Q4 2021 Holdings
Filed 2022-01-20 | 1688 holdings | $512.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Northern Dynasty Minerals LT(NAK) | COM NEW | 66510M204 | $4 | 11,718 | 0.0% |
| Sundial Growers Inc | COM | 86730L109 | $9 | 15,600 | 0.0% |
| Matinas Biopharma Hldgs Inc | COM | 576810105 | $12 | 11,889 | 0.0% |
| Hexo Corp | COM NEW | 428304307 | $14 | 20,535 | 0.0% |
| Vyant BIO Inc | COM | 92942V109 | $15 | 10,833 | 0.0% |
| Ur-Energy Inc(URG) | COM | 91688R108 | $16 | 12,800 | 0.0% |
| Boxlight Corp | COM CL A | 103197109 | $17 | 12,006 | 0.0% |
| T2 Biosystems Inc | COM | 89853L104 | $18 | 35,000 | 0.0% |
| Redwood Trust Inc | NOTE 5.625% 7/1 | 758075AD7 | $20 | $20,000 | 0.0% |
| Blackstone Mortgage Trust in | NOTE 4.750% 3/1 | 09257WAC4 | $20 | $20,000 | 0.0% |
| Digitalbridge Group Inc | NOTE 5.000% 4/1 | 19624RAA4 | $21 | $20,000 | 0.0% |
| Akebia Therapeutics Inc(AKBA) | COM | 00972D105 | $23 | 10,300 | 0.0% |
| Grom Social Enterprises Inc | COM NEW | 39878L308 | $24 | 13,331 | 0.0% |
| Sigma Labs Inc | COM | 826598500 | $28 | 15,003 | 0.0% |
| Forum Energy Technologies in | NOTE 9.000% 8/0 | 34984VAC4 | $30 | $34,150 | 0.0% |
| Western Digital Corp. | NOTE 1.500% 2/0 | 958102AP0 | $32 | $32,000 | 0.0% |
| Invesco Mortgage Capital Inc(IVREUR) | COM | 46131B100 | $35 | 12,654 | 0.0% |
| Amarin Corp PLC | SPONS ADR NEW | 023111206 | $39 | 11,435 | 0.0% |
| Gamco Global Gold NAT RES &(GGN) | COM SH BEN INT | 36465A109 | $40 | 10,576 | 0.0% |
| Hive Blockchain Technlgies L(HIVE1EUR) | COM | 43366H100 | $41 | 15,651 | 0.0% |
| Prospect Cap Corp | NOTE 4.950% 7/1 | 74348TAR3 | $41 | $41,000 | 0.0% |
| Nordic American Tankers Limi(NAT) | COM | G65773106 | $43 | 25,156 | 0.0% |
| BNY Mellon High Yield Strate(DHF) | SH BEN INT | 09660L105 | $45 | 14,666 | 0.0% |
| Ares Capital Corp | NOTE 4.625% 3/0 | 04010LAW3 | $46 | $40,000 | 0.0% |
| Oxford Square Cap Corp(OXSQ) | COM | 69181V107 | $46 | 11,245 | 0.0% |
| Blueknight Energy Partners L(BKEPUSD) | COM UNIT | 09625U109 | $46 | 14,000 | 0.0% |
| Workhorse Group Inc(WKHSEUR) | COM NEW | 98138J206 | $46 | 10,500 | 0.0% |
| Prospect Cap Corp | NOTE 6.375% 3/0 | 74348TAT9 | $50 | $46,000 | 0.0% |
| Limelight Networks Inc | COM | 53261M104 | $54 | 15,643 | 0.0% |
| Bakkt Holdings Inc(BKKT/WS) | *W EXP 07/01/202 | 05759B115 | $58 | 23,807 | 0.0% |
| Sorrento Therapeutics Inc(SRNE) | COM NEW | 83587F202 | $58 | 12,556 | 0.0% |
| Sientra Inc | COM | 82621J105 | $61 | 16,579 | 0.0% |
| Enzo Biochem Inc(ENZB) | COM | 294100102 | $64 | 20,000 | 0.0% |
| Hecla MNG Co(HL) | COM | 422704106 | $70 | 13,455 | 0.0% |
| Bionano Genomics Inc(BNGOUSD) | COM | 09075F107 | $76 | 25,561 | 0.0% |
| Skillz Inc | COM | 83067L109 | $77 | 10,344 | 0.0% |
| Fuelcell Energy Inc(FCELCHF) | COM | 35952H601 | $78 | 15,031 | 0.0% |
| Pimco Strategic Income FD(RCS) | COM | 72200X104 | $78 | 11,500 | 0.0% |
| Invesco Muni Income OPP Trst(OIA) | COM | 46132X101 | $85 | 10,626 | 0.0% |
| Liberty All-Star Growth FD I(ASG) | COM | 529900102 | $90 | 10,021 | 0.0% |
| Gabelli Equity TR Inc(GAB) | COM | 362397101 | $91 | 12,725 | 0.0% |
| Antero Midstream Corp(AM) | COM | 03676B102 | $99 | 10,246 | 0.0% |
| Cbre GBL Real Estate Inc FD(IGR) | COM | 12504G100 | $101 | 10,317 | 0.0% |
| Invesco SR Income TR(VVR) | COM | 46131H107 | $102 | 23,520 | 0.0% |
| Aegon N V | NY REGISTRY SHS | 007924103 | $102 | 20,675 | 0.0% |
| Vaxart Inc(VXRT) | COM NEW | 92243A200 | $102 | 16,203 | 0.0% |
| New Amer High Income FD Inc(XXHYBXX) | COM NEW | 641876800 | $110 | 11,821 | 0.0% |
| Global X FDS | REIT ETF | 37950E127 | $111 | 11,609 | 0.0% |
| Kinross Gold Corp(KGC) | COM | 496902404 | $111 | 19,059 | 0.0% |
| Putnam Managed MUN Income TR(PMM) | COM | 746823103 | $118 | 13,430 | 0.0% |