Q1 2022 Holdings
Filed 2022-04-18 | 1724 holdings | $452.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Northern Dynasty Minerals LT(NAK) | COM NEW | 66510M204 | $6 | 13,318 | 0.0% |
| Hexo Corp | COM NEW | 428304307 | $10 | 16,117 | 0.0% |
| Matinas Biopharma Hldgs Inc | COM | 576810105 | $10 | 11,889 | 0.0% |
| Sundial Growers Inc | COM | 86730L109 | $14 | 19,700 | 0.0% |
| Summit Wireless Tech Inc | COM NEW | 86633R203 | $14 | 11,500 | 0.0% |
| Spdr SER TR(SJNK)Put | BLOOMBERG SRT TR | 78468R408 | $16 | 109,500 | 0.0% |
| Boxlight Corp | COM CL A | 103197109 | $17 | 14,500 | 0.0% |
| Vyant BIO Inc | COM | 92942V109 | $19 | 13,540 | 0.0% |
| T2 Biosystems Inc | COM | 89853L104 | $19 | 37,000 | 0.0% |
| Ur-Energy Inc(URG) | COM | 91688R108 | $20 | 12,800 | 0.0% |
| Credit Suisse High Yield BD(DHY) | SH BEN INT | 22544F103 | $26 | 11,788 | 0.0% |
| Sigma Labs Inc | COM | 826598500 | $31 | 15,003 | 0.0% |
| 22ND Centy Group Inc | COM | 90137F103 | $31 | 13,381 | 0.0% |
| Sorrento Therapeutics Inc(SRNE) | COM NEW | 83587F202 | $32 | 13,775 | 0.0% |
| Forum Energy Technologies in | NOTE 9.000% 8/0 | 34984VAC4 | $34 | $34,150 | 0.0% |
| Clear Channel Outdoor Hldgs(CCO) | COM | 18453H106 | $35 | 10,007 | 0.0% |
| Amarin Corp PLC | SPONS ADR NEW | 023111206 | $37 | 11,335 | 0.0% |
| Sientra Inc | COM | 82621J105 | $37 | 16,579 | 0.0% |
| Invesco Mortgage Capital Inc(IVREUR) | COM | 46131B100 | $38 | 16,738 | 0.0% |
| Western Digital Corp. | NOTE 1.500% 2/0 | 958102AP0 | $38 | $39,000 | 0.0% |
| Prospect Cap Corp | NOTE 4.950% 7/1 | 74348TAR3 | $41 | $41,000 | 0.0% |
| Gamco Global Gold NAT RES &(GGN) | COM SH BEN INT | 36465A109 | $44 | 10,986 | 0.0% |
| BNY Mellon High Yield Strate(DHF) | SH BEN INT | 09660L105 | $44 | 15,910 | 0.0% |
| Invesco SR Income TR(VVR) | COM | 46131H107 | $45 | 10,671 | 0.0% |
| Prospect Cap Corp | NOTE 6.375% 3/0 | 74348TAT9 | $49 | $46,000 | 0.0% |
| Oxford Square Cap Corp(OXSQ) | COM | 69181V107 | $49 | 11,658 | 0.0% |
| Ares Capital Corp | NOTE 4.625% 3/0 | 04010LAW3 | $51 | $45,000 | 0.0% |
| Workhorse Group Inc(WKHSEUR) | COM NEW | 98138J206 | $53 | 10,524 | 0.0% |
| Enzo Biochem Inc(ENZB) | COM | 294100102 | $58 | 20,000 | 0.0% |
| Orchid IS Cap Inc | COM | 68571X103 | $60 | 18,593 | 0.0% |
| Bionano Genomics Inc(BNGOUSD) | COM | 09075F107 | $63 | 24,321 | 0.0% |
| Banco Bilbao Vizcaya Argenta(BBVA) | SPONSORED ADR | 05946K101 | $68 | 11,897 | 0.0% |
| BIG Cypress Acquisition Corp | COM | 089115109 | $70 | 18,700 | 0.0% |
| Pimco Strategic Income FD(RCS) | COM | 72200X104 | $70 | 11,874 | 0.0% |
| Westport Fuel Systems Inc | COM NEW | 960908309 | $71 | 45,155 | 0.0% |
| Invesco Muni Income OPP Trst(OIA) | COM | 46132X101 | $72 | 10,151 | 0.0% |
| Vaxart Inc(VXRT) | COM NEW | 92243A200 | $81 | 16,033 | 0.0% |
| Limelight Networks Inc | COM | 53261M104 | $82 | 15,793 | 0.0% |
| Pimco High Income FD(PHK) | COM SHS | 722014107 | $85 | 14,680 | 0.0% |
| Gabelli Equity TR Inc(GAB) | COM | 362397101 | $86 | 12,366 | 0.0% |
| Hecla MNG Co(HL) | COM | 422704106 | $88 | 13,455 | 0.0% |
| Putnam Managed MUN Income TR(PMM) | COM | 746823103 | $95 | 13,430 | 0.0% |
| Fuelcell Energy Inc(FCELCHF) | COM | 35952H601 | $96 | 16,706 | 0.0% |
| Aurora Cannabis Inc | COM | 05156X884 | $104 | 25,998 | 0.0% |
| Putnam Premier Income TR(PPT) | SH BEN INT | 746853100 | $107 | 26,928 | 0.0% |
| Evelo Biosciences Inc | COM | 299734103 | $107 | 31,437 | 0.0% |
| Kinross Gold Corp(KGC) | COM | 496902404 | $108 | 18,355 | 0.0% |
| Aegon N V | NY REGISTRY SHS | 007924103 | $109 | 20,675 | 0.0% |
| Nuveen MUN Value FD Inc(NUV) | COM | 670928100 | $114 | 11,937 | 0.0% |
| ING Groep N.V.(ING) | SPONSORED ADR | 456837103 | $116 | 11,091 | 0.0% |