Q3 2020 Holdings
Filed 2020-11-04 | 626 holdings | $36.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Matinas Biopharma Hldgs Inc | COM | 576810105 | $8 | 10,000 | 0.0% |
| Salarius Pharmaceuticals Inc | COM NEW | 79400X107 | $10 | 11,472 | 0.0% |
| Vistagen Therapeutics Inc(VTGNUSD) | COM NEW | 92840H202 | $16 | 23,097 | 0.0% |
| Mannkind Corp(MNKD) | COM NEW | 56400P706 | $19 | 10,300 | 0.0% |
| Prospect Cap Corp | NOTE 4.950% 7/1 | 74348TAR3 | $20 | 20,000 | 0.0% |
| Transocean LTD(RIG)Call | REG SHS | H8817H100 | $27 | 31,297 | 0.0% |
| Pavmed Inc | COM | 70387R106 | $35 | 19,656 | 0.0% |
| Marrone BIO Innovations Inc | COM | 57165B106 | $38 | 30,925 | 0.0% |
| Waitr Hldgs Inc | COM | 930752100 | $40 | 12,400 | 0.0% |
| NGL Energy Partners LP(NGL) | COM UNIT REPST | 62913M107 | $54 | 13,685 | 0.0% |
| Energy Transfer LP(ET) | COM UT LTD PTN | 29273V100 | $76 | 14,121 | 0.0% |
| Sirius XM Holdings Inc(SIRIEUR) | COM | 82968B103 | $77 | 14,393 | 0.0% |
| Genesis Energy L P(GEL) | UNIT LTD PARTN | 371927104 | $81 | 18,071 | 0.0% |
| BlackRock Enhanced Equity DI(BDJ) | COM | 09251A104 | $84 | 11,503 | 0.0% |
| Hecla MNG Co(HL) | COM | 422704106 | $97 | 19,148 | 0.0% |
| BlackRock TCP Capital Corp(TCPC) | COM | 09259E108 | $101 | 10,343 | 0.0% |
| BlackRock Energy & RES TR(BGR) | COM | 09250U101 | $111 | 18,576 | 0.0% |
| Ericsson(ERIC) | ADR B SEK 10 | 294821608 | $113 | 10,420 | 0.0% |
| Putnam Managed MUN Income TR(PMM) | COM | 746823103 | $118 | 15,464 | 0.0% |
| Sandstorm Gold LTD(AYS1) | COM NEW | 80013R206 | $120 | 14,250 | 0.0% |
| Calamos Conv & High Income F(XCHYX) | COM SHS | 12811P108 | $131 | 11,206 | 0.0% |
| Pioneer MUN High Income TR(XMHIX) | COM SHS | 723763108 | $132 | 11,408 | 0.0% |
| Keycorp(KEY) | COM | 493267108 | $134 | 11,220 | 0.0% |
| BlackRock Enhanced Global DI(XBOEX) | COM | 092501105 | $138 | 14,456 | 0.0% |
| Zuora Inc(ZUOUSD) | COM CL A | 98983V106 | $140 | 13,575 | 0.0% |
| Bristol-Myers Squibb Co(BMY-R) | RIGHT 99/99/9999 | 110122157 | $156 | 69,012 | 0.0% |
| Invesco LTD(IVZ) | SHS | G491BT108 | $165 | 14,420 | 0.0% |
| Nuveen PFD & Incm Securties | COM | 67072C105 | $174 | 19,695 | 0.0% |
| Plug Power Inc(PLUG) | COM NEW | 72919P202 | $176 | 13,140 | 0.0% |
| Calamos Strategic Totl Retn(CSQ) | COM SH BEN INT | 128125101 | $180 | 13,366 | 0.0% |
| Eaton Vance Fltg Rate Incom | COM SHS BEN INT | 278284104 | $183 | 13,078 | 0.0% |
| PG&E Corp(PCG) | COM | 69331C108 | $184 | 19,571 | 0.0% |
| Inmune BIO Inc(INMB) | COM | 45782T105 | $187 | 18,167 | 0.0% |
| Carnival Corp(CCL) | UNIT 99/99/9999 | 143658300 | $189 | 12,450 | 0.0% |
| Annaly Capital Management in(NLYEUR) | COM | 035710409 | $190 | 26,745 | 0.0% |
| FS KKR Capital Corp(FSK) | COM | 302635206 | $194 | 12,198 | 0.0% |
| Invesco Exch Traded FD TR II(EQAL) | RUSEL 1000 EQL | 46138E420 | $201 | 6,244 | 0.0% |
| Glacier Bancorp Inc New(GBCI) | COM | 37637Q105 | $201 | 6,270 | 0.0% |
| Globus MED Inc(GMED) | CL A | 379577208 | $202 | 4,069 | 0.0% |
| Genius Brands Intl Inc | COM | 37229T301 | $202 | 169,896 | 0.0% |
| First TR Nas100 EQ Weighted(QQEW) | SHS | 337344105 | $203 | 2,352 | 0.0% |
| Vanguard Scottsdale FDS(VONV) | VNG RUS1000VAL | 92206C714 | $204 | 1,964 | 0.0% |
| Ishares TR(AOA) | AGGRES ALLOC ETF | 464289859 | $204 | 3,521 | 0.0% |
| Ishares TR(ILCB) | MRNGSTR LG-CP ET | 464287127 | $204 | 1,047 | 0.0% |
| First TR Exchange-Traded FD(SHRY) | LARGE CP US EQ | 33738R761 | $205 | 8,546 | 0.0% |
| ARK ETF TR(IZRL) | ISRAEL INOVATE | 00214Q609 | $205 | 8,175 | 0.0% |
| Crowdstrike Hldgs Inc(CRWD) | CL A | 22788C105 | $206 | 1,501 | 0.0% |
| Exchange Traded Concepts TR(ROBO) | ROBO GLB ETF | 301505707 | $207 | 4,311 | 0.0% |
| Norfolk Southn Corp(NSC) | COM | 655844108 | $209 | 978 | 0.0% |
| Invesco Exch Traded FD TR II(PGX) | PFD ETF | 46138E511 | $209 | 14,180 | 0.0% |