Q3 2019 Holdings
Filed 2019-11-14 | 26 holdings | $215.7K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Theravance Inc | NOTE 2.125% 1/1 | 88338TAB0 | $46.6K | $49,388,000 | 21.6% |
| Caesars Entertainment Corp | NOTE 5.000%10/0 | 127686AA1 | $45.9K | $27,000,000 | 21.3% |
| Tilray Inc | DEBT 5.000%10/0 | U8961EAA4 | $17.1K | $25,750,000 | 7.9% |
| Biohaven Pharmactl Hldg Co LCall | COM | G11196905 | $15.2K | 364,700 | 7.1% |
| Intelsat SAPut | COM | L5140P951 | $12.3K | 540,100 | 5.7% |
| Avaya Holdings Corp | NOTE 2.25% 6/1 | 05351XAB7 | $11.5K | $13,460,000 | 5.3% |
| Highland Income Fund(HFRO) | HIGHLAND INCOME | 43010E404 | $8.8K | 655,593 | 4.1% |
| Eldorado Resorts IncPut | COM | 28470R952 | $8.4K | 210,400 | 3.9% |
| Intercept Pharmaceuticals Inc | NOTE 3.250% 7/0 | 45845PAA6 | $6.5K | $7,500,000 | 3.0% |
| Innoviva IncCall | COM | 45781M901 | $5.8K | 555,000 | 2.7% |
| Clovis Oncology IncPut | COM | 189464950 | $4.9K | 1,250,000 | 2.3% |
| Hilton Grand Vacations Inc(HGV) | COM | 43283X105 | $4.8K | 150,000 | 2.2% |
| Conyers Park II Acquisition Corp | UNIT 99/99/9999 | 212896203 | $4.3K | 400,000 | 2.0% |
| Innoviva Inc(INVA) | COM | 45781M101 | $4.0K | 378,861 | 1.9% |
| Intercept Pharmaceuticals IncPut | COM | 45845P958 | $2.8K | 42,500 | 1.3% |
| Oaktree Acquisition Corp | UNIT 99/99/9999 | G67145121 | $2.5K | 250,000 | 1.2% |
| Tilray IncPut | COM | 88688T950 | $2.5K | 100,000 | 1.1% |
| Clovis Oncology IncCall | COM | 189464900 | $2.1K | 525,000 | 1.0% |
| Intercept Pharmaceuticals Inc | NOTE 2.000% 5/1 | 45845PAB4 | $1.8K | $2,000,000 | 0.8% |
| VanEck Vectors Oil Services ETFCall | COM | 92189F908 | $1.8K | 150,000 | 0.8% |
| Avaya Holdings CorpCall | COM | 05351X901 | $1.5K | 150,100 | 0.7% |
| Chico's FAS IncCall | COM | 168615902 | $1.2K | 304,100 | 0.6% |
| Biohaven Pharmactl Hldg Co L(BHVN) | COM | G11196105 | $1.0K | 25,000 | 0.5% |
| Tilray IncCall | COM | 88688T900 | $992 | 40,100 | 0.5% |
| Frontier Communications CorpCall | COM | 35906A906 | $773 | 892,400 | 0.4% |
| ImmuCell Corp(ICCC) | COM PAR | 452525306 | $582 | 105,000 | 0.3% |