Astex Pharmaceuticals Inc

Q2 2013 vs Q3 2013

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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BlackRock Fund Advisors

INCREASED

Shares4,174,298 from 3,288,629

Change+885,669 (+27%)

Value$35.4K (+$21.9K)

Filed 2013-11-12

BlackRock Institutional Trust Company, N.A.

DECREASED

Shares3,708,636 from 3,975,292

Change-266,656 (-7%)

Value$31.5K (+$15.1K)

Filed 2013-11-12

TIG Advisors, LLC

NEW

Shares3,633,592

Change+3,633,592

Value$30.8K

Filed 2013-11-14

State Street Corp

DECREASED

Shares3,543,911 from 5,350,612

Change-1,806,701 (-34%)

Value$30.1K (+$8.1K)

Filed 2013-11-12

Dimensional Fund Advisors LP

INCREASED

Shares3,271,711 from 2,969,281

Change+302,430 (+10%)

Value$27.7K (+$15.5K)

Filed 2013-11-13

Corvex Management LPA

NEW

Shares2,443,004

Change+2,443,004

Value$20.7K

Filed 2013-11-14

Vanguard Group Inc

INCREASED

Shares2,404,209 from 2,402,524

Change+1,685 (+0%)

Value$20.4K (+$10.5K)

Filed 2013-11-07

Millennium Management LLC

INCREASED

Shares2,355,404 from 458,314

Change+1,897,090 (+414%)

Value$20.0K (+$18.1K)

Filed 2013-11-14

Water Island Capital LLC

NEW

Shares2,291,426

Change+2,291,426

Value$19.4K

Filed 2013-11-14

Sandell Asset Management Corp

NEW

Shares2,107,445

Change+2,107,445

Value$17.9K

Filed 2013-11-13

Longfellow Investment Management Co LLC

NEW

Shares1,980,186

Change+1,980,186

Value$16.8K

Filed 2013-10-24

Barclays PLC

INCREASED

Shares1,770,479 from 182,886

Change+1,587,593 (+868%)

Value$14.2K (+$13.4K)

Filed 2013-11-14

Alpine Associates Advisors

NEW

Shares1,719,600

Change+1,719,600

Value$14.6K

Filed 2013-11-12

JPMorgan Chase & Co

INCREASED

Shares1,378,833 from 33,764

Change+1,345,069 (+3984%)

Value$11.7K (+$11.6K)

Filed 2013-10-31

Commonwealth of Pennsylvania Public School Empls Retrmt SYS

NEW

Shares1,337,612

Change+1,337,612

Value$11.4K

Filed 2013-11-12

Franklin Resources Inc

DECREASED

Shares1,161,600 from 1,654,000

Change-492,400 (-30%)

Value$9.9K (+$3.1K)

Filed 2013-11-14

AQR Capital Management LLC

INCREASED

Shares1,141,050 from 124,444

Change+1,016,606 (+817%)

Value$9.7K (+$9.2K)

Filed 2013-11-14

Morgan Stanley

INCREASED

Shares1,023,273 from 794,361

Change+228,912 (+29%)

Value$8.7K (+$5.4K)

Filed 2013-11-13

Northern Trust Corp

DECREASED

Shares1,019,905 from 1,281,649

Change-261,744 (-20%)

Value$8.7K (+$3.4K)

Filed 2013-11-13

Invesco Ltd.

DECREASED

Shares931,641 from 1,375,742

Change-444,101 (-32%)

Value$7.9K (+$2.3K)

Filed 2013-11-13

Segall Bryant & Hamill, LLC

DECREASED

Shares800,962 from 875,142

Change-74,180 (-8%)

Value$6.8K (+$3.2K)

Filed 2013-11-15

Credit Suisse AG/

INCREASED

Shares699,208 from 183,404

Change+515,804 (+281%)

Value$5.9K (+$5.2K)

Filed 2013-11-13

Sandell Investment Services LLC

NEW

Shares646,089

Change+646,089

Value$5.5K

Filed 2013-11-13

Cowen Group, Inc.

NEW

Shares628,972

Change+628,972

Value$5.3K

Filed 2013-11-25

Goldman Sachs Group Inc

INCREASED

Shares584,741 from 494,015

Change+90,726 (+18%)

Value$5.0K (+$2.9K)

Filed 2013-11-14

Renaissance Technologies LLC

DECREASED

Shares569,470 from 962,071

Change-392,601 (-41%)

Value$4.8K (+$881)

Filed 2013-11-13

Deutsche Bank Ag\

NEW

Shares522,874

Change+522,874

Value$4.4K

Filed 2013-11-18

Gabelli Funds LLC

NEW

Shares496,162

Change+496,162

Value$4.2K

Filed 2013-11-07

Susquehanna International Group, LLP

INCREASED

Shares493,438 from 424,897

Change+68,541 (+16%)

Value$4.2K (+$2.4K)

Filed 2013-11-13

Tiaa Cref Investment Management LLC

INCREASED

Shares460,527 from 442,201

Change+18,326 (+4%)

Value$3.9K (+$2.1K)

Filed 2013-11-12

Geode Capital Management, LLC

INCREASED

Shares434,563 from 411,648

Change+22,915 (+6%)

Value$3.7K (+$2.0K)

Filed 2013-11-14

Credit Agricole S A

NEW

Shares425,861

Change+425,861

Value$3.6K

Filed 2013-11-13

Gabelli & Co Investment Advisers, Inc.

NEW

Shares345,809

Change+345,809

Value$2.9K

Filed 2013-11-07

BlackRock Investment Management, LLC

INCREASED

Shares319,703 from 319,171

Change+532 (+0%)

Value$2.7K (+$1.4K)

Filed 2013-11-12

California Public Employees Retirement System

INCREASED

Shares308,600 from 270,700

Change+37,900 (+14%)

Value$2.6K (+$1.5K)

Filed 2013-11-12

I.G. Investment Management, Ltd.

