Q4 2019 Holdings
Filed 2020-02-12 | 43 holdings | $7.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $7.4M | 35,000 | 97.9% |
| Ishares TR(EEM) | MSCI EMG MKT ETF | 464287234 | $11.2K | 250,000 | 0.1% |
| Splunk Inc | NOTE 0.500% 9/1 | 848637AC8 | $7.5K | $6,220,000 | 0.1% |
| Priceline GRP Inc | NOTE 0.900% 9/1 | 741503AX4 | $7.3K | $6,350,000 | 0.1% |
| SEA LTD(SE) | SPONSORED ADS | 81141R100 | $6.9K | 171,180 | 0.1% |
| Radnet Inc(RDNT) | COM | 750491102 | $6.9K | 337,490 | 0.1% |
| Fireeye Inc | NOTE 0.875% 6/0 | 31816QAF8 | $6.8K | $6,770,000 | 0.1% |
| Palo Alto Networks Inc | NOTE 0.750% 7/0 | 697435AD7 | $6.5K | $5,870,000 | 0.1% |
| Twitter Inc | NOTE 0.250% 6/1 | 90184LAF9 | $6.1K | $6,285,000 | 0.1% |
| Carvana Co(CVNA) | CL A | 146869102 | $5.7K | 61,479 | 0.1% |
| Ctrip COM Intl LTD | NOTE 1.000% 7/0 | 22943FAF7 | $5.6K | $5,630,000 | 0.1% |
| Mobile Telesystems Pjsc | SPONSORED ADR | 607409109 | $5.5K | 537,500 | 0.1% |
| NRG Energy Inc | DBCV 2.750% 6/0 | 629377CG5 | $4.9K | $4,355,000 | 0.1% |
| Ishares Inc(EWZ) | MSCI BRAZIL ETF | 464286400 | $4.7K | 100,000 | 0.1% |
| Spirit Rlty Cap Inc New | NOTE 3.750% 5/1 | 84860WAB8 | $4.7K | $4,490,000 | 0.1% |
| Ares Cap Corp | NOTE 3.750% 2/0 | 04010LAT0 | $4.4K | $4,290,000 | 0.1% |
| Pure Storage Inc | NOTE 0.125% 4/1 | 74624MAB8 | $3.8K | $3,760,000 | 0.0% |
| Live Nation Entertainment in | NOTE 2.500% 3/1 | 538034AQ2 | $3.7K | $3,030,000 | 0.0% |
| Barrick Gold Corporation(ABX) | COM | 067901108 | $3.6K | 196,000 | 0.0% |
| Marriott Vactins Worldwid Co | NOTE 1.500% 9/1 | 57164YAB3 | $3.4K | $3,220,000 | 0.0% |
| Liberty Media Corp Delaware | NOTE 1.000% 1/3 | 531229AF9 | $3.4K | $2,580,000 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 0.599% 8/0 | 09061GAH4 | $3.4K | $3,220,000 | 0.0% |
| Nuance Communications Inc | DBCV 1.000%12/1 | 67020YAK6 | $3.3K | $3,220,000 | 0.0% |
| Vaneck Vectors ETF Trust(GDXJ) | JR GOLD MINERS E | 92189F791 | $3.2K | 75,600 | 0.0% |
| Vaneck Vectors ETF Trust(GDX) | GOLD MINERS ETF | 92189F106 | $3.1K | 105,100 | 0.0% |
| Alteryx Inc(AYXEUR) | COM CL A | 02156B103 | $3.0K | 30,192 | 0.0% |
| Altair Engr Inc | NOTE 0.250% 6/0 | 021369AA1 | $2.8K | $2,760,000 | 0.0% |
| Square Inc | NOTE 0.500% 5/1 | 852234AD5 | $2.8K | $2,520,000 | 0.0% |
| Prospect Capital Corporation | NOTE 4.950% 7/1 | 74348TAR3 | $2.6K | $2,550,000 | 0.0% |
| Vector Group LTD | FRNT 4/1 | 92240MBC1 | $2.6K | $2,500,000 | 0.0% |
| New Oriental ED & Tech GRP I | SPON ADR | 647581107 | $2.4K | 20,000 | 0.0% |
| Iovance Biotherapeutics Inc(IOVA) | COM | 462260100 | $2.2K | 80,000 | 0.0% |
| Cardtronics Inc | NOTE 1.000%12/0 | 14161HAG3 | $2.0K | $1,910,000 | 0.0% |
| Freeport-Mcmoran Inc(FCX) | CL B | 35671D857 | $1.9K | 141,000 | 0.0% |
| Apollo Global Mgmt Inc(APOEUR) | COM CL A | 03768E105 | $1.8K | 37,418 | 0.0% |
| JD COM Inc(JD) | SPON ADR CL A | 47215P106 | $1.4K | 40,000 | 0.0% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AF1 | $1.4K | $980,000 | 0.0% |
| TAL Education Group(TAL) | SPONSORED ADS | 874080104 | $1.2K | 25,000 | 0.0% |
| Netease Inc(NTES) | SPONSORED ADS | 64110W102 | $997 | 3,250 | 0.0% |
| Insmed Inc | NOTE 1.750% 1/1 | 457669AA7 | $968 | $1,000,000 | 0.0% |
| Headhunter Group PLC(HHR) | SPONSORED ADS | 42207L106 | $730 | $34,030 | 0.0% |
| GDS Hldgs LTD | NOTE 2.000% 6/0 | 36165LAB4 | $600 | $500,000 | 0.0% |
| FTI Consulting Inc | NOTE 2.000% 8/1 | 302941AP4 | $540 | $430,000 | 0.0% |