Alexza Pharmaceuticals Inc

Q4 2015 vs Q1 2016

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Morgan Stanley

DECREASED

Shares782,689 from 968,834

Change-186,145 (-19%)

Value$379 (-$299)

Filed 2016-05-12

Credit Suisse AG/

DECREASED

Shares771,753 from 778,097

Change-6,344 (-1%)

Value$374 (-$171)

Filed 2016-05-16

Vanguard Group Inc

UNCHANGED

Shares683,411 from 683,411

Change0 (0%)

Value$331 (-$148)

Filed 2016-05-13

Goldman Sachs Group Inc

INCREASED

Shares432,822 from 402,764

Change+30,058 (+7%)

Value$210 (-$72)

Filed 2016-05-13

Compagnie Lombard Odier SCmA

DECREASED

Shares150,000 from 211,110

Change-61,110 (-29%)

Value$72 (-$76)

Filed 2016-05-17

Geode Capital Management, LLC

DECREASED

Shares91,033 from 91,057

Change-24 (0%)

Value$44 (-$19)

Filed 2016-05-13

Bank of New York Mellon Corp

INCREASED

Shares35,767 from 34,022

Change+1,745 (+5%)

Value$17 (-$7)

Filed 2016-05-16

Northern Trust Corp

UNCHANGED

Shares27,764 from 27,764

Change0 (0%)

Value$13 (-$6)

Filed 2016-08-19

California Public Employees Retirement System

UNCHANGED

Shares26,307 from 26,307

Change0 (0%)

Value$13 (-$5)

Filed 2016-05-04

Susquehanna International Group, LLP

DECREASED

Shares26,110 from 36,367

Change-10,257 (-28%)

Value$13 (-$12)

Filed 2016-05-13

Citadel Advisors LLC

NEW

Shares21,244

Change+21,244

Value$10

Filed 2017-01-31

UBS Group AG

NEW

Shares14,529

Change+14,529

Value$7

Filed 2016-05-12

JPMorgan Chase & Co

UNCHANGED

Shares7,076 from 7,076

Change0 (0%)

Value$3 (-$2)

Filed 2016-05-10

BlackRock Fund Advisors

INCREASED

Shares4,525 from 3,601

Change+924 (+26%)

Value$2 (-$1)

Filed 2016-05-10

SRH Advisors, LLC

UNCHANGED

Shares4,350 from 4,350

Change0 (0%)

Value$2 (-$1)

Filed 2016-05-16

Bank of America Corp

INCREASED

Shares2,707 from 2,000

Change+707 (+35%)

Value$1 ($0)

Filed 2016-05-13

Creative Planning

UNCHANGED

Shares2,150 from 2,150

Change0 (0%)

Value$1 (-$1)

Filed 2016-04-08

Manufacturers Life Insurance Company, the

UNCHANGED

Shares2,067 from 2,067

Change0 (0%)

Value$1 ($0)

Filed 2016-05-10

First Manhattan Co. Llc.

NEW

Shares1,000

Change+1,000

Value$0

Filed 2016-04-22

Ladenburg Thalmann Financial Services Inc

UNCHANGED

Shares900 from 900

Change0 (0%)

Value$0 (-$1)

Filed 2016-05-16

Citigroup Inc

DECREASED

Shares602 from 610

Change-8 (-1%)

Value$0 ($0)

Filed 2016-05-13

Bank of Montreal

UNCHANGED

Shares439 from 439

Change0 (0%)

Value$0 ($0)

Filed 2016-04-29

Whittier Trust Co

UNCHANGED

Shares261 from 261

Change0 (0%)

Value$0 ($0)

Filed 2016-04-28

Barclays PLC

UNCHANGED

Shares100 from 100

Change0 (0%)

Value$0 ($0)

Filed 2016-05-16

Wells Fargo & Company

UNCHANGED

Shares40 from 40

Change0 (0%)

Value$0 ($0)

Filed 2016-05-16

KCG Holdings, Inc.

