Q4 2021 Holdings
Filed 2022-02-11 | 291 holdings | $201.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Kingswood Acquisition Corp | COM CL A | 496861105 | $303 | 30,000 | 0.0% |
| Vector Acquisition Corp II | CL A SHS | G9460A104 | $308 | 31,545 | 0.0% |
| Solid Power Inc(SLDP) | CLASS A COM | 83422N105 | $324 | 37,100 | 0.0% |
| EOG RES Inc(EOG) | COM | 26875P101 | $355 | 4,000 | 0.0% |
| TCW Special Purpose Acqu COR | COM CL A | 87301L106 | $387 | 39,631 | 0.0% |
| Metals Acquisition Corp | SHS CL A | G60405100 | $388 | 40,000 | 0.0% |
| Tortoiseecofin Acquisition C | SHS CL A | G8956E109 | $388 | 40,000 | 0.0% |
| Advanced Merger Partners Inc | COM CL A | 00777J109 | $389 | 40,000 | 0.0% |
| Thunder Bridge Cap Prtnrs II | COM CL A | 88605T100 | $391 | 40,000 | 0.0% |
| Jaws Juggernaut Acquisitn Co | CLASS A ORD SHS | G50735102 | $393 | 40,000 | 0.0% |
| Exela Technologies Inc | COM NEW | 30162V409 | $417 | 474,967 | 0.0% |
| Xpac Acquisition Corp | CLASS A ORD | G9831X106 | $436 | 45,000 | 0.0% |
| KL Acquisition Corp | COM CL A | 49837C109 | $471 | 48,216 | 0.0% |
| Brightsphere Invt Group Inc(AAMI) | COM | 10948W103 | $512 | 20,000 | 0.0% |
| Pioneer NAT RES Co(PXDEUR) | COM | 723787107 | $546 | 3,000 | 0.0% |
| Northern Star Invest Corp II | COM CL A | 66574L100 | $585 | 60,000 | 0.0% |
| Delta AIR Lines Inc del(DAL) | COM NEW | 247361702 | $586 | 15,000 | 0.0% |
| Ellington Financial Inc(EFC) | COM | 28852N109 | $598 | 35,000 | 0.0% |
| Verso Corp | CL A | 92531L207 | $621 | 23,000 | 0.0% |
| Simon Ppty Group Inc New(SPG) | COM | 828806109 | $639 | 4,000 | 0.0% |
| Devon Energy Corp New(DVN) | COM | 25179M103 | $661 | 15,000 | 0.0% |
| PDL Cmnty Bancorp | COM | 69290X101 | $702 | 47,921 | 0.0% |
| Periphas Capital Partnering | COM CL A | 713895100 | $709 | 29,100 | 0.0% |
| Forgerock Inc | CL A | 34631B101 | $801 | 30,000 | 0.0% |
| BK of America Corp(BAC) | COM | 060505104 | $890 | 20,000 | 0.0% |
| Energy Transfer L P(ET) | COM UT LTD PTN | 29273V100 | $905 | 110,000 | 0.0% |
| ION Acquisition Corp 3 LTD | SHS CL A | G4940J114 | $978 | 100,000 | 0.0% |
| Aercap Holdings NV(AER) | SHS | N00985106 | $981 | 15,000 | 0.0% |
| Enterprise Prods Partners L(EPD) | COM | 293792107 | $1.1K | 50,000 | 0.0% |
| Safeguard Scientifics Inc | COM NEW | 786449207 | $1.2K | 163,804 | 0.0% |
| Finwise Bancorp(FINW) | COM | 31813A109 | $1.4K | 100,000 | 0.0% |
| Pinnacle Finl Partners Inc | COM | 72346Q104 | $1.6K | 16,977 | 0.0% |
| CIT Group Inc(CITUSD) | COM NEW | 125581801 | $1.6K | 31,723 | 0.0% |
| CRA Intl Inc(CRAI) | COM | 12618T105 | $1.7K | 17,960 | 0.0% |
| CNB Finl Corp PA(CCNE) | COM | 126128107 | $1.8K | 67,644 | 0.0% |
| RED Rock Resorts Inc(RRR) | CL A | 75700L108 | $1.8K | 33,000 | 0.0% |
| Timberland Bancorp Inc(TSBK) | COM | 887098101 | $1.8K | 65,763 | 0.0% |
| Independent BK Corp Mich(IBCP) | COM NEW | 453838609 | $1.9K | 79,462 | 0.0% |
| Five Star Bancorp(FSBC) | COM | 33830T103 | $2.0K | 65,882 | 0.0% |
| Pennymac Corp | NOTE 5.500%11/0 | 70932AAD5 | $2.0K | $2,000,000 | 0.0% |
| Washington FED Inc(WAFD) | COM | 938824109 | $2.0K | 60,181 | 0.0% |
| United SEC Bancshares Calif(UBFO) | COM | 911460103 | $2.1K | 253,431 | 0.0% |
| Cbtx Inc(CBTXEUR) | COM | 12481V104 | $2.2K | 75,000 | 0.0% |
| Hanmi Finl Corp(HAFC) | COM NEW | 410495204 | $2.2K | 92,613 | 0.0% |
| Community Finl Corp MD(TCFCUSD) | COM | 20368X101 | $2.2K | 56,284 | 0.0% |
| Parke Bancorp Inc(PKBK) | COM | 700885106 | $2.3K | 107,475 | 0.0% |
| Eagle Bancorp Inc MD(EGBN) | COM | 268948106 | $2.4K | 41,381 | 0.0% |
| Western Asset Mortgage Capit | NOTE 6.750%10/0 | 95790DAA3 | $2.6K | $2,500,000 | 0.0% |
| Dolphin Entmt Inc(DLPNGBP) | COM NEW | 25686H209 | $2.6K | 300,000 | 0.0% |
| Ncino Inc | COM | 63947U107 | $2.6K | 46,851 | 0.0% |