Q3 2016 Holdings
Filed 2016-11-14 | 109 holdings | $20.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Brookdale SR Living Inc(BKD) | COM | 112463104 | $14.2M | 810,940 | 70.1% |
| Cisco SYS Inc(CSCO) | COM | 17275R102 | $3.8M | 120,000 | 18.9% |
| Abbvie Inc(ABBV) | COM | 00287Y109 | $1.4M | 22,000 | 6.9% |
| Conocophillips(COP) | COM | 20825C104 | $313.0K | 7,200 | 1.6% |
| Level 3 Communications Inc | COM NEW | 52729N308 | $89.5K | 1,930,211 | 0.4% |
| Chimera Invt Corp | COM NEW | 16934Q208 | $62.9K | 3,944,275 | 0.3% |
| SUN Cmntys Inc(SUI) | COM | 866674104 | $23.0K | 293,657 | 0.1% |
| West Corp | COM | 952355204 | $22.9K | 1,034,345 | 0.1% |
| SPX CorpCall | COM | 784635104 | $19.7K | 600 | 0.1% |
| Enterprise Prods Partners L(EPD) | COM | 293792107 | $18.8K | 679,022 | 0.1% |
| CYS Invts Inc | COM | 12673A108 | $18.7K | 2,139,532 | 0.1% |
| Annaly Cap Mgmt Inc(NLYEUR) | COM | 035710409 | $14.3K | 1,361,822 | 0.1% |
| Stryker Corp(SYK) | COM | 863667101 | $14.1K | 131,220 | 0.1% |
| Two Hbrs Invt Corp | COM | 90187B101 | $11.2K | 1,307,654 | 0.1% |
| Goldman Sachs Group Inc(GS) | COM | 38141G104 | $11.1K | 69,000 | 0.1% |
| Barrick Gold Corp(ABX) | COM | 067901108 | $10.3K | 582,197 | 0.1% |
| Solar Cap LTD(SLRC) | COM | 83413U100 | $9.8K | 479,013 | 0.0% |
| MFA Finl Inc | COM | 55272X102 | $9.1K | 1,218,300 | 0.0% |
| MVC Capital Inc(MVC) | COM | 553829102 | $9.1K | 1,091,953 | 0.0% |
| Newmont Mining Corp(NEM) | COM | 651639106 | $7.6K | 192,763 | 0.0% |
| Solar SR Cap LTD | COM | 83416M105 | $7.5K | 462,777 | 0.0% |
| Ellington Financial LLC | COM | 288522303 | $7.4K | 442,344 | 0.0% |
| Apollo Coml Real EST FIN Inc(ARI) | COM | 03762U105 | $6.4K | 389,286 | 0.0% |
| Pennantpark Invt Corp(PNNT) | COM | 708062104 | $5.6K | 748,056 | 0.0% |
| Zais Finl Corp | COM | 98886K108 | $5.4K | 377,284 | 0.0% |
| Allied Wrld Assur COM Hldg A | SHS | H01531104 | $5.2K | 128,340 | 0.0% |
| New MTN FIN Corp(NMFC) | COM | 647551100 | $4.8K | 350,515 | 0.0% |
| Fidus Invt Corp(FDUS) | COM | 316500107 | $4.7K | 229,830 | 0.0% |
| THL CR Inc | COM | 872438106 | $4.6K | 487,803 | 0.0% |
| Pennantpark Floating Rate CA(PFLT) | COM | 70806A106 | $4.6K | 348,278 | 0.0% |
| SPX CorpPut | COM | 784635104 | $4.5K | 3,515 | 0.0% |
| Comcast Corp New(CMCSA) | CL A | 20030N101 | $4.0K | 60,000 | 0.0% |
| Synchrony Finl(SYF) | COM | 87165B103 | $3.9K | 140,362 | 0.0% |
| Citigroup Inc(C) | COM NEW | 172967424 | $3.8K | 79,400 | 0.0% |
| Goldman Sachs BDC Inc(GSBD) | SHS | 38147U107 | $3.7K | 168,279 | 0.0% |
| Starwood Ppty TR Inc(STWD) | COM | 85571B105 | $3.6K | 160,853 | 0.0% |
| Nustar Energy LP | UNIT COM | 67058H102 | $3.5K | 70,406 | 0.0% |
| Blackstone MTG TR Inc(BXMT) | COM CL A | 09257W100 | $3.3K | 111,249 | 0.0% |
| Medley Cap Corp | COM | 58503F106 | $3.3K | 426,351 | 0.0% |
| Factorshares TR | ISE CYBER SEC | 30304R407 | $3.3K | 116,600 | 0.0% |
| Newtek Business Svcs Corp(NEWT) | COM NEW | 652526203 | $3.2K | 226,647 | 0.0% |
| Zimmer Biomet Hldgs Inc(ZBH) | COM | 98956P102 | $2.9K | 22,100 | 0.0% |
| Pfizer Inc(PFE) | COM | 717081103 | $2.9K | 84,247 | 0.0% |
| TCP Cap Corp | COM | 87238Q103 | $2.7K | 167,136 | 0.0% |
| General Mtrs Co(GM) | COM | 37045V100 | $2.5K | 79,149 | 0.0% |
| Microsoft Corp(MSFT) | COM | 594918104 | $2.4K | 42,400 | 0.0% |
| General Electric Co | COM | 369604103 | $2.4K | 79,952 | 0.0% |
| Exelon Corp(EXC) | COM | 30161N101 | $2.3K | 70,000 | 0.0% |
| Targa RES Corp(TRGP) | COM | 87612G101 | $2.3K | 47,178 | 0.0% |
| Energy Transfer Prtnrs L P | UNIT LTD PARTN | 29273R109 | $2.3K | 61,380 | 0.0% |