DECREASED

Shares302,800 from 542,500

Change-239,700 (-44%)

Value$2.6K (+$338)

Filed 2013-11-13

LionEye Capital Management LLC

NEW

Shares300,000

Change+300,000

Value$2.5K

Filed 2013-11-14

Polar Asset Management Partners Inc.

NEW

Shares292,800

Change+292,800

Value$2.5K

Filed 2013-11-14

Havens Advisors LLC

NEW

Shares290,000

Change+290,000

Value$2.5K

Filed 2013-10-22

Loeb Offshore Management LP

INCREASED

Shares245,570 from 25,000

Change+220,570 (+882%)

Value$2.1K (+$2.0K)

Filed 2013-11-14

Analytic Investors, LLC

NEW

Shares234,993

Change+234,993

Value$2.0K

Filed 2013-11-12

Charles Schwab Investment Management Inc

DECREASED

Shares220,853 from 318,409

Change-97,556 (-31%)

Value$1.9K (+$492)

Filed 2013-11-14

Adage Capital Partners GP, L.L.C.

NEW

Shares220,500

Change+220,500

Value$1.9K

Filed 2013-11-14

Glazer Capital, LLC

NEW

Shares211,000

Change+211,000

Value$1.8K

Filed 2013-11-14

Osborne Partners Capital Management, LLC

UNCHANGED

Shares200,000 from 200,000

Change0 (0%)

Value$1.7K (+$876)

Filed 2013-10-18

Visium Asset Management, LP

NEW

Shares187,356

Change+187,356

Value$1.6K

Filed 2013-11-14

Allianz Asset Management GmbH

UNCHANGED

Shares185,700 from 185,700

Change0 (0%)

Value$1.6K (+$814)

Filed 2013-11-14

California State Teachers Retirement System

INCREASED

Shares170,333 from 164,855

Change+5,478 (+3%)

Value$1.4K (+$766)

Filed 2013-11-18

Group One Trading LLC

DECREASED

Shares166,700 from 316,262

Change-149,562 (-47%)

Value$1.4K (+$114)

Filed 2013-11-15

Alliancebernstein L.P.

INCREASED

Shares166,300 from 153,900

Change+12,400 (+8%)

Value$1.4K (+$777)

Filed 2013-11-14

Gamco Investors, Inc. ET AL

NEW

Shares157,573

Change+157,573

Value$1.3K

Filed 2013-11-07

TFS Capital LLC

INCREASED

Shares150,821 from 73,125

Change+77,696 (+106%)

Value$1.3K (+$979)

Filed 2013-11-05

Green Arrow Capital Management LLC

NEW

Shares147,259

Change+147,259

Value$1.3K

Filed 2013-11-14

UBS AG

INCREASED

Shares140,305 from 37,987

Change+102,318 (+269%)

Value$1.2K (+$1.0K)

Filed 2013-11-13

Teachers Advisors Inc

INCREASED

Shares133,920 from 128,246

Change+5,674 (+4%)

Value$1.1K (+$609)

Filed 2013-11-12

Harvest Management LLC

NEW

Shares125,000

Change+125,000

Value$1.1K

Filed 2013-11-12

Rhumbline Advisers

INCREASED

Shares123,871 from 123,209

Change+662 (+1%)

Value$1.1K (+$544)

Filed 2013-11-05

Nomura Holdings Inc

NEW

Shares122,691

Change+122,691

Value$1.0K

Filed 2013-11-14

Panagora Asset Management Inc

INCREASED

Shares118,591 from 47,148

Change+71,443 (+152%)

Value$1.0K (+$812)

Filed 2013-11-14

Sabby Management, LLC

NEW

Shares99,703

Change+99,703

Value$845

Filed 2013-11-14

SG Americas Securities, LLC

NEW

Shares97,938

Change+97,938

Value$831

Filed 2013-11-12

ProShare Advisors LLC

INCREASED

Shares93,384 from 78,110

Change+15,274 (+20%)

Value$792 (+$471)

Filed 2013-11-07

Nationwide Fund Advisors

INCREASED

Shares90,760 from 82,380

Change+8,380 (+10%)

Value$770 (+$431)

Filed 2013-11-06

First New York Securities LLC

NEW

Shares88,500

Change+88,500

Value$751

Filed 2013-11-06

State Board of Administration of Florida Retirement System

UNCHANGED

Shares83,285 from 83,285

Change0 (0%)

Value$706 (+$364)

Filed 2013-11-06

BlackRock Advisors LLC

DECREASED

Shares82,585 from 130,535

Change-47,950 (-37%)

Value$701 (+$165)

Filed 2013-11-12

Metropolitan Life Insurance Co

INCREASED

Shares82,313 from 80,447

Change+1,866 (+2%)

Value$698 (+$367)

Filed 2013-10-31

Highbridge Capital Management LLC

DECREASED

Shares80,602 from 409,760

Change-329,158 (-80%)

Value$685 (-$998)

Filed 2013-11-14

Pinnacle Associates LTD

INCREASED

Shares79,820 from 15,500

Change+64,320 (+415%)

Value$678 (+$614)

Filed 2013-11-14

Swiss National Bank

DECREASED

Shares73,700 from 77,200

Change-3,500 (-5%)

Value$625 (+$308)

Filed 2013-10-29

Verition Fund Management LLC

NEW

Shares71,732

Change+71,732

Value$608

Filed 2013-11-14

Voya Investment Management LLC

UNCHANGED

Shares70,914 from 70,914

Change0 (0%)

Value$601 (+$310)

Filed 2013-11-14

Manufacturers Life Insurance Company, the

UNCHANGED

Shares70,363 from 70,363

Change0 (0%)

Value$596 (+$306)

Filed 2013-11-14

Cornerstone Capital Management Holdings Llc.

