Q3 2014 Holdings
Filed 2014-11-05 | 39 holdings | $104.6K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Spdr Series Trust(CWB) | BRC CNV SECS ETF | 78464A359 | $5.3K | 105,750 | 5.0% |
| Omnicare Inc | NOTE 3.750%12/1 | 681904AN8 | $4.6K | $1,925,000 | 4.4% |
| Fidelity National Financial | NOTE 4.250% 8/1 | 31620RAE5 | $4.5K | $2,820,000 | 4.3% |
| Cemex SAB de CV | NOTE 3.750% 3/1 | 151290BC6 | $4.4K | $3,000,000 | 4.2% |
| Encore Cap Group Inc | NOTE 3.000%11/2 | 292554AD4 | $4.3K | $2,900,000 | 4.1% |
| Spansion LLC | NOTE 2.000% 9/0 | 84649PAL9 | $4.2K | $2,400,000 | 4.0% |
| Teleflex Inc | NOTE 3.875% 8/0 | 879369AA4 | $4.2K | $2,400,000 | 4.0% |
| Salix Pharmaceuticals Inc | NOTE 1.500% 3/1 | 795435AE6 | $4.0K | $1,660,000 | 3.8% |
| Cubist Pharmaceuticals Inc | NOTE 2.500%11/0 | 229678AD9 | $4.0K | $1,700,000 | 3.8% |
| Priceline GRP Inc | DEBT 1.000% 3/1 | 741503AQ9 | $3.8K | $2,800,000 | 3.6% |
| Iconix Brand Group Inc | NOTE 2.500% 6/0 | 451055AE7 | $3.8K | $2,975,000 | 3.6% |
| Horsehead Hldg Corp | NOTE 3.800% 7/0 | 440694AB3 | $3.7K | $2,900,000 | 3.6% |
| Istar Finl Inc | NOTE 3.000%11/1 | 45031UBR1 | $3.7K | $2,900,000 | 3.5% |
| Jarden Corp | NOTE 1.875% 9/1 | 471109AH1 | $3.4K | $2,500,000 | 3.3% |
| Seacor Holdings Inc | NOTE 2.500%12/1 | 811904AM3 | $3.4K | $3,150,000 | 3.2% |
| Radian Group Inc | NOTE 2.250% 3/0 | 750236AN1 | $3.4K | $2,350,000 | 3.2% |
| Forest City Enterprises Inc | NOTE 3.625% 8/1 | 345550AR8 | $3.0K | $2,900,000 | 2.9% |
| Dealertrack Technologies Inc | NOTE 1.500% 3/1 | 242309AB8 | $2.9K | $2,200,000 | 2.7% |
| Take-Two Interactive Softwar | NOTE 1.750%12/0 | 874054AC3 | $2.7K | $2,000,000 | 2.6% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $2.5K | $2,500,000 | 2.4% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $2.4K | $2,940,000 | 2.3% |
| Ascent Cap Group Inc | NOTE 4.000% 7/1 | 043632AA6 | $2.2K | $2,500,000 | 2.1% |
| Volcano Corporation | NOTE 1.750%12/0 | 928645AB6 | $2.2K | $2,500,000 | 2.1% |
| Molina Healthcare Inc | NOTE 1.125% 1/1 | 60855RAC4 | $2.0K | $1,740,000 | 2.0% |
| Nuance Communications Inc | NOTE 2.750%11/0 | 67020YAF7 | $2.0K | $2,000,000 | 1.9% |
| Home Inns & Hotels Mgmt Inc | NOTE 2.000%12/1 | 43713WAB3 | $1.9K | $2,000,000 | 1.9% |
| Pennymac Corp | NOTE 5.375% 5/0 | 70932AAB9 | $1.7K | $1,750,000 | 1.6% |
| Proshares TR(TBF) | SHRT 20+YR TRE | 74347X849 | $1.5K | 55,000 | 1.5% |
| RTI Intl Metals Inc | NOTE 1.625%10/1 | 74973WAB3 | $1.4K | $1,500,000 | 1.4% |
| WEB COM Group Inc | NOTE 1.000% 8/1 | 94733AAA2 | $1.4K | $1,500,000 | 1.3% |
| Wright MED Group Inc | NOTE 2.000% 8/1 | 98235TAC1 | $1.3K | $1,000,000 | 1.3% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $1.3K | $1,000,000 | 1.3% |
| Walter Invt Mgmt Corp | NOTE 4.500%11/0 | 93317WAA0 | $1.2K | $1,500,000 | 1.2% |
| Take-Two Interactive Softwar | NOTE 1.000% 7/0 | 874054AD1 | $1.2K | $1,000,000 | 1.2% |
| Dryships Inc. | NOTE 5.000%12/0 | 262498AB4 | $1.2K | $1,175,000 | 1.1% |
| Prospect Capital Corporation | NOTE 5.500% 8/1 | 74348TAD4 | $1.0K | $1,000,000 | 1.0% |
| J2 Global Inc | NOTE 3.250% 6/1 | 48123VAC6 | $997 | $1,000,000 | 1.0% |
| Meadowbrook INS Group Inc | DBCV 5.000% 3/1 | 58319PAC2 | $959 | $1,000,000 | 0.9% |
| Chesapeake Energy Corp | NOTE 2.250%12/1 | 165167CB1 | $950 | $1,000,000 | 0.9% |