Q4 2023 Holdings
Filed 2024-02-14 | 50 holdings | $96.3M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2024-02-20) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Quantum Fintech Acquistin Co | COMMON STOCK | 74767A105 | $25.4M | 2,351,800 | 26.4% |
| Ftac Emerald Acquisition COR(FLD)A | CLASS A COM | 29103K100 | $9.0M | 850,000 | 9.3% |
| Pangaea Logistics Solution L(PANL) | SHS | G6891L105 | $7.3M | 885,749 | 7.6% |
| Arca Biopharma Inc(ABIOEUR) | COM | 00211Y506 | $6.8M | 4,000,452 | 7.1% |
| Cornerstone Strategic Value(CLM) | COM | 21924B302 | $4.8M | 661,827 | 4.9% |
| Cornerstone Total Return FD(CRF) | COM | 21924U300 | $4.7M | 661,783 | 4.9% |
| Gigcapital 5 Inc | COMMON STOCK | 37519U109 | $4.4M | 400,000 | 4.6% |
| Perception Capital Corp IIIA | CLASS A ORD SHS | G7185D106 | $3.7M | 352,000 | 3.9% |
| MEI Pharma Inc(LITS) | COM | 55279B301 | $3.5M | 611,440 | 3.7% |
| Welsbach Tech Metals Acqu CoA | COM | 950415109 | $3.2M | 300,000 | 3.3% |
| GEE Group Inc(JOB) | COM | 36165A102 | $2.8M | 5,683,792 | 3.0% |
| RCF Acquisition Corp | CL A COM | G7330C102 | $2.2M | 200,000 | 2.3% |
| Aimfinity Investment Corp I | UNIT 04/21/2027 | G0135E142 | $2.2M | 200,000 | 2.3% |
| Instil BIO Inc(TIL) | COM NEW | 45783C200 | $2.0M | 258,097 | 2.0% |
| Wheeler Real Estate Invt TR | CV PFD SER D | 963025606 | $1.8M | 138,745 | 1.9% |
| Livent Corp(LTHM1EUR) | COM | 53814L108 | $1.8M | 100,000 | 1.9% |
| Forte Biosciences Inc(TOCAEUR) | COM | 34962G109 | $1.7M | 2,031,987 | 1.7% |
| Tenx Keane Acquisition | ORD SHS | G8708L104 | $1.4M | 125,000 | 1.4% |
| Cassava Sciences Inc(SAVA) | COM | 14817C107 | $1.2M | 53,500 | 1.3% |
| Enovix Corporation | DEBT 3.000% 5/0 | 293594AD9 | $1.0M | $1,000,000 | 1.1% |
| Calidi Biotherapeutics Inc | COM NEW | 320703101 | $813.7K | 538,860 | 0.8% |
| Nextcure Inc | COM | 65343E108 | $702.1K | 615,878 | 0.7% |
| Livent CorpCall | CALL | 53814L908 | $663.0K | 510,000 | 0.7% |
| Mynd AI Inc | SPON ADS | 628988107 | $659.1K | 118,975 | 0.7% |
| Herzfeld Caribbean Basin FD | COM | 42804T106 | $629.6K | 226,460 | 0.7% |
| Sndl Inc(SNDL) | COM | 83307B101 | $502.2K | 306,195 | 0.5% |
| Alphabet Inc(GOOG) | CAP STK CL C | 02079K107 | $311.3K | 2,209 | 0.3% |
| A Spac II Acquisition Corp | ORD SHS CL A | G0543H109 | $271.5K | 25,000 | 0.3% |
| Singing Mach Inc | COM | 829322403 | $156.6K | 155,001 | 0.2% |
| Manchester UTD PLC NewCall | CALL | G5784H906 | $124.5K | 95,000 | 0.1% |
| Performance Shipping Inc | COMMON SHARES | Y67305154 | $120.3K | 53,000 | 0.1% |
| Pyxis Oncology Inc(PYXS) | COMMON STOCK | 747324101 | $110.9K | 61,606 | 0.1% |
| Electra Battery Materials Co(AUR1EUR) | COM NEW | 28474P201 | $54.6K | 122,637 | 0.1% |
| Cxapp Inc(CXAIW) | *W EXP 03/14/202 | 23248B117 | $44.6K | 550,000 | 0.0% |
| Whole Earth Brands Inc | *W EXP 06/25/202 | 96684W126 | $43.0K | 537,354 | 0.0% |
| Tenon Medical Inc(TNONW) | *W EXP 06/16/202 | 88066N113 | $40.7K | 508,200 | 0.0% |
| Diana Shipping Inc | *W EXP 12/14/202 | Y2066G138 | $35.8K | 127,695 | 0.0% |
| Global Star Acquisition Inc | RIGHT 06/21/2024 | 37962G128 | $25.6K | 237,633 | 0.0% |
| Cheche Group Inc | *W EXP 10/01/203 | G20707116 | $22.0K | 392,763 | 0.0% |
| Tenx Keane Acquisition | RIGHT 06/30/2028 | G8708L112 | $17.7K | 125,000 | 0.0% |
| Embrace Change Acquisitn COR | RIGHT 10/25/2026 | G3034H141 | $14.2K | 94,000 | 0.0% |
| Aimfinity Investment Corp I | *W EXP 04/21/202 | G0135E126 | $7.5K | 200,000 | 0.0% |
| Pono Cap Two Inc(SBCWW) | *W EXP 07/31/202 | 73245B115 | $5.5K | 196,000 | 0.0% |
| Srivaru Holding Limited | *W EXP 12/08/202 | G8403L110 | $3.4K | 230,081 | 0.0% |
| HNR Acquisition Corp(EONR/WS) | *W EXP 02/04/202 | 40472A128 | $2.7K | 49,116 | 0.0% |
| Global Star Acquisition Inc | *W EXP 07/15/202 | 37962G110 | $2.4K | 237,633 | 0.0% |
| Denali Capital Acquisitn COR | *W EXP 03/28/202 | G6256B114 | $2.3K | 45,000 | 0.0% |
| A Spac II Acquisition Corp | RIGHT 10/15/2026 | G0543H133 | $2.3K | 25,000 | 0.0% |
| Embrace Change Acquisitn COR | *W EXP 10/25/202 | G3034H125 | $1.2K | 94,000 | 0.0% |
| A Spac II Acquisition Corp | *W EXP 10/15/202 | G0543H117 | $118 | 12,500 | 0.0% |