CLOSED

Shares0 from 29,160

Change-29,160 (-100%)

Value$0 (-$20)

Filed 2016-05-13

Tower Research Capital LLC (TRC)

CLOSED

Shares0 from 1,068

Change-1,068 (-100%)

Value$0 ($0)

Filed 2016-05-16

IFP Advisors, Inc

CLOSED

Shares0 from 400

Change-400 (-100%)

Value$0 ($0)

Filed 2019-06-03

Lansdowne Partners Austria Gmbh

N/A

Shares— from 1,693,833

Change-1,693,833 (-100%)

Value—

	Status
Morgan Stanley	DECREASED	782,689	968,834	-186,145	-19%	$678	$379	-$299	2016-05-12
Credit Suisse AG/	DECREASED	771,753	778,097	-6,344	-1%	$545	$374	-$171	2016-05-16
Vanguard Group Inc	UNCHANGED	683,411	683,411	0	0%	$479	$331	-$148	2016-05-13
Goldman Sachs Group Inc	INCREASED	432,822	402,764	+30,058	+7%	$282	$210	-$72	2016-05-13
Compagnie Lombard Odier SCmA	DECREASED	150,000	211,110	-61,110	-29%	$148	$72	-$76	2016-05-17
Geode Capital Management, LLC	DECREASED	91,033	91,057	-24	0%	$63	$44	-$19	2016-05-13
Bank of New York Mellon Corp	INCREASED	35,767	34,022	+1,745	+5%	$24	$17	-$7	2016-05-16
Northern Trust Corp	UNCHANGED	27,764	27,764	0	0%	$19	$13	-$6	2016-08-19
California Public Employees Retirement System	UNCHANGED	26,307	26,307	0	0%	$18	$13	-$5	2016-05-04
Susquehanna International Group, LLP	DECREASED	26,110	36,367	-10,257	-28%	$25	$13	-$12	2016-05-13
Citadel Advisors LLC	NEW	21,244	—	+21,244	—	—	$10	—	2017-01-31
UBS Group AG	NEW	14,529	—	+14,529	—	—	$7	—	2016-05-12
JPMorgan Chase & Co	UNCHANGED	7,076	7,076	0	0%	$5	$3	-$2	2016-05-10
BlackRock Fund Advisors	INCREASED	4,525	3,601	+924	+26%	$3	$2	-$1	2016-05-10
SRH Advisors, LLC	UNCHANGED	4,350	4,350	0	0%	$3	$2	-$1	2016-05-16
Bank of America Corp	INCREASED	2,707	2,000	+707	+35%	$1	$1	$0	2016-05-13
Creative Planning	UNCHANGED	2,150	2,150	0	0%	$2	$1	-$1	2016-04-08
Manufacturers Life Insurance Company, the	UNCHANGED	2,067	2,067	0	0%	$1	$1	$0	2016-05-10
First Manhattan Co. Llc.	NEW	1,000	—	+1,000	—	—	$0	—	2016-04-22
Ladenburg Thalmann Financial Services Inc	UNCHANGED	900	900	0	0%	$1	$0	-$1	2016-05-16
Citigroup Inc	DECREASED	602	610	-8	-1%	$0	$0	$0	2016-05-13
Bank of Montreal	UNCHANGED	439	439	0	0%	$0	$0	$0	2016-04-29
Whittier Trust Co	UNCHANGED	261	261	0	0%	$0	$0	$0	2016-04-28
Barclays PLC	UNCHANGED	100	100	0	0%	$0	$0	$0	2016-05-16
Wells Fargo & Company	UNCHANGED	40	40	0	0%	$0	$0	$0	2016-05-16
KCG Holdings, Inc.	CLOSED	0	29,160	-29,160	-100%	$20	$0	-$20	2016-05-13
Tower Research Capital LLC (TRC)	CLOSED	0	1,068	-1,068	-100%	$0	$0	$0	2016-05-16
IFP Advisors, Inc	CLOSED	0	400	-400	-100%	$0	$0	$0	2019-06-03
Lansdowne Partners Austria Gmbh	N/A	—	1,693,833	-1,693,833	-100%	$1.2K	—	—	—

Showing 29 of 29 institutions