viewray Inc(VRAYQ)Call | COM | 92672L107 | $979 | 132,500 | 0.1% |
| U S G Corp | COM NEW | 903293405 | $816 | 18,854 | 0.0% |
| Tracon Pharmaceuticals Inc | COM | 89237H100 | $811 | 592,232 | 0.0% |
| Arris International PLC | SHS | G0551A103 | $790 | 25,000 | 0.0% |
| Rigel Pharmaceuticals Inc(RIGLUSD) | COM NEW | 766559603 | $771 | 300,000 | 0.0% |
| Viewray Inc(VRAYQ) | COM | 92672L107 | $739 | 100,000 | 0.0% |
| Rosehill RES Inc | CL A | 777385105 | $714 | 210,024 | 0.0% |
| Matinas Biopharma Hldgs Inc | COM | 576810105 | $708 | 650,000 | 0.0% |
| Boeing Co(BA) | COM | 097023105 | $687 | 1,800 | 0.0% |
| Sprint Corporation | COM | 85207U105 | $655 | 115,997 | 0.0% |
| Verastem Inc | NOTE 5.000%11/0 | 92337CAA2 | $650 | $825,000 | 0.0% |
| Stemline Therapeutics Inc | COM | 85858C107 | $642 | 50,000 | 0.0% |
| Strongbridge Biopharma PLC | SHS USD | G85347105 | $620 | 124,544 | 0.0% |
| Moderna Inc(MRNA)Put | COM | 60770K107 | $610 | 30,000 | 0.0% |
| Dermira Inc(DERMEUR)Call | COM | 24983L104 | $607 | 44,800 | 0.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $603 | 1,401,508 | 0.0% |
| Maxwell Technologies Inc | COM | 577767106 | $598 | 133,802 | 0.0% |
| Oaktree Cap Group LLC | UNIT CL A | 674001201 | $546 | 11,000 | 0.0% |