Q3 2019 Holdings
Filed 2019-11-12 | 40 holdings | $3.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $2.9M | 17,500 | 95.0% |
| Twitter Inc | NOTE 0.250% 6/1 | 90184LAF9 | $10.7K | $10,070,000 | 0.3% |
| Splunk Inc | NOTE 0.500% 9/1 | 848637AC8 | $9.5K | $8,870,000 | 0.3% |
| Priceline GRP Inc | NOTE 0.900% 9/1 | 741503AX4 | $9.5K | $8,200,000 | 0.3% |
| Vector Group LTD | FRNT 4/1 | 92240MBC1 | $7.2K | 6,910,000 | 0.2% |
| Radnet Inc(RDNT) | COM | 750491102 | $7.0K | 486,590 | 0.2% |
| Liberty Media Corp | NOTE 1.000% 1/3 | 531229AF9 | $6.5K | $5,160,000 | 0.2% |
| Fireeye Inc | NOTE 0.875% 6/0 | 31816QAF8 | $6.4K | $6,770,000 | 0.2% |
| Palo Alto Networks Inc | NOTE 0.750% 7/0 | 697435AD7 | $6.2K | $5,870,000 | 0.2% |
| Vaneck Vectors ETF TR(GDX) | GOLD MINERS ETF | 92189F106 | $6.1K | 230,100 | 0.2% |
| Alphabet Inc(GOOGL) | CAP STK CL A | 02079K305 | $6.1K | 5,000 | 0.2% |
| NRG Energy Inc | DBCV 2.750% 6/0 | 629377CG5 | $5.9K | $5,280,000 | 0.2% |
| Ctrip COM Intl LTD | NOTE 1.000% 7/0 | 22943FAF7 | $5.7K | $5,830,000 | 0.2% |
| Spirit Rlty Cap Inc | NOTE 3.750% 5/1 | 84860WAB8 | $5.6K | $5,490,000 | 0.2% |
| SEA LTD(SE) | SPONSORED ADS | 81141R100 | $4.6K | 148,800 | 0.1% |
| Ares Cap Corp | NOTE 3.750% 2/0 | 04010LAT0 | $4.4K | $4,290,000 | 0.1% |
| Guidewire Software Inc | NOTE 1.250% 3/1 | 40171VAA8 | $3.8K | $3,340,000 | 0.1% |
| Live Nation Entertainment Inc | NOTE 2.500% 3/1 | 538034AQ2 | $3.6K | $3,030,000 | 0.1% |
| Barrick Gold Corporation(ABX) | COM | 067901108 | $3.4K | 196,000 | 0.1% |
| Cardtronics Inc | NOTE 1.000%12/0 | 14161HAG3 | $3.4K | $3,410,000 | 0.1% |
| Marriott Vactins Worldwid Co | NOTE 1.500% 9/1 | 57164YAB3 | $3.2K | $3,220,000 | 0.1% |
| Biomarin Pharmaceutical Inc | NOTE 0.599% 8/0 | 09061GAH4 | $3.2K | $3,220,000 | 0.1% |
| Nuance Communications Inc | DBCV 1.000%12/1 | 67020YAK6 | $3.0K | $3,220,000 | 0.1% |
| Carvana Co(CVNA) | CL A | 146869102 | $3.0K | 45,600 | 0.1% |
| Square Inc | NOTE 0.500% 5/1 | 852234AD5 | $2.8K | $2,520,000 | 0.1% |
| Altair Engr Inc | NOTE 0.250% 6/0 | 021369AA1 | $2.8K | $2,760,000 | 0.1% |
| Iovance Biotherapeutics Inc(IOVA) | COM | 462260100 | $2.8K | 151,500 | 0.1% |
| Vaneck Vectors ETF(GDXJ) | JR GOLD MINERS E | 92189F791 | $2.7K | 75,600 | 0.1% |
| Prospect Capital Corporation | NOTE 4.950% 7/1 | 74348TAR3 | $2.6K | $2,550,000 | 0.1% |
| JD COM Inc(JD) | SPON ADR CL A | 47215P106 | $2.3K | 80,000 | 0.1% |
| Pure Storage Inc | NOTE 0.125% 4/1 | 74624MAB8 | $2.2K | $2,260,000 | 0.1% |
| Jazz Investments I LTD | NOTE 1.500% 8/1 | 472145AD3 | $1.9K | $2,000,000 | 0.1% |
| Apollo Global Mgmt Inc(APOEUR) | COM CL A | 03768E105 | $1.8K | 47,418 | 0.1% |
| Shopify Inc(SHOP) | CL A | 82509L107 | $1.6K | 5,025 | 0.1% |
| Freeport-Mcmoran(FCX) | CL B | 35671D857 | $871 | 91,000 | 0.0% |
| Insmed Inc | NOTE 1.750% 1/1 | 457669AA7 | $838 | $1,000,000 | 0.0% |
| New Oriental ED & Tech GRP I | SPON ADR | 647581107 | $831 | 7,500 | 0.0% |
| FTI Consulting Inc | NOTE 2.000% 8/1 | 302941AP4 | $524 | $430,000 | 0.0% |
| GDS Hldgs LTD | NOTE 2.000% 6/0 | 36165LAB4 | $520 | $500,000 | 0.0% |
| Polarityte Inc | COM | 731094108 | $352 | 109,098 | 0.0% |