Q4 2021 Holdings
Filed 2022-02-14 | 200 holdings | $645.5K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $179.4K | 377,800 | 27.8% |
| Arogo Capital Acquisition Co(AOGOU) | UNIT 99/99/9999 | 042644203 | $106.0K | 10,600 | 16.4% |
| Nuance Communications Inc | NOTE 1.250% 4/0 | 67020YAN0 | $21.9K | $7,743,000 | 3.4% |
| Plug PWR Inc | NOTE 3.750% 6/0 | 72919PAD5 | $19.6K | $3,485,000 | 3.0% |
| ON Semiconductor Corp | NOTE 1.625%10/1 | 682189AP0 | $18.8K | $5,747,000 | 2.9% |
| Cloudflare Inc | NOTE 0.750% 5/1 | 18915MAB3 | $17.5K | $5,000,000 | 2.7% |
| Avantor Inc | 6.25 PFD CNV SR | 05352A209 | $16.3K | 126,255 | 2.5% |
| Danaher Corporation | 4.75 MND CV PFD | 235851300 | $16.0K | 7,312 | 2.5% |
| Palo Alto Networks Inc | NOTE 0.750% 7/0 | 697435AD7 | $11.8K | $5,622,000 | 1.8% |
| RH | NOTE 9/1 | 74967XAD5 | $10.9K | $4,310,000 | 1.7% |
| Hercules Capital Inc | DBCV 4.375% 2/0 | 427096AF9 | $10.6K | $10,304,000 | 1.6% |
| Etsy Inc | NOTE 0.125%10/0 | 29786AAJ5 | $10.2K | $4,000,000 | 1.6% |
| Microchip Technology Inc. | NOTE 1.625% 2/1 | 595017AF1 | $10.0K | $3,930,000 | 1.6% |
| RH | NOTE 6/1 | 74967XAA1 | $9.8K | $3,432,000 | 1.5% |
| SEA LTD | NOTE 2.375%12/0 | 81141RAF7 | $9.0K | $3,500,000 | 1.4% |
| Snap Inc | NOTE 0.250% 5/0 | 83304AAD8 | $8.9K | $4,000,000 | 1.4% |
| Chesapeake Energy Corp(EXEEW) | *W EXP 99/99/999 | 165167164 | $8.4K | 210,101 | 1.3% |
| Invesco QQQ TR(QQQ)Put | UNIT SER 1 | 46090E103 | $8.1K | 20,300 | 1.3% |
| Starwood Waypoint Homes | NOTE 3.500% 1/1 | 19625XAB8 | $6.5K | $3,275,000 | 1.0% |
| Mercadolibre Inc | NOTE 2.000% 8/1 | 58733RAD4 | $6.4K | $2,075,000 | 1.0% |
| Wayfair Inc | NOTE 1.125%11/0 | 94419LAD3 | $6.2K | $3,555,000 | 1.0% |
| Nova LTD | NOTE 10/1 | 66980MAB2 | $5.5K | $2,760,000 | 0.8% |
| Lumentum Hldgs Inc | NOTE 0.250% 3/1 | 55024UAB5 | $5.3K | $3,000,000 | 0.8% |
| Liberty Media Corp del | NOTE 1.000% 1/3 | 531229AF9 | $5.2K | $3,000,000 | 0.8% |
| KBR Inc | NOTE 2.500%11/0 | 48242WAB2 | $4.4K | $2,321,000 | 0.7% |
| Zendesk Inc | NOTE 0.250% 3/1 | 98936JAB7 | $4.4K | $2,584,000 | 0.7% |
| Workday Inc | NOTE 0.250%10/0 | 98138HAF8 | $4.4K | $2,346,000 | 0.7% |
| Middleby Corp | NOTE 1.000% 9/0 | 596278AB7 | $4.2K | $2,600,000 | 0.6% |
| Zillow Group Inc | NOTE 0.750% 9/0 | 98954MAE1 | $3.8K | $2,450,000 | 0.6% |
| Chesapeake Energy Corp(EXEEZ) | *W EXP 99/99/999 | 165167172 | $3.8K | 106,250 | 0.6% |
| II-VI Inc | NOTE 0.250% 9/0 | 902104AB4 | $3.6K | $2,460,000 | 0.6% |
| Q2 Hldgs Inc | NOTE 0.750% 2/1 | 74736LAB5 | $3.4K | $2,400,000 | 0.5% |
| Varonis SYS Inc | NOTE 1.250% 8/1 | 922280AB8 | $3.4K | $2,000,000 | 0.5% |
| Hannon Armstrong Sust Infr C | NOTE 8/1 | 41068XAD2 | $3.3K | $2,782,000 | 0.5% |
| Akamai Technologies Inc | NOTE 0.125% 5/0 | 00971TAJ0 | $3.2K | $2,452,000 | 0.5% |
| Rambus Inc del | NOTE 1.375% 2/0 | 750917AG1 | $3.1K | $1,977,000 | 0.5% |
| Broadcom Inc | 8% MCNV PFD SR A | 11135F200 | $3.1K | 1,473 | 0.5% |
| Tesla Inc(TSLA)Put | COM | 88160R101 | $2.7K | 2,600 | 0.4% |
| Apple Inc(AAPL)Put | COM | 037833100 | $2.7K | 15,100 | 0.4% |
| Essential Utils Inc | UNIT 04/30/2022 | 29670G201 | $2.6K | 40,220 | 0.4% |
| FTI Consulting Inc | NOTE 2.000% 8/1 | 302941AP4 | $2.5K | $1,617,000 | 0.4% |
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $2.4K | 5,100 | 0.4% |
| Southwest Airls Co | NOTE 1.250% 5/0 | 844741BG2 | $2.4K | $1,791,000 | 0.4% |
| Altair Engr Inc | NOTE 0.250% 6/0 | 021369AA1 | $2.1K | $1,201,000 | 0.3% |
| Nextera Energy Inc | UNIT 09/01/2022S | 65339F796 | $2.0K | 29,867 | 0.3% |
| Carnival Corp | NOTE 5.750% 4/0 | 143658BE1 | $2.0K | $960,000 | 0.3% |
| Chesapeake Energy Corp(EXEEL) | *W EXP 09/02/202 | 165167180 | $2.0K | 62,000 | 0.3% |
| Blackline Inc | NOTE 0.125% 8/0 | 09239BAB5 | $2.0K | $1,339,000 | 0.3% |
| Nice SYS Inc | NOTE 1.250% 1/1 | 65366HAB9 | $2.0K | $547,000 | 0.3% |
| Block Inc | NOTE 0.125% 3/0 | 852234AF0 | $1.8K | $1,241,000 | 0.3% |