Q2 2020 Holdings
Filed 2020-08-14 | 70 holdings | $11.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Arcturus Therapeutics Hldg I(ARCT) | COM | 03969T109 | $9.3M | 200,032 | 82.5% |
| Castle Biosciences Inc(CSTL) | COM | 14843C105 | $1.4M | 37,235 | 12.4% |
| Altimmune Inc(ALT) | COM NEW | 02155H200 | $315.0K | 29,400 | 2.8% |
| Nikola CorpPut | COM | 654110105 | $49.3K | 730,000 | 0.4% |
| Nikola Corp | COM | 654110105 | $33.8K | 500,000 | 0.3% |
| Tencent Music Entmt Group(TME) | SPON ADS | 88034P109 | $13.5K | 1,000,000 | 0.1% |
| Translate BIO Inc | COM | 89374L104 | $13.4K | 750,000 | 0.1% |
| Genius Brands Intl Inc | COM | 37229T301 | $13.4K | 5,952,381 | 0.1% |
| Innovative Indl Pptys Inc(IIPR) | COM | 45781V101 | $12.4K | 140,885 | 0.1% |
| Hudson Executive Invt Corp | UNIT 06/21/2025 | 443761200 | $12.2K | 1,200,000 | 0.1% |
| Inovio Pharmaceuticals Inc | NOTE 6.500% 3/0 | 45773HAB8 | $10.0K | $2,000,000 | 0.1% |
| Contrafect Corp(CFRXUSD) | COM NEW | 212326300 | $9.8K | 1,538,685 | 0.1% |
| Nantkwest Inc | COM | 63016Q102 | $9.7K | 787,863 | 0.1% |
| Timkensteel Corp | NOTE 6.000% 6/0 | 887399AA1 | $8.6K | $10,455,000 | 0.1% |
| Growgeneration Corp(GRWG) | COM | 39986L109 | $7.4K | 1,075,000 | 0.1% |
| GS Acquisition Hldgs Corp II | UNIT 99/99/9999 | 36258Q204 | $5.3K | 500,000 | 0.0% |
| Inseego Corp | NOTE 3.250% 5/0 | 45782BAD6 | $5.2K | $5,000,000 | 0.0% |
| Replimune Group Inc(REPL) | COM | 76029N106 | $4.6K | 186,187 | 0.0% |
| Open Lending Corp(LPRO) | COM CL A | 68373J104 | $3.8K | 250,000 | 0.0% |
| Yunhong Intl | UNIT 99/99/9999 | G98882114 | $3.5K | 350,000 | 0.0% |
| Soleno Therapeutics Inc | COM NEW | 834203200 | $3.4K | 1,550,960 | 0.0% |
| Mannkind Corp(MNKD) | COM NEW | 56400P706 | $3.2K | 1,808,190 | 0.0% |
| Franchise Group Inc(FRG1EUR) | COM | 35180X105 | $3.1K | 143,026 | 0.0% |
| Magenta Therapeutics Inc | COM | 55910K108 | $3.1K | 414,077 | 0.0% |
| Liquidia Technologies Inc(LQDA) | COM | 53635D202 | $2.2K | 265,773 | 0.0% |
| Eros Intl PLC | SHS NEW | G3788M114 | $2.2K | 700,000 | 0.0% |
| Roth CH Acquisition I Co | UNIT 01/28/2025 | 778675207 | $2.0K | 200,000 | 0.0% |
| Immunic Inc(IMUX) | COM | 4525EP101 | $2.0K | 162,952 | 0.0% |
| PG&E Corp(PCG) | COM | 69331C108 | $1.6K | 182,603 | 0.0% |
| Leap Therapeutics Inc | COM | 52187K101 | $1.5K | 704,900 | 0.0% |
| Tela BIO Inc(TELA) | COM | 872381108 | $1.5K | 113,043 | 0.0% |
| Biosig Technologies Inc | COM NEW | 09073N201 | $1.3K | 183,576 | 0.0% |
| Soliton Inc(SOLY) | COM | 834251100 | $1.3K | 166,113 | 0.0% |
| Brickell Biotech Inc | COM | 10802T105 | $1.3K | 1,280,512 | 0.0% |
| Senseonics Hldgs Inc | NOTE 5.250% 2/0 | 81727UAA3 | $1.3K | $1,500,000 | 0.0% |
| Mustang BIO Inc | COM | 62818Q104 | $1.2K | 367,937 | 0.0% |
| Actinium Pharmaceuticals Inc(ATNMEUR) | COM | 00507W107 | $1.0K | 2,850,477 | 0.0% |
| Sonim Technologies Inc | COM | 83548F101 | $811 | 1,001,778 | 0.0% |
| Quicklogic Corp(QUIK) | COM NEW | 74837P405 | $795 | 259,940 | 0.0% |
| Milestone Scientific Inc(MLSS) | COM NEW | 59935P209 | $731 | 374,765 | 0.0% |
| Achieve Life Science Inc(OGXIEUR) | COM NEW | 004468203 | $726 | 1,829,268 | 0.0% |
| Kratos Defense & SEC Solutio(KTOS) | COM NEW | 50077B207 | $669 | 42,778 | 0.0% |
| Curis Inc(CRISEUR) | COM NEW | 231269200 | $660 | 545,638 | 0.0% |
| Kaleyra Inc(KLR1USD) | COM | 483379103 | $625 | 154,808 | 0.0% |
| Yatra Online Inc(YTRA) | ORD SHS | G98338109 | $560 | 824,320 | 0.0% |
| Globus Maritime Limited New | COM | Y27265407 | $551 | 2,062,429 | 0.0% |
| Tetraphase Pharmaceuticals I | COM NEW | 88165N204 | $524 | 208,074 | 0.0% |
| Kezar Life Sciences Inc | COM | 49372L100 | $486 | 93,751 | 0.0% |
| CAN Fite Biofarma LTD | SPONSORED ADS | 13471N201 | $392 | 197,965 | 0.0% |
| Assertio Holdings Inc | COM | 04546C106 | $372 | 434,303 | 0.0% |