Q3 2017 Holdings
Filed 2017-11-13 | 89 holdings | $16.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Brookdale SR Living Inc(BKD) | COM | 112463104 | $9.2M | 870,940 | 56.3% |
| Cisco SYS Inc(CSCO) | COM | 17275R102 | $4.0M | 120,000 | 24.6% |
| Abbvie Inc(ABBV) | COM | 00287Y109 | $2.0M | 22,000 | 11.9% |
| West Corp | COM | 952355204 | $389.4K | 1,591,636 | 2.4% |
| Conocophillips(COP) | COM | 20825C104 | $360.0K | 7,200 | 2.2% |
| Level 3 Communications Inc | COM NEW | 52729N308 | $94.6K | 1,775,970 | 0.6% |
| Chimera Invt Corp | COM NEW | 16934Q208 | $52.3K | 2,761,881 | 0.3% |
| CYS Invts Inc | COM | 12673A108 | $18.1K | 2,097,032 | 0.1% |
| Enterprise Prods Partners L(EPD) | COM | 293792107 | $18.1K | 694,022 | 0.1% |
| Annaly Cap Mgmt Inc(NLYEUR) | COM | 035710409 | $15.5K | 1,267,722 | 0.1% |
| Goldman Sachs Group Inc(GS) | COM | 38141G104 | $11.7K | 49,400 | 0.1% |
| Stryker Corp(SYK) | COM | 863667101 | $11.5K | 81,220 | 0.1% |
| MVC Capital Inc(MVC) | COM | 553829102 | $11.1K | 1,105,397 | 0.1% |
| Two Hbrs Invt Corp | COM | 90187B101 | $10.6K | 1,047,043 | 0.1% |
| Solar Cap LTD(SLRC) | COM | 83413U100 | $10.4K | 479,013 | 0.1% |
| Barrick Gold Corp(ABX) | COM | 067901108 | $9.4K | 582,197 | 0.1% |
| Solar SR Cap LTD | COM | 83416M105 | $8.5K | 495,609 | 0.1% |
| Newmont Mining Corp(NEM) | COM | 651639106 | $7.2K | 192,763 | 0.0% |
| Ellington Financial LLC | COM | 288522303 | $7.0K | 442,344 | 0.0% |
| Sutherland Asset Mgmt Corp M | COM | 86933G105 | $6.9K | 436,432 | 0.0% |
| MFA Finl Inc | COM | 55272X102 | $6.6K | 755,381 | 0.0% |
| TCG BDC Inc(CGBD) | COM | 872280102 | $6.5K | 345,400 | 0.0% |
| Pennantpark Invt Corp(PNNT) | COM | 708062104 | $6.5K | 859,457 | 0.0% |
| THL CR Inc | COM | 872438106 | $5.7K | 612,713 | 0.0% |
| Neovasc Inc | COM | 64065J106 | $5.1K | 3,000,010 | 0.0% |
| Fidus Invt Corp(FDUS) | COM | 316500107 | $5.1K | 314,321 | 0.0% |
| Comcast Corp New(CMCSA) | CL A | 20030N101 | $4.6K | 120,000 | 0.0% |
| New MTN FIN Corp(NMFC) | COM | 647551100 | $4.1K | 287,435 | 0.0% |
| Synchrony Finl(SYF) | COM | 87165B103 | $4.0K | 130,362 | 0.0% |
| Newtek Business Svcs Corp(NEWT) | COM NEW | 652526203 | $3.8K | 214,261 | 0.0% |
| Nustar Energy LP | UNIT COM | 67058H102 | $3.7K | 91,406 | 0.0% |
| Factorshares TR | ISE CYBER SEC | 30304R407 | $3.5K | 116,600 | 0.0% |
| Starwood Ppty TR Inc(STWD) | COM | 85571B105 | $3.5K | 160,853 | 0.0% |
| General Mtrs Co(GM) | COM | 37045V100 | $3.2K | 79,149 | 0.0% |
| Microsoft Corp(MSFT) | COM | 594918104 | $3.2K | 42,400 | 0.0% |
| Pennantpark Floating Rate CA(PFLT) | COM | 70806A106 | $3.1K | 213,796 | 0.0% |
| Pfizer Inc(PFE) | COM | 717081103 | $3.0K | 84,247 | 0.0% |
| Zimmer Biomet Hldgs Inc(ZBH) | COM | 98956P102 | $2.6K | 22,100 | 0.0% |
| Sierra Metals Inc | COM | 82639W106 | $2.4K | 944,725 | 0.0% |
| Targa RES Corp(TRGP) | COM | 87612G101 | $2.2K | 47,178 | 0.0% |
| Medley Cap Corp | COM | 58503F106 | $2.2K | 367,236 | 0.0% |
| TC Pipelines LP | UT COM LTD PRT | 87233Q108 | $2.0K | 38,000 | 0.0% |
| Kinross Gold Corp(KGC) | COM NO PAR | 496902404 | $2.0K | 463,352 | 0.0% |
| General Electric Co | COM | 369604103 | $1.9K | 79,952 | 0.0% |
| Exxon Mobil Corp(XOM) | COM | 30231G102 | $1.9K | 23,240 | 0.0% |
| JPMorgan Chase & Co | *W EXP 10/28/201 | 46634E114 | $1.9K | 35,200 | 0.0% |
| Mosaic Co New(MOS) | COM | 61945C103 | $1.8K | 85,000 | 0.0% |
| Agnc Invt Corp(AGNC) | COM | 00123Q104 | $1.8K | 82,733 | 0.0% |
| Magellan Midstream Prtnrs LP(WEP) | COM UNIT RP LP | 559080106 | $1.7K | 24,600 | 0.0% |
| Energy Transfer Partners LP | UNIT LTD PRT INT | 29278N103 | $1.7K | 92,071 | 0.0% |