DECREASED

Shares66,615 from 213,463

Change-146,848 (-69%)

Value$566 (-$313)

Filed 2013-11-13

American International Group, Inc.

DECREASED

Shares63,415 from 64,131

Change-716 (-1%)

Value$537.8K (+$274.2K)

Filed 2013-11-07

KCG Holdings, Inc.

NEW

Shares60,982

Change+60,982

Value$518

Filed 2013-11-12

FMR LLC

DECREASED

Shares60,000 from 3,444,917

Change-3,384,917 (-98%)

Value$509 (-$13.7K)

Filed 2013-11-14

Russell Frank Co/

DECREASED

Shares55,488 from 225,130

Change-169,642 (-75%)

Value$471 (-$454)

Filed 2013-10-29

Shepherd Kaplan Krochuk, LLC

UNCHANGED

Shares53,042 from 53,042

Change0 (0%)

Value$450 (+$232)

Filed 2013-11-14

DekaBank Deutsche Girozentrale

NEW

Shares52,800

Change+52,800

Value$448

Filed 2013-11-12

BNP Paribas Financial Markets

INCREASED

Shares51,782 from 33,622

Change+18,160 (+54%)

Value$439.6K (+$301.4K)

Filed 2013-11-13

Wesbanco Bank Inc

UNCHANGED

Shares50,000 from 50,000

Change0 (0%)

Value$425 (+$219)

Filed 2013-11-05

Peapack Gladstone Financial Corp

UNCHANGED

Shares50,000 from 50,000

Change0 (0%)

Value$424.5K (+$219.0K)

Filed 2013-11-14

Perceptive Advisors LLC

DECREASED

Shares47,098 from 1,649,423

Change-1,602,325 (-97%)

Value$400 (-$6.4K)

Filed 2013-11-14

Cadence Capital Management LLC

NEW

Shares43,990

Change+43,990

Value$373

Filed 2013-10-17

Citigroup Inc

INCREASED

Shares37,926 from 35,440

Change+2,486 (+7%)

Value$323 (+$177)

Filed 2013-11-14

Jefferies Group LLC

NEW

Shares36,900

Change+36,900

Value$313

Filed 2013-11-18

Principal Financial Group Inc

DECREASED

Shares29,035 from 37,272

Change-8,237 (-22%)

Value$246 (+$93)

Filed 2013-11-05

UBS Asset Management Americas LLC

UNCHANGED

Shares26,200 from 26,200

Change0 (0%)

Value$222 (+$114)

Filed 2013-11-08

Touradji Capital Management, LP

NEW

Shares25,000

Change+25,000

Value$212

Filed 2013-10-28

Prudential Financial Inc

DECREASED

Shares24,034 from 38,934

Change-14,900 (-38%)

Value$204 (+$44)

Filed 2013-11-07

Quotient Investors, LLC

DECREASED

Shares20,100 from 26,700

Change-6,600 (-25%)

Value$170 (+$60)

Filed 2013-10-24

Catalyst Capital Advisors LLC

NEW

Shares20,000

Change+20,000

Value$170

Filed 2013-11-14

Paloma Partners Management Co

NEW

Shares18,854

Change+18,854

Value$160

Filed 2013-11-14

Dynamic Technology Lab Private Ltd

NEW

Shares17,698

Change+17,698

Value$150

Filed 2016-02-22

Tower Research Capital LLC (TRC)

NEW

Shares15,942

Change+15,942

Value$136

Filed 2013-11-06

Punch & Associates Investment Management, Inc.

NEW

Shares14,330

Change+14,330

Value$122

Filed 2013-10-28

Denver Investment Advisors LLC

INCREASED

Shares14,256 from 11,112

Change+3,144 (+28%)

Value$121 (+$75)

Filed 2013-11-07

Cetera Advisors LLC

NEW

Shares13,400

Change+13,400

Value$114

Filed 2013-11-14

Barings LLC

UNCHANGED

Shares12,500 from 12,500

Change0 (0%)

Value$106 (+$55)

Filed 2013-11-12

General Motors Investment Management Corp

UNCHANGED

Shares12,009 from 12,009

Change0 (0%)

Value$102 (+$53)

Filed 2013-10-29

LOS Angeles Capital Management LLC

NEW

Shares10,650

Change+10,650

Value$90

Filed 2013-10-31

Capstone Asset Management Co

UNCHANGED

Shares10,515 from 10,515

Change0 (0%)

Value$89 (+$46)

Filed 2013-10-31

Stone Toro Investment Advisers, LP

NEW

Shares10,000

Change+10,000

Value$85

Filed 2013-11-12

Concept Capital Markets, LLC

NEW

Shares10,000

Change+10,000

Value$85

Filed 2013-11-12

Teacher Retirement System of Texas

INCREASED

Shares9,050 from 5,740

Change+3,310 (+58%)

Value$77 (+$53)

Filed 2013-11-06

Thompson Siegel & Walmsley LLC

UNCHANGED

Shares6,200 from 6,200

Change0 (0%)

Value$53 (+$28)

Filed 2013-11-12

Ameriprise Financial Inc

DECREASED

Shares5,927 from 1,201,174

Change-1,195,247 (-100%)

Value$50 (-$4.9K)

Filed 2013-11-14

Prelude Capital Management, LLC

DECREASED

Shares5,183 from 28,418

Change-23,235 (-82%)

Value$44 (-$73)

Filed 2013-11-14

BlackRock Inc.

UNCHANGED

Shares2,487 from 2,487

Change0 (0%)

Value$21 (+$11)

Filed 2013-11-12

PNC Financial Services Group, Inc.

