Q3 2023 Holdings
Filed 2023-11-07 | 223 holdings | $534.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| SRH Total Return Fund Incorporated(STEW) | Closed End Funds - Taxable | 101507101 | $44.5M | 3,425,252 | 8.3% |
| Adams Diversified Equity FD(ADX) | Closed End Funds - Taxable | 006212104 | $22.9M | 1,373,433 | 4.3% |
| U.S. Bancorp PFD B(USBPH) | Preferred Stock | 902973155 | $20.1M | 1,064,065 | 3.8% |
| Pimco Energy & Tactical CR OPP COM SHS BEN INT(PDX) | Closed End Funds - Taxable | 69346N107 | $19.0M | 957,836 | 3.6% |
| Blackstone Strategic Cred 2027 COM SHS BEN in(BGB) | Closed End Funds - Taxable | 09257R101 | $18.7M | 1,704,047 | 3.5% |
| Miller Howard High Inc Eqty FD COM SHS BEN in | Closed End Funds - Taxable | 600379101 | $17.3M | 1,748,023 | 3.2% |
| Central Secs Corporation(CET) | Closed End Funds - Taxable | 155123102 | $17.2M | 484,145 | 3.2% |
| Bank of America Corporation PFD 1/1200Ser2(BMLPH) | Preferred Stock | 060505625 | $17.1M | 810,723 | 3.2% |
| General Amern Invs Company Incorporated(GAM) | Closed End Funds - Taxable | 368802104 | $15.2M | 370,209 | 2.8% |
| Apple Incorporated(AAPL) | Common Stock | 037833100 | $14.9M | 86,927 | 2.8% |
| Goldman Sachs Group, Incorporated. PFD A 1/1000 | Preferred Stock | 38143Y665 | $14.2M | 642,137 | 2.7% |
| Ecofin Sustainable and Social COM SH BEN INT(XTEAX) | Closed End Funds - Taxable | 27901F109 | $13.0M | 1,086,438 | 2.4% |
| Procter and Gamble Company(PG) | Common Stock | 742718109 | $12.7M | 87,060 | 2.4% |
| Morgan Stanley PFD A 1/1000(MSPA) | Preferred Stock | 61747S504 | $11.1M | 511,816 | 2.1% |
| Federated Hermes Prime Cash Obligation FD CL WS M/M | Money Market Funds - No Load | 60934N625 | $10.4M | 10,376,068 | 1.9% |
| Angel OAK Finl Strategies Incm COM BEN INT(FINS) | Closed End Funds - Taxable | 03464A100 | $9.8M | 815,921 | 1.8% |
| Highland Global Allocation FD(HGLB) | Closed End Funds - Taxable | 43010T104 | $9.7M | 1,213,637 | 1.8% |
| Microsoft Corporation(MSFT) | Common Stock | 594918104 | $9.2M | 29,132 | 1.7% |
| Nuveen Vriabl RAT Preferred & INM FD(NPFD) | Closed End Funds - Taxable | 67080R102 | $8.8M | 564,690 | 1.7% |
| Goldman Sachs Group Inc SHS D 1/1000 | Preferred Stock | 38144G804 | $8.6M | 388,131 | 1.6% |
| Pioneer MUN High Income Opport Common Stock(MIO) | Closed End Investment Co. Non Tax Dividend | 723760104 | $8.5M | 893,578 | 1.6% |
| Dividend & Income FD Incorporated COM New | Closed End Funds - Taxable | 25538A204 | $8.5M | 787,159 | 1.6% |
| Nuveen Preferred & Income Term FD(XJPIX) | Closed End Funds - Taxable | 67075A106 | $8.0M | 467,865 | 1.5% |
| BlackRock Cap Allocation Term(BCAT) | Closed End Funds - Taxable | 09260U109 | $7.9M | 542,642 | 1.5% |
| Highland Opportunities Highland Income(HFRO) | Closed End Funds - Taxable | 43010E404 | $7.1M | 879,966 | 1.3% |
