Q4 2021 Holdings
Filed 2022-02-23 | 897 holdings | $128.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Accuray Inc(ARAY) | COM | 004397105 | $1 | 164 | 0.0% |
| Pavmed IncCall | COM | 70387R106 | $2 | 900 | 0.0% |
| Iterum Therapeutics PLC | SHS | G6333L101 | $6 | 16,556 | 0.0% |
| Axsome Therapeutics Inc(AXSM)Call | COM | 05464T104 | $8 | 300 | 0.0% |
| Geron Corp(GERN) | COM | 374163103 | $12 | 10,000 | 0.0% |
| Genprex Inc | COM | 372446104 | $17 | 13,250 | 0.0% |
| Gran Tierra Energy Inc | COM | 38500T101 | $22 | 28,900 | 0.0% |
| Prospect Cap Corp | NOTE 4.950% 7/1 | 74348TAR3 | $25 | $25,000 | 0.0% |
| Neptune Wellness Solutions I | COM | 64079L105 | $29 | 70,800 | 0.0% |
| Elys Game Technology Corp(ELYS) | COM | 290734102 | $30 | 10,000 | 0.0% |
| Alibaba Group Hldg LTD(BABA)Call | SPONSORED ADS | 01609W102 | $34 | 300 | 0.0% |
| Imac Hldgs Inc | COM | 44967K104 | $43 | 37,757 | 0.0% |
| Nano Dimension LTD(NNDM) | SPONSORD ADS NEW | 63008G203 | $44 | 11,518 | 0.0% |
| Bright Health Group Inc | COM | 10920V107 | $47 | 13,683 | 0.0% |
| Oncternal Therapeutics Inc | COM | 68236P107 | $49 | 21,480 | 0.0% |
| Stratasys LTD(SSYS) | SHS | M85548101 | $52 | 2,125 | 0.0% |
| Invitae Corp(NVTA1EUR) | COM | 46185L103 | $60 | 3,944 | 0.0% |
| Roblox Corp(RBLX)Call | CL A | 771049103 | $63 | 1,000 | 0.0% |
| Abbvie Inc(ABBV)Put | COM | 00287Y109 | $67 | 500 | 0.0% |
| Inseego Corp(INSGEUR) | COM | 45782B104 | $68 | 11,734 | 0.0% |
| Mereo Biopharma Group PLC(MREO) | ADS | 589492107 | $70 | 43,773 | 0.0% |
| Sandstorm Gold LTD(AYS1)Call | COM NEW | 80013R206 | $72 | 12,000 | 0.0% |
| Tilray Inc(TLRYEUR) | COM CL 2 | 88688T100 | $73 | 10,385 | 0.0% |
| Overstock COM Inc del(BBBY) | COM | 690370101 | $74 | 1,248 | 0.0% |
| Mobile Telesystems PUB JT ST | SPONSORED ADR | 607409109 | $91 | 11,393 | 0.0% |
| American FIN TR Inc | COM CLASS A | 02607T109 | $92 | 10,027 | 0.0% |
| Alamos Gold Inc New(AGI) | COM CL A | 011532108 | $93 | 12,100 | 0.0% |
| Amyris Inc(AMRSEUR) | COM NEW | 03236M200 | $103 | 19,000 | 0.0% |
| Salesforce COM Inc(CRM)Call | COM | 79466L302 | $106 | 500 | 0.0% |
| Biodelivery Sciences Intl in(BDSIUSD) | COM | 09060J106 | $115 | 37,000 | 0.0% |
| Beyond AIR Inc | COM | 08862L103 | $116 | 12,310 | 0.0% |
| ETF Managers TR | ETFMG ALTR HRVST | 26924G508 | $117 | 10,593 | 0.0% |
| BlackRock TCP Capital Corp | NOTE 4.625% 3/0 | 87238QAD5 | $118 | $117,000 | 0.0% |
| Lantronix Inc(LTRX) | COM NEW | 516548203 | $118 | 15,054 | 0.0% |
| Pimco Income Strategy FD II(PFN) | COM | 72201J104 | $125 | 13,044 | 0.0% |
| Putnam Premier Income TR(PPT) | SH BEN INT | 746853100 | $125 | 29,207 | 0.0% |
| Clipper Rlty Inc(CLPR) | COM | 18885T306 | $126 | 12,638 | 0.0% |
| Catchmark Timber TR Inc(CTT1USD) | CL A | 14912Y202 | $127 | 14,623 | 0.0% |
| Peabody Engr Corp(BTU) | COM | 704551100 | $139 | 13,846 | 0.0% |
| Ishares TR(TLT)Put | 20 YR TR BD ETF | 464287432 | $140 | 1,000 | 0.0% |
| Yamana Gold Inc | COM | 98462Y100 | $148 | 35,075 | 0.0% |
| Virnetx Hldg CorpCall | COM | 92823T108 | $149 | 69,300 | 0.0% |
| Intel Corp(INTC)Call | COM | 458140100 | $155 | 3,000 | 0.0% |
| Annaly Capital Management in(NLYEUR) | COM | 035710409 | $158 | 20,226 | 0.0% |
| Pimco Income Strategy FD(PFL) | COM | 72201H108 | $165 | 15,015 | 0.0% |
| Pimco High Income FD(PHK) | COM SHS | 722014107 | $170 | 27,650 | 0.0% |
| Energy Transfer L P(ET) | COM UT LTD PTN | 29273V100 | $178 | 21,674 | 0.0% |
| Nuveen California AMT QLT MU(XNCMX) | COM | 670651108 | $178 | 11,239 | 0.0% |
| Nuveen PFD & Incm Securties | COM | 67072C105 | $181 | 18,594 | 0.0% |
| First Majestic Silver Corp(AG) | COM | 32076V103 | $189 | 17,046 | 0.0% |