DECREASED

Shares2,109 from 2,331

Change-222 (-10%)

Value$18 (+$8)

Filed 2013-11-01

Royal Bank of Canada

DECREASED

Shares1,894 from 209,106

Change-207,212 (-99%)

Value$16 (-$844)

Filed 2013-11-14

Oppenheimer Funds Inc

NEW

Shares1,400

Change+1,400

Value$12

Filed 2013-12-04

BlackRock Japan Co. Ltd

DECREASED

Shares1,232 from 15,177

Change-13,945 (-92%)

Value$10 (-$52)

Filed 2013-11-12

Plante Moran Financial Advisors, LLC

UNCHANGED

Shares875 from 875

Change0 (0%)

Value$7 (+$3)

Filed 2013-10-23

Carroll Financial Associates, Inc.

UNCHANGED

Shares300 from 300

Change0 (0%)

Value$2 (+$1)

Filed 2013-11-14

Ladenburg Thalmann Financial Services Inc

UNCHANGED

Shares300 from 300

Change0 (0%)

Value$3 (+$2)

Filed 2013-11-14

Mycio Wealth Partners, LLC

UNCHANGED

Shares110 from 110

Change0 (0%)

Value$1 (+$1)

Filed 2013-11-14

Wells Fargo & Company

DECREASED

Shares1 from 53,636

Change-53,635 (-100%)

Value$0 (-$221)

Filed 2013-11-13

Orbimed Advisors LLC

CLOSED

Shares0 from 3,256,100

Change-3,256,100 (-100%)

Value$0 (-$13.4K)

Filed 2013-11-14

Bogle Investment Management L P

CLOSED

Shares0 from 1,173,119

Change-1,173,119 (-100%)

Value$0 (-$4.8K)

Filed 2013-11-14

J. Goldman & Co LP

CLOSED

Shares0 from 775,000

Change-775,000 (-100%)

Value$0 (-$3.2K)

Filed 2013-11-14

Perimeter Capital Partners, LLC

CLOSED

Shares0 from 770,661

Change-770,661 (-100%)

Value$0 (-$3.2K)

Filed 2013-11-14

Citadel Advisors LLC

CLOSED

Shares0 from 678,079

Change-678,079 (-100%)

Value$0 (-$2.8K)

Filed 2014-05-09

Centaur Capital Partners, L.P.

CLOSED

Shares0 from 370,000

Change-370,000 (-100%)

Value$0 (-$1.5K)

Filed 2013-11-14

Systematic Financial Management LP

CLOSED

Shares0 from 356,219

Change-356,219 (-100%)

Value$0 (-$1.5K)

Filed 2014-08-11

Thrivent Financial for Lutherans

CLOSED

Shares0 from 337,900

Change-337,900 (-100%)

Value$0 (-$1.4K)

Filed 2013-11-13

Driehaus Capital Management LLC

CLOSED

Shares0 from 297,020

Change-297,020 (-100%)

Value$0 (-$1.2K)

Filed 2013-11-14

Connor Clark & Lunn Investment Management LTD

CLOSED

Shares0 from 265,500

Change-265,500 (-100%)

Value$0 (-$1.2K)

Filed 2013-11-14

Spark Investment Management LLC

CLOSED

Shares0 from 247,900

Change-247,900 (-100%)

Value$0 (-$1.0K)

Filed 2013-11-13

Jane Street Holding, LLC

CLOSED

Shares0 from 245,541

Change-245,541 (-100%)

Value$0 (-$1.0K)

Filed 2013-11-15

Jacobs Levy Equity Management, Inc

CLOSED

Shares0 from 238,938

Change-238,938 (-100%)

Value$0 (-$982)

Filed 2013-11-14

Two Sigma Investments, LP

CLOSED

Shares0 from 201,292

Change-201,292 (-100%)

Value$0 (-$828)

Filed 2013-11-14

Weiss Multi-Strategy Advisers LLC

CLOSED

Shares0 from 160,000

Change-160,000 (-100%)

Value$0 (-$658)

Filed 2013-11-20

Informed Momentum Co LLC

CLOSED

Shares0 from 133,254

Change-133,254 (-100%)

Value$0 (-$548)

Filed 2013-11-13

Lanexa Management, LLC

CLOSED

Shares0 from 100,000

Change-100,000 (-100%)

Value$0 (-$411)

Filed 2013-11-13

Bank of America Corp

CLOSED

Shares0 from 93,538

Change-93,538 (-100%)

Value$0 (-$385)

Filed 2014-02-27

Glenmede Trust Co NA

CLOSED

Shares0 from 81,331

Change-81,331 (-100%)

Value$0 (-$334)

Filed 2015-04-29

Wellington Management Group LLP

CLOSED

Shares0 from 78,254

Change-78,254 (-100%)

Value$0 (-$321)

Filed 2013-11-14

Middleton & Co Inc

CLOSED

Shares0 from 63,150

Change-63,150 (-100%)

Value$0 (-$260)

Filed 2013-10-23

Munder Capital Management

CLOSED

Shares0 from 60,972

Change-60,972 (-100%)

Value$0 (-$251)

Filed 2013-11-05

Marshall Wace North America, L.P.

CLOSED

Shares0 from 53,013

Change-53,013 (-100%)

Value$0 (-$218)

Filed 2013-11-12

Guggenheim Capital LLC

CLOSED

Shares0 from 46,554

Change-46,554 (-100%)

Value$0 (-$192)

Filed 2013-11-14

Tudor Investment Corp ET AL

CLOSED

Shares0 from 42,700

Change-42,700 (-100%)

Value$0 (-$175)

Filed 2013-11-14

GSA Capital Partners LLP

CLOSED

Shares0 from 39,542

Change-39,542 (-100%)

Value$0 (-$163)

Filed 2013-11-14

D. E. Shaw & Co., Inc.

CLOSED

Shares0 from 30,054

Change-30,054 (-100%)

Value$0 (-$124)

Filed 2013-11-20

SAC Capital Advisors LP

CLOSED

Shares0 from 21,079

Change-21,079 (-100%)

Value$0 (-$87)

Filed 2013-11-14

Two Sigma Advisers, LP

CLOSED

Shares0 from 17,291

Change-17,291 (-100%)

Value$0 (-$71)

Filed 2013-11-14

Airain ltd

CLOSED

Shares0 from 15,046

Change-15,046 (-100%)

Value$0 (-$62)

Filed 2013-11-12

Hillsdale Investment Management Inc.

