Q4 2020 Holdings
Filed 2021-02-12 | 355 holdings | $12.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ishares TR(EMB) | JPMORGAN USD EMG | 464288281 | $47 | 406 | 0.0% |
| Aprea Therapeutics Inc | COM | 03836J102 | $50 | 10,261 | 0.0% |
| Ishares TR(LQD) | IBOXX INV CP ETF | 464287242 | $116 | 840 | 0.0% |
| First TR SR Floating Rate 20 | COM SHS | 33740K101 | $167 | 18,536 | 0.0% |
| BlackRock Cap Invt Corp(BKCCUSD) | COM | 092533108 | $195 | 72,371 | 0.0% |
| Stellus Cap Invt Corp(SCM) | COM | 858568108 | $198 | 18,200 | 0.0% |
| Curevac N V | COM | N2451R105 | $198 | 2,437 | 0.0% |
| Solar SR Cap LTD | COM | 83416M105 | $202 | 13,938 | 0.0% |
| Translate BIO Inc | COM | 89374L104 | $202 | 10,959 | 0.0% |
| Monroe Cap Corp(MRCC) | COM | 610335101 | $205 | 25,494 | 0.0% |
| Saratoga Invt Corp(SAR) | COM NEW | 80349A208 | $206 | 9,880 | 0.0% |
| Oaktree Strategic Income COR(OCSI) | COM | 67402D104 | $213 | 27,535 | 0.0% |
| Oxford Square Cap Corp(OXSQ) | COM | 69181V107 | $213 | 69,736 | 0.0% |
| Forma Therapeutics Hldgs Inc | SHS | 34633R104 | $215 | 6,168 | 0.0% |
| Mirum Pharmaceuticals Inc(MIRM) | COM | 604749101 | $215 | 12,292 | 0.0% |
| Vaxart Inc(VXRT) | COM NEW | 92243A200 | $218 | 38,239 | 0.0% |
| Phathom Pharmaceuticals Inc(PHAT) | COM | 71722W107 | $220 | 6,635 | 0.0% |
| Eaton Vance Fltg Rate Incom | COM SHS BEN INT | 278284104 | $221 | 14,238 | 0.0% |
| Voya Prime Rate TR | SH BEN INT | 92913A100 | $223 | 49,815 | 0.0% |
| First Eagle Altr Cap BDC Inc | COM | 26943B100 | $226 | 61,870 | 0.0% |
| Horizon Technology FIN Corp(HRZN) | COM | 44045A102 | $227 | 17,125 | 0.0% |
| Adverum Biotechnologies Inc(ADVMCHF) | COM | 00773U108 | $228 | 21,057 | 0.0% |
| Avidity Biosciences Inc(RNA) | COM | 05370A108 | $229 | 8,972 | 0.0% |
| Uniqure NV(QURE) | SHS | N90064101 | $230 | 6,354 | 0.0% |
| Kura Oncology Inc(KURA) | COM | 50127T109 | $233 | 7,136 | 0.0% |
| Inhibrx Inc(INBXUSD) | COM | 45720L107 | $235 | 7,133 | 0.0% |
| Rapt Therapeutics Inc(RAPTEUR) | COM | 75382E109 | $240 | 12,155 | 0.0% |
| Ziopharm Oncology Inc | COM | 98973P101 | $241 | 95,473 | 0.0% |
| Eaton Vance SR Income TR(EVF) | SH BEN INT | 27826S103 | $241 | 37,892 | 0.0% |
| VIR Biotechnology Inc(VIR) | COM | 92764N102 | $242 | 9,044 | 0.0% |
| Cel-Sci Corp(CVM1EUR) | COM PAR NEW | 150837607 | $243 | 20,849 | 0.0% |
| Xbiotech Inc(XBIT) | COM | 98400H102 | $244 | 15,584 | 0.0% |
| Affimed N V | COM | N01045108 | $244 | 41,965 | 0.0% |
| Pliant Therapeutics Inc(PLRX) | COM | 729139105 | $244 | 10,759 | 0.0% |
| Atara Biotherapeutics Inc(ATRAGBX) | COM | 046513107 | $247 | 12,564 | 0.0% |
| Viking Therapeutics Inc(VKTX) | COM | 92686J106 | $248 | 43,966 | 0.0% |
| Fibrogen Inc(FGENEUR) | COM | 31572Q808 | $249 | 6,719 | 0.0% |
| Inovio Pharmaceuticals Inc | COM NEW | 45773H201 | $251 | 28,339 | 0.0% |
| Voyager Therapeutics Inc(VYGR) | COM | 92915B106 | $251 | 35,079 | 0.0% |
| BlackRock LTD Duration Inc T(BLW) | COM SHS | 09249W101 | $252 | 15,840 | 0.0% |
| Wave Life Sciences LTD(WVE) | SHS | Y95308105 | $252 | 32,032 | 0.0% |
| Pioneer Floating Rate TR(XPHDX) | COM | 72369J102 | $253 | 24,790 | 0.0% |
| BlackRock Floating Rate Inco(BGT) | COM | 091941104 | $253 | 21,455 | 0.0% |
| Dynavax Technologies Corp(DVAX) | COM NEW | 268158201 | $254 | 57,062 | 0.0% |
| Novavax Inc(NVAX) | COM NEW | 670002401 | $254 | 2,275 | 0.0% |
| Agenus Inc(AGENEUR) | COM NEW | 00847G705 | $256 | 80,385 | 0.0% |
| Repare Therapeutics Inc(RPTX) | COM | 760273102 | $256 | 7,469 | 0.0% |
| Rubius Therapeutics Inc | COM | 78116T103 | $256 | 33,793 | 0.0% |
| Invesco SR Income TR(VVR) | COM | 46131H107 | $258 | 64,827 | 0.0% |
| Replimune Group Inc(REPL) | COM | 76029N106 | $258 | 6,769 | 0.0% |