Q3 2022 Holdings
Filed 2022-11-15 | 856 holdings | $127.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Trevena Inc | COM | 89532E109 | $2 | 12,406 | 0.0% |
| Helbiz Inc | CLASS A COM | 42309B204 | $7 | 20,000 | 0.0% |
| Astra Space Inc | COM CL A | 04634X103 | $8 | 13,444 | 0.0% |
| American Vrtual Cloud Tech I | COM | 030382105 | $10 | 50,000 | 0.0% |
| Ur-Energy Inc(URG) | COM | 91688R108 | $12 | 11,000 | 0.0% |
| Taseko Mines LTD(TGB) | COM | 876511106 | $12 | 10,245 | 0.0% |
| New Gold Inc CDA(NGD) | COM | 644535106 | $13 | 15,000 | 0.0% |
| 22ND Centy Group Inc | COM | 90137F103 | $23 | 24,402 | 0.0% |
| Smart Sand Inc(SND) | COM | 83191H107 | $27 | 17,500 | 0.0% |
| Tilray Brands Inc(TLRYEUR) | COM CL 2 | 88688T100 | $30 | 11,080 | 0.0% |
| Gritstone BIO Inc(2JQ) | COM | 39868T105 | $49 | 19,052 | 0.0% |
| Nokia Corp(NOK) | SPONSORED ADR | 654902204 | $51 | 12,028 | 0.0% |
| Network-1 Technologies Inc(NTIP) | COM | 64121N109 | $54 | 24,000 | 0.0% |
| Oxford Lane Cap Corp | COM | 691543102 | $61 | 11,757 | 0.0% |
| Neuberger Berman MLP & Energ(NML) | COM | 64129H104 | $63 | 10,360 | 0.0% |
| Sofi Technologies Inc(SOFI) | COM | 83406F102 | $71 | 14,567 | 0.0% |
| Kempharm Inc(ZVRA) | COM NEW | 488445206 | $76 | 12,120 | 0.0% |
| Research Frontiers Inc(REFR) | COM | 760911107 | $76 | 35,501 | 0.0% |
| First TR MLP & Energy Incom | COM | 33739B104 | $83 | 11,540 | 0.0% |
| Fingermotion Inc(FNGR) | COM | 31788K108 | $84 | 25,015 | 0.0% |
| Bluebird BIO Inc | COM | 09609G100 | $95 | 15,018 | 0.0% |
| Pennantpark Invt Corp(PNNT) | COM | 708062104 | $100 | 18,277 | 0.0% |
| Agnc Invt Corp(AGNC) | COM | 00123Q104 | $109 | 12,945 | 0.0% |
| Haleon PLC(HLN) | SPON ADS | 405552100 | $120 | 19,773 | 0.0% |
| Nuveen MUN Value FD Inc(NUV) | COM | 670928100 | $120 | 14,197 | 0.0% |
| Nuveen Municipal Credit Inc(NZF) | COM SH BEN INT | 67070X101 | $123 | 10,849 | 0.0% |
| Quantumscape Corp(QS) | COM CL A | 74767V109 | $126 | 14,951 | 0.0% |
| Carnival Corp(CCL) | COMMON STOCK | 143658300 | $126 | 17,916 | 0.0% |
| Allspring Multi Sector Incom(ERC) | COM | 94987D101 | $131 | 15,150 | 0.0% |
| BlackRock Enhanced Global DI(XBOEX) | COM | 092501105 | $133 | 15,064 | 0.0% |
| Huntington Bancshares Inc(HBAN) | COM | 446150104 | $136 | 10,296 | 0.0% |
| Liberty All Star Equity FD(USA) | SH BEN INT | 530158104 | $140 | 25,341 | 0.0% |
| Arbor Realty Trust Inc(ABR) | COM | 038923108 | $144 | 12,522 | 0.0% |
| Eaton Vance Tax-Managed Buy-(ETV) | COM | 27828Y108 | $145 | 10,996 | 0.0% |
| Prospect Cap Corp(PSEC) | COM | 74348T102 | $148 | 23,860 | 0.0% |
| BlackRock TCP Capital Corp(TCPC) | COM | 09259E108 | $151 | 13,861 | 0.0% |
| Pennantpark Floating Rate CA(PFLT) | COM | 70806A106 | $153 | 15,982 | 0.0% |
| Meta Platforms Inc(META)Put | CL A | 30303M102 | $158 | 10,000 | 0.0% |
| Gannett Co Inc(TDAY) | COM | 36472T109 | $165 | 108,000 | 0.0% |
| Oxford Square Cap Corp(OXSQ) | COM | 69181V107 | $166 | 55,312 | 0.0% |
| Nuveen AMT Free MUN CR Inc F(NVG) | COM | 67071L106 | $167 | 14,337 | 0.0% |
| Zynex Inc(ZYXIQ) | COM | 98986M103 | $168 | 18,490 | 0.0% |
| Eaton Vance Tax-Managed Glob(ETW) | COM | 27829C105 | $174 | 22,998 | 0.0% |
| Plains All Amern Pipeline L(PAA) | UNIT LTD PARTN | 726503105 | $185 | 17,549 | 0.0% |
| Invesco Exchange Traded FD T(PGF) | FINL PFD ETF | 46137V621 | $186 | 12,367 | 0.0% |
| Pimco Income Strategy FD(PFL) | COM | 72201H108 | $188 | 23,637 | 0.0% |
| Tellurian Inc New(TELLEUR) | COM | 87968A104 | $190 | 79,500 | 0.0% |
| Antero Midstream Corp(AM) | COM | 03676B102 | $194 | 21,171 | 0.0% |
| Eaton Vance Muni Income Trus(EVN) | SH BEN INT | 27826U108 | $197 | 20,142 | 0.0% |
| Ishares TR(ESML) | ESG AWARE MSCI | 46435U663 | $200 | 6,529 | 0.0% |