CLOSED

Shares0 from 12,500

Change-12,500 (-100%)

Value$0 (-$51)

Filed 2013-11-14

Royce & Associates LP

CLOSED

Shares0 from 12,300

Change-12,300 (-100%)

Value$0 (-$51)

Filed 2013-11-12

First Mercantile Trust Co

CLOSED

Shares0 from 11,928

Change-11,928 (-100%)

Value$0 (-$49)

Filed 2013-10-10

Bank of Montreal

CLOSED

Shares0 from 10,916

Change-10,916 (-100%)

Value$0 (-$45)

Filed 2014-01-08

Nine Chapters Capital Management LLC

CLOSED

Shares0 from 10,300

Change-10,300 (-100%)

Value$0 (-$42)

Filed 2013-11-14

Managed Account Advisors LLC

CLOSED

Shares0 from 7,806

Change-7,806 (-100%)

Value$0 (-$32)

Filed 2013-11-05

Spot Trading L.l.c

CLOSED

Shares0 from 2,184

Change-2,184 (-100%)

Value$0 (-$9)

Filed 2013-11-08

Globeflex Capital L P

CLOSED

Shares0 from 625

Change-625 (-100%)

Value$0 (-$2)

Filed 2013-11-14

Knight Capital Group, Inc.

N/A

Shares— from 74,499

Change-74,499 (-100%)

