Q1 2019 Holdings
Filed 2019-05-14 | 50 holdings | $5.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cars Com Inc(CARS) | COM | 14575E105 | $4.7M | 205,000 | 93.0% |
| I Shares TrCall | COM | 464288903 | $47.6K | 550,000 | 0.9% |
| Theravance Inc | NOTE 2.125% 1/1 | 88338TAB0 | $40.1K | $39,250,000 | 0.8% |
| Caesars Entertainment Corp | NOTE 5.000%10/0 | 127686AA1 | $36.4K | $25,500,000 | 0.7% |
| Clovis Oncology Inc | NOTE 2.500% 9/1 | 189464AB6 | $19.5K | $21,000,000 | 0.4% |
| Caesars Entertainment CorpCall | COM | 127686903 | $15.6K | 1,800,000 | 0.3% |
| Caesars Entertainment CorpPut | COM | 127686953 | $13.0K | 1,500,000 | 0.3% |
| Zayo Group Holdings IncPut | COM | 98919V955 | $10.8K | 381,000 | 0.2% |
| Zayo Group Holdings Inc | COM | 98919V105 | $10.2K | 360,000 | 0.2% |
| Madison Square Garden CoCall | COM | 55825T903 | $8.8K | 30,000 | 0.2% |
| Uniti Group IncCall | COM | 91325V908 | $7.8K | 700,700 | 0.2% |
| Barnes & Noble Inc | COM | 067774109 | $7.8K | 1,443,500 | 0.2% |
| Uniti Group IncPut | COM | 91325V958 | $7.8K | 700,000 | 0.2% |
| EBay IncCall | COM | 278642903 | $7.4K | 200,000 | 0.1% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $7.2K | $7,000,000 | 0.1% |
| Barnes & Noble IncCall | COM | 067774909 | $6.8K | 1,249,200 | 0.1% |
| Shutterfly IncPut | COM | 82568P954 | $6.1K | 150,000 | 0.1% |
| Shutterfly Inc(SFLY) | COM | 82568P304 | $6.1K | 149,500 | 0.1% |
| Tilray IncPut | COM CL 2 | 88688T950 | $5.9K | 90,000 | 0.1% |
| Innoviva Inc(INVA) | COM | 45781M101 | $5.6K | 400,000 | 0.1% |
| Tesla IncPut | COM | 88160R951 | $5.6K | 20,000 | 0.1% |
| USA Technologies Inc | COM NO PAR | 90328S500 | $5.6K | 1,343,136 | 0.1% |
| Mitek Sys IncCall | COM | 606710900 | $5.3K | 433,900 | 0.1% |
| Alliance Data Systems Corp(BFH) | COM | 018581108 | $5.3K | 30,200 | 0.1% |
| Alliance Data Systems CorpPut | COM | 018581958 | $5.2K | 30,000 | 0.1% |
| Highland Floating Rate Opportunities Fund(HFRO) | SHS BEN INT | 43010E404 | $4.9K | 350,694 | 0.1% |
| Cars Com IncPut | COM | 14575E955 | $4.7K | 205,000 | 0.1% |
| Intercept Pharmaceuticals Inc | NOTE 3.25% 7/0 | 45845PAA6 | $4.0K | $4,000,000 | 0.1% |
| MGM Resorts InternationalPut | COM | 552953951 | $3.8K | 150,000 | 0.1% |
| Del Friscos Restaurant GroupPut | COM | 245077952 | $3.8K | 600,000 | 0.1% |
| Del Friscos Restaurant Group(DFRG) | COM | 245077102 | $3.5K | 549,000 | 0.1% |
| Innoviva IncPut | COM | 45781M951 | $2.8K | 200,000 | 0.1% |
| Intercept Pharmaceuticals IncPut | COM | 45845P958 | $2.7K | 24,000 | 0.1% |
| Dish Network Corp | NOTE 2.375% 3/1 | 25470MAD1 | $2.5K | $3,000,000 | 0.0% |
| Clovis Oncology IncCall | COM | 189464900 | $2.5K | 100,000 | 0.0% |
| Mitek Sys IncPut | COM | 606710950 | $2.4K | 200,000 | 0.0% |
| Eldorado Resorts IncPut | COM | 28470R952 | $2.3K | 50,000 | 0.0% |
| Energy Transfer LPCall | COM UT LTD PTN | 29273V900 | $2.3K | 150,000 | 0.0% |
| Clovis Oncology Inc | NOTE 1.250% 5/0 | 189464AC4 | $2.3K | $2,900,000 | 0.0% |
| Intelsat SACall | COM | L5140P901 | $2.1K | 137,200 | 0.0% |
| Clovis Oncology Inc(CLVSEUR) | COM | 189464100 | $868 | 35,000 | 0.0% |
| Horizon Global Corp | COM | 44052W104 | $719 | 370,839 | 0.0% |
| Innoviva IncCall | COM | 45781M901 | $701 | 50,000 | 0.0% |
| ImmuCell Corp(ICCC) | COM PAR | 452525306 | $666 | 105,000 | 0.0% |
| Del Friscos Restaurant GroupCall | COM | 245077902 | $641 | 100,000 | 0.0% |
| Synchronoss Technologies Inc | NOTE 0.750% 8/1 | 87157BAA1 | $619 | $625,000 | 0.0% |
| Boyd Gaming CorpPut | COM | 103304951 | $607 | 100,000 | 0.0% |
| Intelsat SAPut | COM | L5140P951 | $493 | 31,500 | 0.0% |
| Ultra Petroleum CorpCall | COM NEW | 903914908 | $45 | 75,000 | 0.0% |
| Barnes & Noble IncPut | COM | 067774959 | $33 | 6,100 | 0.0% |