Q3 2021 Holdings
Filed 2021-11-04 | 739 holdings | $40.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Salarius Pharmaceuticals Inc | COM NEW | 79400X107 | $12 | 11,472 | 0.0% |
| Matinas Biopharma Hldgs Inc | COM | 576810105 | $13 | 10,000 | 0.0% |
| Prospect Cap Corp | NOTE 4.950% 7/1 | 74348TAR3 | $20 | 20,000 | 0.0% |
| Verb Technology Co Inc | COM | 92337U104 | $38 | 20,000 | 0.0% |
| Checkpoint Therapeutics Inc(CKPTUSD) | COM | 162828107 | $50 | 15,000 | 0.0% |
| Vistagen Therapeutics Inc(VTGNUSD) | COM NEW | 92840H202 | $63 | 23,097 | 0.0% |
| Marrone BIO Innovations Inc | COM | 57165B106 | $65 | 72,145 | 0.0% |
| Synchronoss Technologies Inc | COM | 87157B103 | $72 | 30,000 | 0.0% |
| Sprott Physical Silver TR(PSLV/U) | TR UNIT | 85207K107 | $79 | 10,350 | 0.0% |
| The Original Bark Company(BARK) | COM | 68622E104 | $85 | 12,440 | 0.0% |
| Sirius XM Holdings Inc(SIRIEUR) | COM | 82968B103 | $88 | 14,393 | 0.0% |
| Sandstorm Gold LTD(AYS1) | COM NEW | 80013R206 | $89 | 15,400 | 0.0% |
| Petmed Express Inc(PETS) | COM | 716382106 | $98 | 25,825 | 0.0% |
| Wipro LTD(WIT) | SPON ADR 1 SH | 97651M109 | $101 | 11,433 | 0.0% |
| Mustang BIO Inc | COM | 62818Q104 | $105 | 38,925 | 0.0% |
| Graniteshares Platinum TR(PLTM) | SHS BEN INT | 38748T103 | $105 | 11,027 | 0.0% |
| Proshares TR | ULTRAPRO SHT QQQ | 74347G861 | $111 | 12,913 | 0.0% |
| Ericsson(ERIC) | ADR B SEK 10 | 294821608 | $116 | 10,420 | 0.0% |
| Pavmed Inc | COM | 70387R106 | $125 | 14,656 | 0.0% |
| Wells Fargo Global Divid OPP(EOD) | COM | 94987C103 | $129 | 23,350 | 0.0% |
| Energy Transfer L P(ET) | COM UT LTD PTN | 29273V100 | $135 | 14,165 | 0.0% |
| Putnam Managed MUN Income TR(PMM) | COM | 746823103 | $136 | 16,337 | 0.0% |
| Annaly Capital Management in(NLYEUR) | COM | 035710409 | $137 | 16,269 | 0.0% |
| Akoustis Technologies Inc(AKTSQ) | COM | 00973N102 | $140 | 14,382 | 0.0% |
| Hecla MNG Co(HL) | COM | 422704106 | $151 | 27,418 | 0.0% |
| Invesco Exch Traded FD TR II(PGX) | PFD ETF | 46138E511 | $151 | 10,044 | 0.0% |
| Express Inc | COM | 30219E103 | $167 | 35,395 | 0.0% |
| BlackRock Enhanced Global DI(XBOEX) | COM | 092501105 | $169 | 14,456 | 0.0% |
| Apollo Tactical Income FD in | COM | 037638103 | $193 | 12,171 | 0.0% |
| Genesis Energy L P(GEL) | UNIT LTD PARTN | 371927104 | $200 | 20,090 | 0.0% |
| First Majestic Silver Corp(AG)Call | COM | 32076V103 | $201 | 35 | 0.0% |
| Invesco Exch Traded FD TR II(GOVI) | 1 30 LADER TRE | 46138E107 | $201 | 5,551 | 0.0% |
| Pimco ETF TR(LDUR) | ENHNCD LW DUR AC | 72201R718 | $204 | 2,000 | 0.0% |
| Norfolk Southn Corp(NSC) | COM | 655844108 | $204 | 853 | 0.0% |
| PJT Partners Inc(PJT) | COM CL A | 69343T107 | $205 | 2,588 | 0.0% |
| Edwards Lifesciences Corp(EW) | COM | 28176E108 | $206 | 1,826 | 0.0% |
| First TR Exch TRD Alphdx FD(FDT) | DEV MRK EX US | 33737J174 | $207 | 3,389 | 0.0% |
| Invesco Exchange Traded FD T(XMHQ) | S&P MDCP QUALITY | 46137V472 | $207 | 2,723 | 0.0% |
| Sherwin Williams Co(SHW) | COM | 824348106 | $207 | 739 | 0.0% |
| Horizon Therapeutics PUB L | SHS | G46188101 | $207 | 1,894 | 0.0% |
| BCE Inc(BCE) | COM NEW | 05534B760 | $208 | 4,159 | 0.0% |
| Pacer FDS TR(CALF) | PACER US SMALL | 69374H857 | $208 | 4,908 | 0.0% |
| Ishares TR(IXG) | GLOBAL FINLS ETF | 464287333 | $208 | 4,007 | 0.0% |
| Vanguard Scottsdale FDS(VONV) | VNG RUS1000VAL | 92206C714 | $209 | 3,040 | 0.0% |
| Alps ETF TR(AMLP) | ALERIAN MLP | 00162Q452 | $209 | 3,661 | 0.0% |
| Colgate Palmolive Co(CL) | COM | 194162103 | $209 | 2,762 | 0.0% |
| Starwood Ppty TR Inc(STWD) | COM | 85571B105 | $212 | 8,705 | 0.0% |
| Vanguard World FDS(VPU) | UTILITIES ETF | 92204A876 | $212 | 1,524 | 0.0% |
| OGE Energy Corp(OGE) | COM | 670837103 | $213 | 6,444 | 0.0% |
| YUM Brands Inc(YUM) | COM | 988498101 | $213 | 1,822 | 0.0% |