Q3 2019 Holdings
Filed 2019-11-14 | 43 holdings | $1.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cormedix Inc(CRMD) | COM | 21900C308 | $1.5M | 229,465 | 84.4% |
| Arcturus Therapeutics Hldg I(ARCT) | COM | 03969T109 | $227.0K | 22,081 | 13.1% |
| ANI Pharmaceuticals Inc | NOTE 3.000%12/0 | 00182CAA1 | $9.8K | $9,000,000 | 0.6% |
| Timkensteel Corp | NOTE 6.000% 6/0 | 887399AA1 | $9.7K | $10,455,000 | 0.6% |
| Sesen BIO Inc | COM | 817763105 | $5.5K | 4,737,984 | 0.3% |
| Exicure Inc(XCUR) | COM | 30205M101 | $3.2K | 1,275,398 | 0.2% |
| Turning Point Therapeutics I | COM | 90041T108 | $2.6K | 68,841 | 0.1% |
| Vuzix Corp(VUZI) | COM NEW | 92921W300 | $1.5K | 667,565 | 0.1% |
| Senseonics Hldgs Inc | NOTE 5.250% 2/0 | 81727UAA3 | $1.5K | $1,500,000 | 0.1% |
| Eros Intl PLC | SHS NEW | G3788M114 | $1.5K | 783,377 | 0.1% |
| Pareteum Corp(TEUM) | COM NEW | 69946T207 | $1.2K | 955,486 | 0.1% |
| Bioxcel Therapeutics Inc(BTAIEUR) | COM | 09075P105 | $1.1K | 158,988 | 0.1% |
| Vascular Biogenics LTD | COM | M96883109 | $1.1K | 824,113 | 0.1% |
| Ocugen Inc(OCGN) | COM | 67577C105 | $1.1K | 368,315 | 0.1% |
| Ctrip COM Intl LTD(CTRPUSD) | SPONSORED ADS | 22943F100 | $624 | 21,308 | 0.0% |
| Adamis Pharmaceuticals Corp | COM NEW | 00547W208 | $622 | 883,408 | 0.0% |
| Golden Minerals Co | COM | 381119106 | $435 | 1,781,913 | 0.0% |
| Opera LTD(OPRA) | SPONSORED ADS | 68373M107 | $212 | 21,109 | 0.0% |
| Bellicum Pharmaceuticals Inc | COM | 079481107 | $177 | 168,744 | 0.0% |
| Senmiao Technology LTD | COM | 817225105 | $150 | 403,612 | 0.0% |
| Farmmi Inc(FAMI) | SHS | G33277107 | $136 | 87,448 | 0.0% |
| Plus Therapeutics Inc | COM NEW | 72941H400 | $134 | 39,110 | 0.0% |
| Delmar Pharmaceuticals Inc | COM | 247078306 | $104 | 188,722 | 0.0% |
| Verb Technology Co Inc | *W EXP 03/14/202 | 92337U112 | $88 | 240,000 | 0.0% |
| Seelos Therapeutics Inc | COM | 81577F109 | $54 | 59,257 | 0.0% |
| Sigma Labs Inc | *W EXP 02/15/202 | 826598112 | $52 | 199,836 | 0.0% |
| Biondvax Pharmaceuticals LTD | *W EXP 05/15/202 | 09073Q113 | $45 | 72,800 | 0.0% |
| Artelo Biosciences Inc | *W EXP 06/25/202 | 04301G128 | $38 | 65,000 | 0.0% |
| Check Cap LTD(MBAI) | *W EXP 05/03/202 | M2361E161 | $27 | 136,364 | 0.0% |
| Phio Pharmaceuticals Corp | COM | 71880W204 | $26 | 93,081 | 0.0% |
| Flexshopper Inc | *W EXP 09/28/202 | 33939J113 | $24 | 50,000 | 0.0% |
| Seanergy Maritime Hldgs Corp | *W EXP 11/10/202 | Y73760145 | $12 | 1,180,400 | 0.0% |
| Medigus LTD | *W EXP 07/23/202 | 58471G128 | $6 | 63,286 | 0.0% |
| Creative Realities Inc | *W EXP 11/09/202 | 22530J119 | $4 | 15,000 | 0.0% |
| Onconova Therapeutics Inc | *W EXP 07/11/202 | 68232V116 | $3 | 132,227 | 0.0% |
| Ameri Hldgs Inc | *W EXP 11/08/202 | 02362F112 | $3 | 99,500 | 0.0% |
| Soligenix Inc | *W EXP 11/14/202 | 834223117 | $2 | 16,599 | 0.0% |
| Plus Therapeutics Inc | *W EXP 05/28/202 | 72941H111 | $2 | 259,200 | 0.0% |
| Benitec Biopharma LTD | *W EXP 08/14/202 | 082053117 | $1 | 50,000 | 0.0% |
| Applied DNA Sciences Inc | *W EXP 11/21/201 | 03815U110 | $0 | 31,407 | 0.0% |
| Cellect Biotechnology LTD | *W EXP 08/03/202 | 15116C110 | $0 | 12,498 | 0.0% |
| Energy Fuels Inc | *W EXP 09/20/202 | 292671179 | $0 | 277,777 | 0.0% |
| Inspiremd Inc | *W EXP 03/14/202 | 45779A135 | $0 | 48,000 | 0.0% |