Q3 2021 Holdings
Filed 2021-11-15 | 196 holdings | $616.7K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $222.3K | 518,000 | 36.0% |
| Tesla Inc | NOTE 2.375% 3/1 | 88160RAD3 | $29.7K | $2,510,000 | 4.8% |
| Nuance Communications Inc | NOTE 1.250% 4/0 | 67020YAN0 | $21.8K | $7,743,000 | 3.5% |
| Plug Power Inc | NOTE 3.750% 6/0 | 72919PAD5 | $17.8K | $3,485,000 | 2.9% |
| Microchip Technology Inc. | NOTE 1.625% 2/1 | 595017AD6 | $17.2K | $5,073,000 | 2.8% |
| Cloudflare Inc | NOTE 0.750% 5/1 | 18915MAB3 | $15.1K | $5,000,000 | 2.4% |
| RH | NOTE 9/1 | 74967XAD5 | $14.4K | $4,575,000 | 2.3% |
| Snap Inc | NOTE 0.250% 5/0 | 83304AAD8 | $13.7K | $4,000,000 | 2.2% |
| Repligen Corp | NOTE 0.375% 7/1 | 759916AB5 | $12.7K | $5,025,000 | 2.1% |
| SEA LTD | NOTE 2.375%12/0 | 81141RAF7 | $12.6K | $3,533,000 | 2.0% |
| ON Semiconductor Corp | NOTE 1.625%10/1 | 682189AP0 | $12.3K | $5,450,000 | 2.0% |
| RH | NOTE 6/1 | 74967XAA1 | $11.7K | $3,409,000 | 1.9% |
| Dexcom Inc | NOTE 0.750%12/0 | 252131AH0 | $11.2K | $3,355,000 | 1.8% |
| Palo Alto Networks Inc | NOTE 0.750% 7/0 | 697435AD7 | $10.4K | $5,722,000 | 1.7% |
| Invesco QQQ TR(QQQ)Put | UNIT SER 1 | 46090E103 | $8.9K | 25,000 | 1.5% |
| Wayfair Inc | NOTE 1.125%11/0 | 94419LAD3 | $8.0K | $3,555,000 | 1.3% |
| Tesla Inc(TSLA)Put | COM | 88160R101 | $7.8K | 10,000 | 1.3% |
| SEA LTD | NOTE 1.000%12/0 | 81141RAD2 | $7.5K | $1,175,000 | 1.2% |
| WIX COM LTD | NOTE 7/0 | 92940WAB5 | $7.2K | $4,830,000 | 1.2% |
| Mercadolibre Inc | NOTE 2.000% 8/1 | 58733RAD4 | $6.6K | $1,734,000 | 1.1% |
| Etsy Inc | NOTE 0.125%10/0 | 29786AAJ5 | $6.2K | $2,564,000 | 1.0% |
| Square Inc | NOTE 0.500% 5/1 | 852234AD5 | $5.5K | $1,782,000 | 0.9% |
| Zillow Group Inc | NOTE 0.750% 9/0 | 98954MAE1 | $5.1K | $2,450,000 | 0.8% |
| Zendesk Inc | NOTE 0.250% 3/1 | 98936JAB7 | $4.4K | $2,350,000 | 0.7% |
| Chesapeake Energy Corp(EXEEW) | *W EXP 99/99/999 | 165167164 | $4.3K | 118,000 | 0.7% |
| Workday Inc | NOTE 0.250%10/0 | 98138HAF8 | $4.3K | $2,500,000 | 0.7% |
| Hercules Capital Inc | DBCV 4.375% 2/0 | 427096AF9 | $4.2K | $4,004,000 | 0.7% |
| Varonis SYS Inc | NOTE 1.250% 8/1 | 922280AB8 | $4.1K | $2,000,000 | 0.7% |
| Middleby Corp | NOTE 1.000% 9/0 | 596278AB7 | $3.7K | $2,600,000 | 0.6% |
| Doordash Inc(DASH)Put | CL A | 25809K105 | $3.7K | 18,000 | 0.6% |
| Ishares TR(TLT)Put | 20 YR TR BD ETF | 464287432 | $3.6K | 25,000 | 0.6% |
| Moderna Inc(MRNA)Put | COM | 60770K107 | $3.5K | 9,000 | 0.6% |
| Microchip Technology Inc. | NOTE 2.250% 2/1 | 595017AH7 | $3.4K | $1,480,000 | 0.6% |
| Q2 Hldgs Inc | NOTE 0.750% 2/1 | 74736LAB5 | $3.3K | $2,309,000 | 0.5% |
| KBR Inc | NOTE 2.500%11/0 | 48242WAB2 | $3.3K | $2,065,000 | 0.5% |
| Square Inc | NOTE 0.125% 3/0 | 852234AF0 | $3.2K | $1,581,000 | 0.5% |
| Pavmed Inc | *W EXP 04/30/202 | 70387R122 | $3.1K | 445,899 | 0.5% |
| Akamai Technologies Inc | NOTE 0.125% 5/0 | 00971TAJ0 | $3.0K | $2,500,000 | 0.5% |
| Penn Natl Gaming Inc | NOTE 2.750% 5/1 | 707569AU3 | $3.0K | $928,000 | 0.5% |
| Nextera Energy Inc | UNIT 09/01/2022S | 65339F796 | $2.8K | 47,833 | 0.5% |
| Southwest Airls Co | NOTE 1.250% 5/0 | 844741BG2 | $2.6K | $1,706,000 | 0.4% |
| Apple Inc(AAPL)Put | COM | 037833100 | $2.5K | 17,500 | 0.4% |
| Hubspot Inc | NOTE 0.250% 6/0 | 443573AB6 | $2.3K | $325,000 | 0.4% |
| Mudrick Capital Acqu Corp II | COM CL A | 62477L107 | $2.3K | 231,400 | 0.4% |
| Ishares Silver TR(SLV)Call | ISHARES | 46428Q109 | $2.3K | 110,000 | 0.4% |
| Blackline Inc | NOTE 0.125% 8/0 | 09239BAB5 | $2.2K | $1,339,000 | 0.4% |
| FTI Consulting Inc | NOTE 2.000% 8/1 | 302941AP4 | $2.2K | $1,597,000 | 0.4% |
| HCI Group Inc | NOTE 4.250% 3/0 | 40416EAD5 | $2.2K | $1,194,000 | 0.4% |
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $2.1K | 5,000 | 0.3% |
| Essential Utils Inc | UNIT 04/30/2022 | 29670G201 | $2.1K | 35,990 | 0.3% |