Q3 2022 Holdings
Filed 2022-11-08 | 84 holdings | $5.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ascendis Pharma A/S(ASND) | SPONSORED ADR | 04351P101 | $2.6M | 25,410 | 47.9% |
| Amazon COM Inc(AMZN) | COM | 023135106 | $1.7M | 15,201 | 31.3% |
| Alphabet Inc(GOOGL) | CAP STK CL A | 02079K305 | $1.1M | 11,160 | 19.5% |
| Ishares TR(DGRO) | CORE DIV GRWTH | 46434V621 | $6.3K | 142,275 | 0.1% |
| Apple Inc(AAPL) | COM | 037833100 | $4.6K | 33,582 | 0.1% |
| Microsoft Corp(MSFT) | COM | 594918104 | $3.9K | 16,684 | 0.1% |
| Pimco Energy & Tactical CR O(PDX) | COM SHS BEN INT | 69346N107 | $2.2K | 162,000 | 0.0% |
| Goldman Sachs MLP Energy REN | COM | 38148G206 | $2.2K | 182,000 | 0.0% |
| Seven Hills Realty Trust(SEVN) | COM | 81784E101 | $1.8K | 200,000 | 0.0% |
| Clearbridge MLP and Midstrm | COM | 184692200 | $1.7K | 58,000 | 0.0% |
| Nexpoint Diversified REL ET(NXDT) | COM NEW | 65340G205 | $1.6K | 125,100 | 0.0% |
| BlackRock Innovation and GRW(BTX) | SHS BEN INT | 09260Q108 | $1.5K | 210,000 | 0.0% |
| Neuberger Berman Next Genera(NBXG) | COMMON STOCK | 64133Q108 | $1.5K | 160,000 | 0.0% |
| Abrdn Asia Pacific Income FU | COM | 003009107 | $1.5K | 575,420 | 0.0% |
| Western Asset MTG Defined OP(DMO) | COM | 95790B109 | $1.4K | 130,000 | 0.0% |
| Western Asset Diversified in(WDI) | COM SHS BEN INT | 95790K109 | $1.4K | 110,000 | 0.0% |
| Nuveen Mortgage and Income F(JLS) | COM | 670735109 | $1.4K | 84,000 | 0.0% |
| Nuveen Core Plus Impact Fund(NPCT) | COM BEN INT | 67080D103 | $1.3K | 130,000 | 0.0% |
| Nuveen Ohio Qlty MUN Income | COM | 670980101 | $1.3K | 112,900 | 0.0% |
| Clearbridge MLP and Midstrm | COM | 18469Q207 | $1.3K | 50,000 | 0.0% |
| Highland Income FD(HFRO) | HIGHLAND INCOME | 43010E404 | $1.3K | 135,000 | 0.0% |
| BlackRock ESG Cap Allc TR(ECAT) | SHS BEN INT | 09262F100 | $1.3K | 100,000 | 0.0% |
| Morgan Stanley China A SH FD(XCAFX) | COM | 617468103 | $1.3K | 94,700 | 0.0% |
| Western Asset Emerging Mkts(XEMDX) | COM | 95766A101 | $1.3K | 158,089 | 0.0% |
| Morgan Stanley Emerging Mkts(EDD) | COM | 617477104 | $1.2K | 306,290 | 0.0% |
| BlackRock Health Sciencs TR(BMEZ) | COM SHS | 09260E105 | $1.2K | 82,000 | 0.0% |
| MFS High Yield MUN TR(CMU) | SH BEN INT | 59318E102 | $1.2K | 385,623 | 0.0% |
| Brandywinegbl GBL Incm OPP F(BWG) | COM | 10537L104 | $1.1K | 140,000 | 0.0% |
| Pioneer Floating Rate Fund I(XPHDX) | COM | 72369J102 | $1.1K | 121,814 | 0.0% |
| Eaton Vance Calif MUN Incom(CEV) | SH BEN INT | 27826F101 | $1.0K | 107,178 | 0.0% |
| Destra Multi-Alternative FD(DMA) | COMMON SHARES | 25065A502 | $1.0K | 155,340 | 0.0% |
| Angel OAK Finl Strategies in(FINS) | COM BEN INT | 03464A100 | $986 | 73,616 | 0.0% |
| Eaton Vance New York MUN BD(XENWX) | COM | 27827Y109 | $966 | 114,287 | 0.0% |
| Virtus Global Multi-Sector I(VGI) | COM | 92829B101 | $926 | 123,783 | 0.0% |
| Pioneer MUN High Income Oppo(MIO) | COMMON STOCK | 723760104 | $877 | 86,523 | 0.0% |
| Western AST Infl LKD OPP & I(WIW) | COM | 95766R104 | $870 | 95,920 | 0.0% |
| Mexico Equity & Income FD(MXE) | COM | 592834105 | $854 | 113,100 | 0.0% |
| Mexico FD Inc(MXF) | COM | 592835102 | $833 | 63,904 | 0.0% |
| Apollo Tactical Income FD in | COM | 037638103 | $811 | 68,837 | 0.0% |
| Tortoise Energy Infra Corp(TYG) | COM | 89147L886 | $779 | 26,000 | 0.0% |
| MFS Invt Grade MUN TR(CXH) | SH BEN INT | 59318B108 | $764 | 113,582 | 0.0% |
| Neuberger Brman Clifrn Muni | COM | 64123C101 | $756 | 71,956 | 0.0% |
| First TR SR Fltg Rate Income(FCT) | COM | 33733U108 | $742 | 74,274 | 0.0% |
| Clearbridge Energy Midstrm O(EMO) | COM | 18469P209 | $725 | 28,992 | 0.0% |
| Morgan Stanley Emkt DBT FD I(MSD) | COM | 61744H105 | $722 | 117,137 | 0.0% |
| US Bancorp del(USB) | COM NEW | 902973304 | $715 | 17,740 | 0.0% |
| Ares Dynamic CR Allocation F(ARDC) | COM | 04014F102 | $706 | 60,105 | 0.0% |
| Blackstone Long Short CR Inc(BGX) | COM SHS BN INT | 09257D102 | $580 | 53,170 | 0.0% |
| BNY Mellon High Yield Strate(DHF) | SH BEN INT | 09660L105 | $569 | 269,838 | 0.0% |
| Vertical Cap Income FD(CCIF) | SHS BEN INT | 92535C104 | $545 | 61,149 | 0.0% |