Q4 2022 Holdings
Filed 2023-01-20 | 131 holdings | $112.6M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2023-01-24) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ishares TR(DGRO)A | CORE DIV GRWTH | 46434V621 | $7.1M | 142,171 | 6.3% |
| Apple Inc(AAPL)A | COM | 037833100 | $4.4M | 33,582 | 3.9% |
| Microsoft Corp(MSFT)A | COM | 594918104 | $4.0M | 16,685 | 3.6% |
| Ascendis Pharma A/S(ASND)A | SPONSORED ADR | 04351P101 | $3.7M | 30,520 | 3.3% |
| Pimco Energy & Tactical CR O(PDX)A | COM SHS BEN INT | 69346N107 | $2.4M | 162,000 | 2.1% |
| Goldman Sachs MLP Energy RENA | COM | 38148G206 | $2.3M | 182,000 | 2.1% |
| Shockwave MED Inc(SWAVUSD)A | COM | 82489T104 | $2.1M | 10,071 | 1.8% |
| Clearbridge MLP and MidstrmA | COM | 184692200 | $1.9M | 58,000 | 1.7% |
| Seven Hills Realty Trust(SEVN)A | COM | 81784E101 | $1.8M | 200,000 | 1.6% |
| Elevance Health Inc(ELV)A | COM | 036752103 | $1.8M | 3,487 | 1.6% |
| Western Asset MTG Defined OP(DMO)A | COM | 95790B109 | $1.5M | 141,813 | 1.4% |
| Abrdn Asia Pacific Income FUA | COM | 003009107 | $1.5M | 575,420 | 1.3% |
| Western Asset Emerging Mkts(XEMDX)A | COM | 95766A101 | $1.5M | 161,700 | 1.3% |
| Neuberger Berman Next Genera(NBXG)A | COMMON STOCK | 64133Q108 | $1.5M | 160,000 | 1.3% |
| LAM Research Corp(LRCXEUR)A | COM | 512807108 | $1.4M | 3,422 | 1.3% |
| Nuveen Ohio Qlty MUN IncomeA | COM | 670980101 | $1.4M | 112,900 | 1.3% |
| BlackRock Innovation and GRW(BTX)A | SHS BEN INT | 09260Q108 | $1.4M | 210,000 | 1.3% |
| Clearbridge MLP and MidstrmA | COM | 18469Q207 | $1.4M | 50,000 | 1.3% |
| Nexpoint Diversified REL ET(NXDT)A | COM NEW | 65340G205 | $1.4M | 125,100 | 1.2% |
| Western Asset Diversified in(WDI)A | COM SHS BEN INT | 95790K109 | $1.4M | 110,000 | 1.2% |
| Highland Income FD(HFRO)A | HIGHLAND INCOME | 43010E404 | $1.4M | 135,000 | 1.2% |
| Nuveen Mortgage and Income F(JLS)A | COM | 670735109 | $1.4M | 84,000 | 1.2% |
| Morgan Stanley Emerging Mkts(EDD)A | COM | 617477104 | $1.3M | 306,290 | 1.2% |
| Nuveen Core Plus Impact Fund(NPCT)A | COM BEN INT | 67080D103 | $1.3M | 130,000 | 1.2% |
| Morgan Stanley China A SH FD(XCAFX)A | COM | 617468103 | $1.3M | 94,700 | 1.2% |
| BlackRock ESG Cap Allc TR(ECAT)A | SHS BEN INT | 09262F100 | $1.3M | 100,000 | 1.2% |
| Mexico FD Inc(MXF)A | COM | 592835102 | $1.3M | 90,000 | 1.2% |
| Amazon COM Inc(AMZN)A | COM | 023135106 | $1.3M | 15,511 | 1.2% |
| BlackRock Muniyield PA Qlty(MPA)A | COM | 09255G107 | $1.3M | 117,000 | 1.1% |
| BlackRock Health Sciencs TR(BMEZ)A | COM SHS | 09260E105 | $1.3M | 82,000 | 1.1% |
| BlackRock Science & Technolo(BSTZ)A | SHS BEN INT | 09260K101 | $1.3M | 80,000 | 1.1% |
| MFS High Yield MUN TR(CMU)A | SH BEN INT | 59318E102 | $1.2M | 385,623 | 1.1% |
| Destra Multi-Alternative FD(DMA)A | COMMON SHARES | 25065A502 | $1.2M | 174,461 | 1.1% |
| Pioneer MUN High Income Oppo(MIO)A | COMMON STOCK | 723760104 | $1.2M | 110,000 | 1.0% |
| Mexico Equity & Income FD(MXE)A | COM | 592834105 | $1.2M | 132,000 | 1.0% |
| Mainstay Cbre GBL Infrstr ME(MEGI)A | COM | 56064Q107 | $1.2M | 84,300 | 1.0% |
| NXG Nextgen Infrastr Incm FD(NXG)A | COM | 231647207 | $1.1M | 30,000 | 1.0% |
| Brandywinegbl GBL Incm OPP F(BWG)A | COM | 10537L104 | $1.1M | 140,000 | 1.0% |
| First TR Abrdn GBL OPP IncmA | COM SHS | 337319107 | $1.1M | 187,356 | 1.0% |
| Virtus Global Multi-Sector I(VGI)A | COM | 92829B101 | $1.1M | 145,000 | 1.0% |
| Nike Inc(NKE)A | CL B | 654106103 | $1.1M | 9,220 | 1.0% |
| Eaton Vance Calif MUN Incom(CEV)A | SH BEN INT | 27826F101 | $1.1M | 107,178 | 1.0% |
| Pioneer Floating Rate Fund I(XPHDX)A | COM | 72369J102 | $1.1M | 121,814 | 0.9% |
| Eaton Vance New York MUN BD(XENWX)A | COM | 27827Y109 | $1.0M | 114,287 | 0.9% |
| Rivernorth Managed DUR MUN I(RMMZ)A | COM | 76882M104 | $1.0M | 67,559 | 0.9% |
| Angel OAK Finl Strategies in(FINS)A | COM BEN INT | 03464A100 | $1.0M | 80,000 | 0.9% |
| Western AST Infl LKD OPP & I(WIW)A | COM | 95766R104 | $1.0M | 110,500 | 0.9% |
| Franklin LTD Duration Income(FTF)A | COM | 35472T101 | $991.5K | 159,668 | 0.9% |
| Alphabet Inc(GOOGL)A | CAP STK CL A | 02079K305 | $931.7K | 10,560 | 0.8% |
| BlackRock Cap Allocation TR(BCAT)A | COM | 09260U109 | $910.4K | 65,640 | 0.8% |