Q4 2018 Holdings
Filed 2019-02-14 | 30 holdings | $146.2K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Theravance Inc. | NOTE 2.125% 1/1 | 88338TAB0 | $32.8K | $30,250,000 | 22.4% |
| IShares TrPut | IBOXX HI YD ETF | 464288953 | $24.3K | 300,000 | 16.6% |
| Tesaro Inc | NOTE 3.000% 10/0 | 881569AA5 | $10.9K | $5,000,000 | 7.5% |
| Caesars Entertainment Corp | NOTE 5.000%10/0 | 127686AA1 | $8.7K | $7,000,000 | 6.0% |
| Barnes & Noble IncCall | COM | 067774909 | $8.1K | 1,144,200 | 5.5% |
| Clovis Oncology Inc | NOTE 1.250% 5/0 | 189464AC4 | $7.0K | $10,000,000 | 4.8% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $6.8K | $6,000,000 | 4.6% |
| Clovis Oncology Inc | NOTE 2.500% 9/1 | 189464AB6 | $6.3K | $7,500,000 | 4.3% |
| Tilray IncPut | COM CL 2 | 88688T950 | $4.1K | 54,600 | 2.8% |
| Arconic IncCall | COM | 03965L900 | $3.9K | 230,000 | 2.7% |
| Caesars Entertainment CorpPut | COM | 127686953 | $3.1K | 450,000 | 2.1% |
| Tesla IncPut | COM | 88160R951 | $2.7K | 8,000 | 1.8% |
| USA Technologies Inc | COM NO PAR | 90328S500 | $2.6K | 675,065 | 1.8% |
| Midstates Petroleum Co Inc | COM PAR | 59804T407 | $2.6K | 347,820 | 1.8% |
| Dish Network Corp | NOTE 2.375% 3/1 | 25470MAD1 | $2.4K | $3,000,000 | 1.6% |
| Highland Floating Rate Opportunities Fund(HFRO) | SHS BEN INT | 43010E404 | $2.3K | 179,914 | 1.6% |
| Clovis Oncology Inc(CLVSEUR) | COM | 189464100 | $2.2K | 119,800 | 1.5% |
| Nielsen Holdings PLCPut | SHR EUR | G6518L958 | $2.0K | 86,200 | 1.4% |
| Arconic IncPut | COM | 03965L950 | $1.9K | 112,700 | 1.3% |
| Arconic Inc(ARNCCHF) | COM | 03965L100 | $1.9K | 111,663 | 1.3% |
| Energy Transfer LP(ET) | COM UT LTD PTN | 29273V100 | $1.8K | 135,000 | 1.2% |
| Barnes & Noble Inc | COM | 067774109 | $1.8K | 250,000 | 1.2% |
| Tesla Inc(TSLA) | COM | 88160R101 | $1.7K | 5,000 | 1.1% |
| Clovis Oncology IncCall | COM | 189464900 | $1.3K | 70,000 | 0.9% |
| USA Technologies IncCall | COM NO PAR | 90328S900 | $1.2K | 300,000 | 0.8% |
| Energy Transfer LPPut | COM UT LTD PTN | 29273V950 | $701 | 53,100 | 0.5% |
| Synchronoss Technologies Inc | NOTE 0.750% 8/1 | 87157BAA1 | $604 | $625,000 | 0.4% |
| Innoviva IncPut | COM | 45781M951 | $343 | 19,700 | 0.2% |
| Horizon Global Corp | COM | 44052W104 | $304 | 213,250 | 0.2% |
| Navios Maritime Holdings Inc | SPN ADR RP | 63938Y100 | $108 | 395,084 | 0.1% |