Q3 2014 Holdings
Filed 2014-11-12 | 197 holdings | $4.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| DDR Corp | COM | 23317H102 | $0 | 15 | 0.0% |
| Dynavax Technologies Corp | COM | 268158102 | $0 | 300 | 0.0% |
| Apricus Biosciences Inc | COM | 03832V109 | $0 | 33 | 0.0% |
| Banco Santander SA(SAN) | ADR | 05964H105 | $0 | 7 | 0.0% |
| AOL Inc | COM | 00184X105 | $0 | 9 | 0.0% |
| Affymetrix Inc | COM | 00826T108 | $1 | 140 | 0.0% |
| Harris & Harris Group Inc | COM | 413833104 | $2 | 600 | 0.0% |
| Molycorp Inc del | COM | 608753109 | $2 | 1,500 | 0.0% |
| Rydex ETF Trust | GUG S&P MC400 PG | 78355W601 | $2 | 15 | 0.0% |
| Frontier Communications Corp | COM | 35906A108 | $2 | 310 | 0.0% |
| Corcept Therapeutics Inc(CORT) | COM | 218352102 | $2 | 700 | 0.0% |
| Applied Matls Inc(AMAT) | COM | 038222105 | $3 | 131 | 0.0% |
| Isis Pharmaceuticals Inc | COM | 464330109 | $3 | 90 | 0.0% |
| Ishares(ICLN) | GL CLEAN ENE ETF | 464288224 | $3 | 300 | 0.0% |
| Qiagen NV(QGEN) | REG SHS | N72482107 | $3 | 124 | 0.0% |
| City Natl Corp | COM | 178566105 | $3 | 39 | 0.0% |
| Ultratech Inc | COM | 904034105 | $3 | 140 | 0.0% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $3 | 193 | 0.0% |
| Vanguard Intl Equity Index F(VWO) | FTSE EMR MKT ETF | 922042858 | $4 | 100 | 0.0% |
| Plum Creek Timber Co Inc | COM | 729251108 | $4 | 100 | 0.0% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V118 | $4 | 193 | 0.0% |
| Time Warner Cable Inc | COM | 88732J207 | $4 | 25 | 0.0% |
| Durect Corp(DRRXEUR) | COM | 266605104 | $4 | 3,000 | 0.0% |
| Powershares DB Cmdty IDX TRA | UNIT BEN INT | 73935S105 | $5 | 200 | 0.0% |
| Intuitive Surgical Inc(ISRG) | COM NEW | 46120E602 | $5 | 10 | 0.0% |
| Regions Finl Corp New(RF) | COM | 7591EP100 | $5 | 500 | 0.0% |
| National Fuel Gas Co N J(NFG) | COM | 636180101 | $5 | 70 | 0.0% |
| Transocean LTD(RIG) | REG SHS | H8817H100 | $6 | 200 | 0.0% |
| Lennar Corp(LEN) | CL A | 526057104 | $6 | 154 | 0.0% |
| Redwood TR Inc(RWT) | COM | 758075402 | $7 | 448 | 0.0% |
| Vanguard Index FDS(VUG) | GROWTH ETF | 922908736 | $7 | 75 | 0.0% |
| Madison Strtg Sector Prem FD | COM | 558268108 | $7 | 600 | 0.0% |
| Ishares TR(TIP) | TIPS BD ETF | 464287176 | $7 | 65 | 0.0% |
| Claymore Exchange TRD FD TR | GUGG S&P GBL WTR | 18383Q507 | $7 | 250 | 0.0% |
| Vanguard Index FDS(VNQ) | REIT ETF | 922908553 | $8 | 111 | 0.0% |
| American Capital Agency Corp | COM | 02503X105 | $8 | 375 | 0.0% |
| Eaton Vance TX MGD DIV EQ in(XETYX) | COM | 27828N102 | $9 | 826 | 0.0% |
| Doubleline Opportunistic CR(DBL) | COM | 258623107 | $9 | 400 | 0.0% |
| Cepheid | COM | 15670R107 | $10 | 229 | 0.0% |
| Ares Cap Corp(ARCC) | COM | 04010L103 | $10 | 600 | 0.0% |
| Corning Inc(GLW) | COM | 219350105 | $10 | 500 | 0.0% |
| Kimco Rlty Corp(KIM) | COM | 49446R109 | $11 | 500 | 0.0% |
| New York Times Co(NYT) | CL A | 650111107 | $11 | 1,000 | 0.0% |
| Goldcorp Inc New | COM | 380956409 | $12 | 500 | 0.0% |
| Fireeye Inc(FEYECHF) | COM | 31816Q101 | $12 | 400 | 0.0% |
| Ford MTR Co del(F) | COM PAR $0.01 | 345370860 | $12 | 796 | 0.0% |
| Weyerhaeuser Co(WY) | COM | 962166104 | $12 | 371 | 0.0% |
| Pimco Corporate Income Strat(PCN) | COM | 72200U100 | $12 | 750 | 0.0% |
| Diageo P L C(DGED) | SPON ADR NEW | 25243Q205 | $12 | 103 | 0.0% |
| Calamos Strategic Totl Retn(CSQ) | COM SH BEN INT | 128125101 | $12 | 1,000 | 0.0% |