Value—

	Status
BlackRock Fund Advisors	INCREASED	4,174,298	3,288,629	+885,669	+27%	$13.5K	$35.4K	+$21.9K	2013-11-12
BlackRock Institutional Trust Company, N.A.	DECREASED	3,708,636	3,975,292	-266,656	-7%	$16.3K	$31.5K	+$15.1K	2013-11-12
TIG Advisors, LLC	NEW	3,633,592	—	+3,633,592	—	—	$30.8K	—	2013-11-14
State Street Corp	DECREASED	3,543,911	5,350,612	-1,806,701	-34%	$22.0K	$30.1K	+$8.1K	2013-11-12
Dimensional Fund Advisors LP	INCREASED	3,271,711	2,969,281	+302,430	+10%	$12.2K	$27.7K	+$15.5K	2013-11-13
Corvex Management LPA	NEW	2,443,004	—	+2,443,004	—	—	$20.7K	—	2013-11-14
Vanguard Group Inc	INCREASED	2,404,209	2,402,524	+1,685	+0%	$9.9K	$20.4K	+$10.5K	2013-11-07
Millennium Management LLC	INCREASED	2,355,404	458,314	+1,897,090	+414%	$1.9K	$20.0K	+$18.1K	2013-11-14
Water Island Capital LLC	NEW	2,291,426	—	+2,291,426	—	—	$19.4K	—	2013-11-14
Sandell Asset Management Corp	NEW	2,107,445	—	+2,107,445	—	—	$17.9K	—	2013-11-13
Longfellow Investment Management Co LLC	NEW	1,980,186	—	+1,980,186	—	—	$16.8K	—	2013-10-24
Barclays PLC	INCREASED	1,770,479	182,886	+1,587,593	+868%	$752	$14.2K	+$13.4K	2013-11-14
Alpine Associates Advisors	NEW	1,719,600	—	+1,719,600	—	—	$14.6K	—	2013-11-12
JPMorgan Chase & Co	INCREASED	1,378,833	33,764	+1,345,069	+3984%	$139	$11.7K	+$11.6K	2013-10-31
Commonwealth of Pennsylvania Public School Empls Retrmt SYS	NEW	1,337,612	—	+1,337,612	—	—	$11.4K	—	2013-11-12
Franklin Resources Inc	DECREASED	1,161,600	1,654,000	-492,400	-30%	$6.8K	$9.9K	+$3.1K	2013-11-14
AQR Capital Management LLC	INCREASED	1,141,050	124,444	+1,016,606	+817%	$511	$9.7K	+$9.2K	2013-11-14
Morgan Stanley	INCREASED	1,023,273	794,361	+228,912	+29%	$3.3K	$8.7K	+$5.4K	2013-11-13
Northern Trust Corp	DECREASED	1,019,905	1,281,649	-261,744	-20%	$5.3K	$8.7K	+$3.4K	2013-11-13
Invesco Ltd.	DECREASED	931,641	1,375,742	-444,101	-32%	$5.7K	$7.9K	+$2.3K	2013-11-13
Segall Bryant & Hamill, LLC	DECREASED	800,962	875,142	-74,180	-8%	$3.6K	$6.8K	+$3.2K	2013-11-15
Credit Suisse AG/	INCREASED	699,208	183,404	+515,804	+281%	$754	$5.9K	+$5.2K	2013-11-13
Sandell Investment Services LLC	NEW	646,089	—	+646,089	—	—	$5.5K	—	2013-11-13
Cowen Group, Inc.	NEW	628,972	—	+628,972	—	—	$5.3K	—	2013-11-25
Goldman Sachs Group Inc	INCREASED	584,741	494,015	+90,726	+18%	$2.0K	$5.0K	+$2.9K	2013-11-14
Renaissance Technologies LLC	DECREASED	569,470	962,071	-392,601	-41%	$4.0K	$4.8K	+$881	2013-11-13
Deutsche Bank Ag\	NEW	522,874	—	+522,874	—	—	$4.4K	—	2013-11-18
Gabelli Funds LLC	NEW	496,162	—	+496,162	—	—	$4.2K	—	2013-11-07
Susquehanna International Group, LLP	INCREASED	493,438	424,897	+68,541	+16%	$1.7K	$4.2K	+$2.4K	2013-11-13
Tiaa Cref Investment Management LLC	INCREASED	460,527	442,201	+18,326	+4%	$1.8K	$3.9K	+$2.1K	2013-11-12
Geode Capital Management, LLC	INCREASED	434,563	411,648	+22,915	+6%	$1.7K	$3.7K	+$2.0K	2013-11-14
Credit Agricole S A	NEW	425,861	—	+425,861	—	—	$3.6K	—	2013-11-13
Gabelli & Co Investment Advisers, Inc.	NEW	345,809	—	+345,809	—	—	$2.9K	—	2013-11-07
BlackRock Investment Management, LLC	INCREASED	319,703	319,171	+532	+0%	$1.3K	$2.7K	+$1.4K	2013-11-12
California Public Employees Retirement System	INCREASED	308,600	270,700	+37,900	+14%	$1.1K	$2.6K	+$1.5K	2013-11-12
I.G. Investment Management, Ltd.	DECREASED	302,800	542,500	-239,700	-44%	$2.2K	$2.6K	+$338	2013-11-13
LionEye Capital Management LLC	NEW	300,000	—	+300,000	—	—	$2.5K	—	2013-11-14
Polar Asset Management Partners Inc.	NEW	292,800	—	+292,800	—	—	$2.5K	—	2013-11-14
Havens Advisors LLC	NEW	290,000	—	+290,000	—	—	$2.5K	—	2013-10-22
Loeb Offshore Management LP	INCREASED	245,570	25,000	+220,570	+882%	$103	$2.1K	+$2.0K	2013-11-14
Analytic Investors, LLC	NEW	234,993	—	+234,993	—	—	$2.0K	—	2013-11-12
Charles Schwab Investment Management Inc	DECREASED	220,853	318,409	-97,556	-31%	$1.4K	$1.9K	+$492	2013-11-14
Adage Capital Partners GP, L.L.C.	NEW	220,500	—	+220,500	—	—	$1.9K	—	2013-11-14
Glazer Capital, LLC	NEW	211,000	—	+211,000	—	—	$1.8K	—	2013-11-14
Osborne Partners Capital Management, LLC	UNCHANGED	200,000	200,000	0	0%	$822	$1.7K	+$876	2013-10-18
Visium Asset Management, LP	NEW	187,356	—	+187,356	—	—	$1.6K	—	2013-11-14
Allianz Asset Management GmbH	UNCHANGED	185,700	185,700	0	0%	$763	$1.6K	+$814	2013-11-14
California State Teachers Retirement System	INCREASED	170,333	164,855	+5,478	+3%	$678	$1.4K	+$766	2013-11-18
Group One Trading LLC	DECREASED	166,700	316,262	-149,562	-47%	$1.3K	$1.4K	+$114	2013-11-15
Alliancebernstein L.P.	INCREASED	166,300	153,900	+12,400	+8%	$633	$1.4K	+$777	2013-11-14