| Alphabet Incorporated Cap STK Class C(GOOG) | Common Stock | 02079K107 | $6.4M | 48,434 | 1.2% |
| Gabelli Global Small & Mid Cap(GGZ) | Closed End Funds - Taxable | 36249W104 | $6.3M | 608,075 | 1.2% |
| Bank of America Corporation Pfd1/1200 Sr1 | Preferred Stock | 060505633 | $6.0M | 284,575 | 1.1% |
| First Trust RBA American Industrial Renaissance ETF(AIRR) | Exchange Traded Funds (Country Baskets/iShares) - Domestic | 33738R704 | $5.2M | 101,102 | 1.0% |
| Thornburg Incm Builder OPP TR(TBLD) | Closed End Funds - Taxable | 885213108 | $4.9M | 338,122 | 0.9% |
| Seven Hills Realty Trust REIT(SEVN) | Real Estate Investment Trusts | 81784E101 | $4.9M | 451,237 | 0.9% |
| First TR Dynamic Europe Equity COM SHS | Closed End Funds - Taxable | 33740D107 | $4.7M | 375,122 | 0.9% |
| Tortoise Energy Infra Corporation(TYG) | Closed End Funds - Taxable | 89147L886 | $4.5M | 155,771 | 0.8% |
| JPMorgan Chase & Company(JPM) | Common Stock | 46625H100 | $4.3M | 29,423 | 0.8% |
| Neuberger Berman Next Generati Common Stock(NBXG) | Closed End Funds - Taxable | 64133Q108 | $4.2M | 402,273 | 0.8% |
| Abrdn Global Infra Income Fund COM SHS BEN INT(ASGI) | Closed End Funds - Taxable | 00326W106 | $3.8M | 237,075 | 0.7% |
| Pgim Short DUR HIG YLD OPP FD(SDHY) | Closed End Funds - Taxable | 69355J104 | $3.7M | 257,937 | 0.7% |
| BlackRock ESG Cap Allc Term SHS BEN INT(ECAT) | Closed End Funds - Taxable | 09262F100 | $3.5M | 235,851 | 0.7% |
| DTF Tax-Free Income 2028 Term(DTF) | Closed End Investment Co. Non Tax Dividend | 23334J107 | $3.5M | 325,914 | 0.7% |
| Gamco NAT RES Gold & Income TR SH BEN INT(GNT) | Closed End Funds - Taxable | 36465E101 | $3.4M | 692,955 | 0.6% |
| John Hancock Multifactor Small Cap ETF(JHSC) | Exchange Traded Funds (Country Baskets/iShares) - Domestic | 47804J842 | $3.4M | 105,244 | 0.6% |
| Metlife Inc Floating Rate Non-Cum Perp PFD Floats Quarterly(METPA) | Preferred Stock | 59156R504 | $3.1M | 133,262 | 0.6% |
| Westwood Quality Small Cap Fund Instl CL N/L | Mutual Fund (Open End) - No Load | 90386K407 | $3.0M | 159,333 | 0.6% |
| Amazon COM Incorporated(AMZN) | Common Stock | 023135106 | $3.0M | 23,218 | 0.6% |
| Pacer US Small Cap Cash Cows 100 ETF(CALF) | Exchange Traded Funds (Country Baskets/iShares) - Domestic | 69374H857 | $2.6M | 62,930 | 0.5% |
| International Business Machines(IBM) | Common Stock | 459200101 | $2.6M | 18,702 | 0.5% |
| Thermo Fisher Scientific Incorporated(TMO) | Common Stock | 883556102 | $2.6M | 5,094 | 0.5% |
| BlackRock Health Sciences Term trust(BMEZ) | Closed End Funds - Taxable | 09260E105 | $2.5M | 176,669 | 0.5% |
| BlackRock Innovation and GRW SHS BEN INT(BTX) | Closed End Funds - Taxable | 09260Q108 | $2.2M | 313,327 | 0.4% |
| Tortoise Midstrm Energy FD Incorporated | Closed End Funds - Taxable | 89148B200 | $2.0M | 58,961 | 0.4% |