Q3 2022 Holdings
Filed 2022-11-07 | 578 holdings | $83.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Novabay Pharmaceuticals Inc | COM | 66987P201 | $2 | 15,000 | 0.0% |
| Ibio Inc | COM NEW | 451033203 | $3 | 20,080 | 0.0% |
| Mustang BIO Inc | COM | 62818Q104 | $7 | 15,538 | 0.0% |
| United States Antimony Corp(UAMY) | COM | 911549103 | $9 | 24,375 | 0.0% |
| Alkaline WTR Co Inc | COM NEW | 01643A207 | $10 | 30,000 | 0.0% |
| Zomedica Corp(ZOMDF) | COM | 98980M109 | $10 | 45,419 | 0.0% |
| Stronghold Digital Mining in(SDIG) | CLASS A COM | 86337R103 | $11 | 11,000 | 0.0% |
| Gran Tierra Energy Inc | COM | 38500T101 | $18 | 15,000 | 0.0% |
| Bionano Genomics Inc(BNGOUSD) | COM | 09075F107 | $21 | 11,681 | 0.0% |
| XL Fleet Corp | COM CL A | 9837FR100 | $22 | 25,000 | 0.0% |
| Sharecare Inc(SHCRUSD) | COM CL A | 81948W104 | $25 | 13,352 | 0.0% |
| Fortress Biotech Inc | COM | 34960Q109 | $26 | 52,547 | 0.0% |
| Nordic American Tankers Limi(NAT) | COM | G65773106 | $27 | 10,030 | 0.0% |
| Invitae Corp(NVTA1EUR) | COM | 46185L103 | $29 | 11,974 | 0.0% |
| Arbutus Biopharma Corp(ABUS) | COM | 03879J100 | $29 | 15,000 | 0.0% |
| Nektar Therapeutics(NKTREUR) | COM | 640268108 | $35 | 11,000 | 0.0% |
| Amyris Inc(AMRSEUR) | COM NEW | 03236M200 | $37 | 12,626 | 0.0% |
| Gold Resource Corp(GORO) | COM | 38068T105 | $42 | 25,588 | 0.0% |
| Optinose Inc | COM | 68404V100 | $44 | 12,000 | 0.0% |
| Fuelcell Energy Inc(FCELCHF) | COM | 35952H601 | $46 | 13,590 | 0.0% |
| Tilray Brands Inc(TLRYEUR) | COM CL 2 | 88688T100 | $47 | 17,220 | 0.0% |
| Neuberger Berman Real Estate(XNROX) | COM | 64190A103 | $51 | 15,120 | 0.0% |
| Telefonica S A(TELFY) | SPONSORED ADR | 879382208 | $52 | 16,020 | 0.0% |
| Surface Oncology Inc | COM | 86877M209 | $59 | 57,190 | 0.0% |
| Amplify ETF TR | SEYMOUR CANNBS | 032108854 | $67 | 11,594 | 0.0% |
| Bakkt Holdings Inc | COM CL A | 05759B107 | $68 | 30,000 | 0.0% |
| First TR Exchng Traded FD VI(CRPT) | SKYBRIDGE CRYPTO | 33740F540 | $68 | 12,511 | 0.0% |
| Opgen Inc | COM | 68373L307 | $72 | 250,000 | 0.0% |
| Yamana Gold Inc | COM | 98462Y100 | $72 | 15,906 | 0.0% |
| Haleon PLC(HLN) | SPON ADS | 405552100 | $73 | 11,989 | 0.0% |
| Virtus Total Return FD Inc(ZTR) | COM | 92835W107 | $76 | 12,148 | 0.0% |
| Oxford Lane Cap Corp | COM | 691543102 | $77 | 14,925 | 0.0% |
| Luminar Technologies Inc | COM CL A | 550424105 | $81 | 11,184 | 0.0% |
| Clough Global Divid & Income(GLV) | COM | 18913Y103 | $83 | 12,470 | 0.0% |
| Riot Blockchain Inc(RIOT) | COM | 767292105 | $84 | 12,050 | 0.0% |
| Pacific Biosciences Calif in(PACB) | COM | 69404D108 | $87 | 15,042 | 0.0% |
| Eaton Vance SR Income TR(EVF) | SH BEN INT | 27826S103 | $92 | 17,396 | 0.0% |
| Horizon Technology FIN Corp(HRZN) | COM | 44045A102 | $101 | 10,126 | 0.0% |
| Eaton Vance Risk Mngd DIV EQ(ETJ) | COM | 27829G106 | $102 | 12,384 | 0.0% |
| Kayne Anderson MLP Invt Co(KYN) | COM | 486606106 | $111 | 13,707 | 0.0% |
| Energy Transfer LP(ET) | COM UT LTD PTN | 29273V100 | $121 | 10,932 | 0.0% |
| Global X FDS | GLB X SUPERDIV | 37950E549 | $121 | 15,998 | 0.0% |
| Eaton Vance Txmgd GL Buywr O(ETW) | COM | 27829C105 | $129 | 17,077 | 0.0% |
| Guggenheim Active Alloc FD(GUG) | COMMON STOCK | 40170T106 | $132 | 10,248 | 0.0% |
| Crescent Energy Company(CRGY) | CL A COM | 44952J104 | $135 | 10,035 | 0.0% |
| BlackRock ESG Cap Allc TR(ECAT) | SHS BEN INT | 09262F100 | $144 | 11,236 | 0.0% |
| Global X FDS(EDOCUSD) | TELMDC&DIG ETF | 37954Y285 | $145 | 12,854 | 0.0% |
| United Microelectronics Corp(UMC) | SPON ADR NEW | 910873405 | $150 | 26,852 | 0.0% |
| Renaissance Cap Greenwich FD(IPOS) | INTNTL IPO ETF | 759937303 | $154 | 10,671 | 0.0% |
| Equinox Gold Corp(EQX) | COM | 29446Y502 | $156 | 42,690 | 0.0% |