Gamco Investors, Inc. ET AL	NEW	157,573	—	+157,573	—	—	$1.3K	—	2013-11-07
TFS Capital LLC	INCREASED	150,821	73,125	+77,696	+106%	$301	$1.3K	+$979	2013-11-05
Green Arrow Capital Management LLC	NEW	147,259	—	+147,259	—	—	$1.3K	—	2013-11-14
UBS AG	INCREASED	140,305	37,987	+102,318	+269%	$156	$1.2K	+$1.0K	2013-11-13
Teachers Advisors Inc	INCREASED	133,920	128,246	+5,674	+4%	$527	$1.1K	+$609	2013-11-12
Harvest Management LLC	NEW	125,000	—	+125,000	—	—	$1.1K	—	2013-11-12
Rhumbline Advisers	INCREASED	123,871	123,209	+662	+1%	$506	$1.1K	+$544	2013-11-05
Nomura Holdings Inc	NEW	122,691	—	+122,691	—	—	$1.0K	—	2013-11-14
Panagora Asset Management Inc	INCREASED	118,591	47,148	+71,443	+152%	$194	$1.0K	+$812	2013-11-14
Sabby Management, LLC	NEW	99,703	—	+99,703	—	—	$845	—	2013-11-14
SG Americas Securities, LLC	NEW	97,938	—	+97,938	—	—	$831	—	2013-11-12
ProShare Advisors LLC	INCREASED	93,384	78,110	+15,274	+20%	$321	$792	+$471	2013-11-07
Nationwide Fund Advisors	INCREASED	90,760	82,380	+8,380	+10%	$339	$770	+$431	2013-11-06
First New York Securities LLC	NEW	88,500	—	+88,500	—	—	$751	—	2013-11-06
State Board of Administration of Florida Retirement System	UNCHANGED	83,285	83,285	0	0%	$342	$706	+$364	2013-11-06
BlackRock Advisors LLC	DECREASED	82,585	130,535	-47,950	-37%	$536	$701	+$165	2013-11-12
Metropolitan Life Insurance Co	INCREASED	82,313	80,447	+1,866	+2%	$331	$698	+$367	2013-10-31
Highbridge Capital Management LLC	DECREASED	80,602	409,760	-329,158	-80%	$1.7K	$685	-$998	2013-11-14
Pinnacle Associates LTD	INCREASED	79,820	15,500	+64,320	+415%	$64	$678	+$614	2013-11-14
Swiss National Bank	DECREASED	73,700	77,200	-3,500	-5%	$317	$625	+$308	2013-10-29
Verition Fund Management LLC	NEW	71,732	—	+71,732	—	—	$608	—	2013-11-14
Voya Investment Management LLC	UNCHANGED	70,914	70,914	0	0%	$291	$601	+$310	2013-11-14
Manufacturers Life Insurance Company, the	UNCHANGED	70,363	70,363	0	0%	$290	$596	+$306	2013-11-14
Cornerstone Capital Management Holdings Llc.	DECREASED	66,615	213,463	-146,848	-69%	$879	$566	-$313	2013-11-13
American International Group, Inc.	DECREASED	63,415	64,131	-716	-1%	$263.6K	$537.8K	+$274.2K	2013-11-07
KCG Holdings, Inc.	NEW	60,982	—	+60,982	—	—	$518	—	2013-11-12
FMR LLC	DECREASED	60,000	3,444,917	-3,384,917	-98%	$14.2K	$509	-$13.7K	2013-11-14
Russell Frank Co/	DECREASED	55,488	225,130	-169,642	-75%	$925	$471	-$454	2013-10-29
Shepherd Kaplan Krochuk, LLC	UNCHANGED	53,042	53,042	0	0%	$218	$450	+$232	2013-11-14
DekaBank Deutsche Girozentrale	NEW	52,800	—	+52,800	—	—	$448	—	2013-11-12
BNP Paribas Financial Markets	INCREASED	51,782	33,622	+18,160	+54%	$138.2K	$439.6K	+$301.4K	2013-11-13
Wesbanco Bank Inc	UNCHANGED	50,000	50,000	0	0%	$206	$425	+$219	2013-11-05
Peapack Gladstone Financial Corp	UNCHANGED	50,000	50,000	0	0%	$205.5K	$424.5K	+$219.0K	2013-11-14
Perceptive Advisors LLC	DECREASED	47,098	1,649,423	-1,602,325	-97%	$6.8K	$400	-$6.4K	2013-11-14
Cadence Capital Management LLC	NEW	43,990	—	+43,990	—	—	$373	—	2013-10-17
Citigroup Inc	INCREASED	37,926	35,440	+2,486	+7%	$146	$323	+$177	2013-11-14
Jefferies Group LLC	NEW	36,900	—	+36,900	—	—	$313	—	2013-11-18
Principal Financial Group Inc	DECREASED	29,035	37,272	-8,237	-22%	$153	$246	+$93	2013-11-05
UBS Asset Management Americas LLC	UNCHANGED	26,200	26,200	0	0%	$108	$222	+$114	2013-11-08
Touradji Capital Management, LP	NEW	25,000	—	+25,000	—	—	$212	—	2013-10-28
Prudential Financial Inc	DECREASED	24,034	38,934	-14,900	-38%	$160	$204	+$44	2013-11-07
Quotient Investors, LLC	DECREASED	20,100	26,700	-6,600	-25%	$110	$170	+$60	2013-10-24
Catalyst Capital Advisors LLC	NEW	20,000	—	+20,000	—	—	$170	—	2013-11-14
Paloma Partners Management Co	NEW	18,854	—	+18,854	—	—	$160	—	2013-11-14
Dynamic Technology Lab Private Ltd	NEW	17,698	—	+17,698	—	—	$150	—	2016-02-22
Tower Research Capital LLC (TRC)	NEW	15,942	—	+15,942	—	—	$136	—	2013-11-06
Punch & Associates Investment Management, Inc.	NEW	14,330	—	+14,330	—	—	$122	—	2013-10-28
Denver Investment Advisors LLC	INCREASED	14,256	11,112	+3,144	+28%	$46	$121	+$75	2013-11-07
Cetera Advisors LLC	NEW	13,400	—	+13,400	—	—	$114	—	2013-11-14
Barings LLC	UNCHANGED	12,500	12,500	0	0%	$51	$106	+$55	2013-11-12
General Motors Investment Management Corp	UNCHANGED	12,009	12,009	0	0%	$49	$102	+$53	2013-10-29
LOS Angeles Capital Management LLC	NEW	10,650	—	+10,650	—	—	$90	—	2013-10-31
Capstone Asset Management Co	UNCHANGED	10,515	10,515	0	0%	$43	$89	+$46	2013-10-31
Stone Toro Investment Advisers, LP	NEW	10,000	—	+10,000	—	—	$85	—	2013-11-12
