Q1 2016 Holdings
Filed 2016-05-12 | 121 holdings | $18.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Brookdale SR Living Inc(BKD) | COM | 112463104 | $12.9M | 810,940 | 69.9% |
| Cisco SYS Inc(CSCO) | COM | 17275R102 | $3.4M | 120,000 | 18.5% |
| Abbvie Inc(ABBV) | COM | 00287Y109 | $1.3M | 22,000 | 6.8% |
| Conocophillips(COP) | COM | 20825C104 | $290.0K | 7,200 | 1.6% |
| Level 3 Communications Inc | COM NEW | 52729N308 | $165.5K | 1,930,211 | 0.9% |
| Chimera Invt Corp | COM NEW | 16934Q208 | $58.4K | 4,293,875 | 0.3% |
| SPX CorpPut | COM | 784635104 | $24.0K | 3,250 | 0.1% |
| West Corp | COM | 952355204 | $23.6K | 1,034,345 | 0.1% |
| SUN Cmntys Inc(SUI) | COM | 866674104 | $19.3K | 270,148 | 0.1% |
| CYS Invts Inc | COM | 12673A108 | $17.4K | 2,139,532 | 0.1% |
| Enterprise Prods Partners L(EPD) | COM | 293792107 | $16.7K | 679,022 | 0.1% |
| SPX CorpCall | COM | 784635104 | $15.8K | 600 | 0.1% |
| Stryker Corp(SYK) | COM | 863667101 | $14.1K | 131,220 | 0.1% |
| Annaly Cap Mgmt Inc(NLYEUR) | COM | 035710409 | $14.0K | 1,361,822 | 0.1% |
| Goldman Sachs Group Inc(GS) | COM | 38141G104 | $10.9K | 69,400 | 0.1% |
| Two Hbrs Invt Corp | COM | 90187B101 | $10.4K | 1,307,654 | 0.1% |
| MFA Finl Inc | COM | 55272X102 | $8.3K | 1,218,300 | 0.0% |
| Solar Cap LTD(SLRC) | COM | 83413U100 | $8.3K | 479,013 | 0.0% |
| Barrick Gold Corp(ABX) | COM | 067901108 | $7.9K | 582,197 | 0.0% |
| Ellington Financial LLC | COM | 288522303 | $7.7K | 442,344 | 0.0% |
| MVC Capital Inc(MVC) | COM | 553829102 | $7.4K | 990,223 | 0.0% |
| Solar SR Cap LTD | COM | 83416M105 | $6.7K | 462,645 | 0.0% |
| Apollo Coml Real EST FIN Inc(ARI) | COM | 03762U105 | $6.3K | 389,286 | 0.0% |
| Zais Finl Corp | COM | 98886K108 | $5.6K | 377,284 | 0.0% |
| Allied Wrld Assur COM Hldg A | SHS | H01531104 | $5.3K | 150,440 | 0.0% |
| Pennantpark Invt Corp(PNNT) | COM | 708062104 | $5.2K | 748,056 | 0.0% |
| Newmont Mining Corp(NEM) | COM | 651639106 | $5.1K | 192,763 | 0.0% |
| New MTN FIN Corp(NMFC) | COM | 647551100 | $4.9K | 384,462 | 0.0% |
| THL CR Inc | COM | 872438106 | $4.8K | 443,215 | 0.0% |
| Goldman Sachs BDC Inc(GSBD) | SHS | 38147U107 | $4.8K | 244,902 | 0.0% |
| Synchrony Finl(SYF) | COM | 87165B103 | $4.0K | 140,362 | 0.0% |
| Fidus Invt Corp(FDUS) | COM | 316500107 | $3.8K | 247,129 | 0.0% |
| Comcast Corp New(CMCSA) | CL A | 20030N101 | $3.7K | 60,000 | 0.0% |
| Pennantpark Floating Rate CA(PFLT) | COM | 70806A106 | $3.6K | 309,184 | 0.0% |
| Citigroup Inc(C) | COM NEW | 172967424 | $3.3K | 79,400 | 0.0% |
| Starwood Ppty TR Inc(STWD) | COM | 85571B105 | $3.0K | 160,853 | 0.0% |
| Blackstone MTG TR Inc(BXMT) | COM CL A | 09257W100 | $3.0K | 111,249 | 0.0% |
| Medley Cap Corp | COM | 58503F106 | $2.9K | 444,851 | 0.0% |
| Zimmer Biomet Hldgs Inc(ZBH) | COM | 98956P102 | $2.9K | 27,100 | 0.0% |
| Nustar Energy LP | UNIT COM | 67058H102 | $2.8K | 70,406 | 0.0% |
| Factorshares TR | ISE CYBER SEC | 30304R407 | $2.8K | 116,600 | 0.0% |
| Newtek Business Svcs Corp(NEWT) | COM NEW | 652526203 | $2.8K | 221,547 | 0.0% |
| General Electric Co | COM | 369604103 | $2.5K | 79,952 | 0.0% |
| Pfizer Inc(PFE) | COM | 717081103 | $2.5K | 84,247 | 0.0% |
| Exelon Corp(EXC) | COM | 30161N101 | $2.5K | 70,000 | 0.0% |
| TCP Cap Corp | COM | 87238Q103 | $2.5K | 167,136 | 0.0% |
| General Mtrs Co(GM) | COM | 37045V100 | $2.5K | 78,479 | 0.0% |
| Horizon Technology FIN Corp(HRZN) | COM | 44045A102 | $2.4K | 206,354 | 0.0% |
| Microsoft Corp(MSFT) | COM | 594918104 | $2.3K | 42,400 | 0.0% |
| DOW Chem Co | COM | 260543103 | $2.3K | 45,000 | 0.0% |