Concept Capital Markets, LLC	NEW	10,000	—	+10,000	—	—	$85	—	2013-11-12
Teacher Retirement System of Texas	INCREASED	9,050	5,740	+3,310	+58%	$24	$77	+$53	2013-11-06
Thompson Siegel & Walmsley LLC	UNCHANGED	6,200	6,200	0	0%	$25	$53	+$28	2013-11-12
Ameriprise Financial Inc	DECREASED	5,927	1,201,174	-1,195,247	-100%	$4.9K	$50	-$4.9K	2013-11-14
Prelude Capital Management, LLC	DECREASED	5,183	28,418	-23,235	-82%	$117	$44	-$73	2013-11-14
BlackRock Inc.	UNCHANGED	2,487	2,487	0	0%	$10	$21	+$11	2013-11-12
PNC Financial Services Group, Inc.	DECREASED	2,109	2,331	-222	-10%	$10	$18	+$8	2013-11-01
Royal Bank of Canada	DECREASED	1,894	209,106	-207,212	-99%	$860	$16	-$844	2013-11-14
Oppenheimer Funds Inc	NEW	1,400	—	+1,400	—	—	$12	—	2013-12-04
BlackRock Japan Co. Ltd	DECREASED	1,232	15,177	-13,945	-92%	$62	$10	-$52	2013-11-12
Plante Moran Financial Advisors, LLC	UNCHANGED	875	875	0	0%	$4	$7	+$3	2013-10-23
Carroll Financial Associates, Inc.	UNCHANGED	300	300	0	0%	$1	$2	+$1	2013-11-14
Ladenburg Thalmann Financial Services Inc	UNCHANGED	300	300	0	0%	$1	$3	+$2	2013-11-14
Mycio Wealth Partners, LLC	UNCHANGED	110	110	0	0%	$0	$1	+$1	2013-11-14
Wells Fargo & Company	DECREASED	1	53,636	-53,635	-100%	$221	$0	-$221	2013-11-13
Orbimed Advisors LLC	CLOSED	0	3,256,100	-3,256,100	-100%	$13.4K	$0	-$13.4K	2013-11-14
Bogle Investment Management L P	CLOSED	0	1,173,119	-1,173,119	-100%	$4.8K	$0	-$4.8K	2013-11-14
J. Goldman & Co LP	CLOSED	0	775,000	-775,000	-100%	$3.2K	$0	-$3.2K	2013-11-14
Perimeter Capital Partners, LLC	CLOSED	0	770,661	-770,661	-100%	$3.2K	$0	-$3.2K	2013-11-14
Citadel Advisors LLC	CLOSED	0	678,079	-678,079	-100%	$2.8K	$0	-$2.8K	2014-05-09
Centaur Capital Partners, L.P.	CLOSED	0	370,000	-370,000	-100%	$1.5K	$0	-$1.5K	2013-11-14
Systematic Financial Management LP	CLOSED	0	356,219	-356,219	-100%	$1.5K	$0	-$1.5K	2014-08-11
Thrivent Financial for Lutherans	CLOSED	0	337,900	-337,900	-100%	$1.4K	$0	-$1.4K	2013-11-13
Driehaus Capital Management LLC	CLOSED	0	297,020	-297,020	-100%	$1.2K	$0	-$1.2K	2013-11-14
Connor Clark & Lunn Investment Management LTD	CLOSED	0	265,500	-265,500	-100%	$1.2K	$0	-$1.2K	2013-11-14
Spark Investment Management LLC	CLOSED	0	247,900	-247,900	-100%	$1.0K	$0	-$1.0K	2013-11-13
Jane Street Holding, LLC	CLOSED	0	245,541	-245,541	-100%	$1.0K	$0	-$1.0K	2013-11-15
Jacobs Levy Equity Management, Inc	CLOSED	0	238,938	-238,938	-100%	$982	$0	-$982	2013-11-14
Two Sigma Investments, LP	CLOSED	0	201,292	-201,292	-100%	$828	$0	-$828	2013-11-14
Weiss Multi-Strategy Advisers LLC	CLOSED	0	160,000	-160,000	-100%	$658	$0	-$658	2013-11-20
Informed Momentum Co LLC	CLOSED	0	133,254	-133,254	-100%	$548	$0	-$548	2013-11-13
Lanexa Management, LLC	CLOSED	0	100,000	-100,000	-100%	$411	$0	-$411	2013-11-13
Bank of America Corp	CLOSED	0	93,538	-93,538	-100%	$385	$0	-$385	2014-02-27
Glenmede Trust Co NA	CLOSED	0	81,331	-81,331	-100%	$334	$0	-$334	2015-04-29
Wellington Management Group LLP	CLOSED	0	78,254	-78,254	-100%	$321	$0	-$321	2013-11-14
Middleton & Co Inc	CLOSED	0	63,150	-63,150	-100%	$260	$0	-$260	2013-10-23
Munder Capital Management	CLOSED	0	60,972	-60,972	-100%	$251	$0	-$251	2013-11-05
Marshall Wace North America, L.P.	CLOSED	0	53,013	-53,013	-100%	$218	$0	-$218	2013-11-12
Guggenheim Capital LLC	CLOSED	0	46,554	-46,554	-100%	$192	$0	-$192	2013-11-14
Tudor Investment Corp ET AL	CLOSED	0	42,700	-42,700	-100%	$175	$0	-$175	2013-11-14
GSA Capital Partners LLP	CLOSED	0	39,542	-39,542	-100%	$163	$0	-$163	2013-11-14
D. E. Shaw & Co., Inc.	CLOSED	0	30,054	-30,054	-100%	$124	$0	-$124	2013-11-20
SAC Capital Advisors LP	CLOSED	0	21,079	-21,079	-100%	$87	$0	-$87	2013-11-14
Two Sigma Advisers, LP	CLOSED	0	17,291	-17,291	-100%	$71	$0	-$71	2013-11-14
Airain ltd	CLOSED	0	15,046	-15,046	-100%	$62	$0	-$62	2013-11-12
Hillsdale Investment Management Inc.	CLOSED	0	12,500	-12,500	-100%	$51	$0	-$51	2013-11-14
Royce & Associates LP	CLOSED	0	12,300	-12,300	-100%	$51	$0	-$51	2013-11-12
First Mercantile Trust Co	CLOSED	0	11,928	-11,928	-100%	$49	$0	-$49	2013-10-10
Bank of Montreal	CLOSED	0	10,916	-10,916	-100%	$45	$0	-$45	2014-01-08
Nine Chapters Capital Management LLC	CLOSED	0	10,300	-10,300	-100%	$42	$0	-$42	2013-11-14
Managed Account Advisors LLC	CLOSED	0	7,806	-7,806	-100%	$32	$0	-$32	2013-11-05
Spot Trading L.l.c	CLOSED	0	2,184	-2,184	-100%	$9	$0	-$9	2013-11-08
Globeflex Capital L P	CLOSED	0	625	-625	-100%	$2	$0	-$2	2013-11-14
Knight Capital Group, Inc.	N/A	—	74,499	-74,499	-100%	$305	—	—	—

Showing 158 of 158 institutions