Caladrius Biosciences Inc

Q2 2016 vs Q3 2016

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Knoll Capital Management, LLC

DECREASED

Shares55,781 from 555,781

Change-500,000 (-90%)

Value$266 (-$62)

Filed 2016-11-14

D'Orazio & Associates, Inc.

DECREASED

Shares250 from 2,500

Change-2,250 (-90%)

Value$1 ($0)

Filed 2016-11-14

Great Point Partners LLC

CLOSED

Shares0 from 1,525,244

Change-1,525,244 (-100%)

Value$0 (-$900)

Filed 2016-11-14

Pine River Capital Management L.P.

CLOSED

Shares0 from 1,381,250

Change-1,381,250 (-100%)

Value$0 ($0)

Filed 2017-05-15

Vanguard Group Inc

CLOSED

Shares0 from 1,325,847

Change-1,325,847 (-100%)

Value$0 (-$783)

Filed 2016-11-14

Geode Capital Management, LLC

CLOSED

Shares0 from 293,305

Change-293,305 (-100%)

Value$0 (-$173)

Filed 2016-11-10

BlackRock Institutional Trust Company, N.A.

CLOSED

Shares0 from 246,414

Change-246,414 (-100%)

Value$0 (-$145)

Filed 2016-11-08

Jacobs Levy Equity Management, Inc

CLOSED

Shares0 from 210,919

Change-210,919 (-100%)

Value$0 (-$124)

Filed 2016-11-14

Bank of New York Mellon Corp

CLOSED

Shares0 from 83,507

Change-83,507 (-100%)

Value$0 (-$50)

Filed 2016-11-03

Northern Trust Corp

CLOSED

Shares0 from 68,434

Change-68,434 (-100%)

Value$0 (-$40)

Filed 2016-11-10

Raymond James & Associates

CLOSED

Shares0 from 65,850

Change-65,850 (-100%)

Value$0 (-$39)

Filed 2016-11-14

Oppenheimer & Co Inc

CLOSED

Shares0 from 48,500

Change-48,500 (-100%)

Value$0 (-$28)

Filed 2016-11-07

California Public Employees Retirement System

CLOSED

Shares0 from 42,429

Change-42,429 (-100%)

Value$0 (-$25)

Filed 2016-10-25

Goldman Sachs Group Inc

CLOSED

Shares0 from 41,274

Change-41,274 (-100%)

Value$0 (-$24)

Filed 2016-11-14

Cowen Group, Inc.

CLOSED

Shares0 from 22,500

Change-22,500 (-100%)

Value$0 ($0)

Filed 2016-12-14

Caprock Group, LLC

CLOSED

Shares0 from 20,342

Change-20,342 (-100%)

Value$0 (-$12)

Filed 2016-11-15

D. E. Shaw & Co., Inc.

CLOSED

Shares0 from 13,705

Change-13,705 (-100%)

Value$0 (-$8)

Filed 2016-11-14

Cetera Advisors LLC

CLOSED

Shares0 from 13,600

Change-13,600 (-100%)

Value$0 (-$8)

Filed 2016-11-15

Renaissance Technologies LLC

CLOSED

Shares0 from 12,300

Change-12,300 (-100%)

Value$0 (-$7)

Filed 2016-11-14

Citadel Advisors LLC

CLOSED

Shares0 from 10,818

Change-10,818 (-100%)

Value$0 (-$6)

Filed 2017-01-31

BlackRock Fund Advisors

CLOSED

Shares0 from 10,515

Change-10,515 (-100%)

Value$0 (-$6)

Filed 2016-11-08

Fifth Third Bancorp

CLOSED

Shares0 from 10,000

Change-10,000 (-100%)

Value$0 (-$6)

Filed 2016-11-10

UBS Group AG

CLOSED

Shares0 from 7,745

Change-7,745 (-100%)

Value$0 (-$5)

Filed 2016-11-14

Deutsche Bank Ag\

CLOSED

Shares0 from 6,030

Change-6,030 (-100%)

Value$0 (-$3)

Filed 2016-11-14

Bank of America Corp

CLOSED

Shares0 from 5,633

Change-5,633 (-100%)

Value$0 (-$3)

Filed 2016-11-14

BlackRock Investment Management, LLC

CLOSED

Shares0 from 5,000

Change-5,000 (-100%)

Value$0 (-$3)

Filed 2016-11-08

Citigroup Inc

CLOSED

Shares0 from 2,813

Change-2,813 (-100%)

Value$0 (-$2)

Filed 2016-11-10

Morgan Stanley

CLOSED

Shares0 from 2,321

Change-2,321 (-100%)

Value$0 (-$1)

Filed 2016-11-10

Group One Trading LLC

CLOSED

Shares0 from 1,856

Change-1,856 (-100%)

Value$0 (-$1)

Filed 2016-11-14

Wells Fargo & Company

CLOSED

Shares0 from 1,600

Change-1,600 (-100%)

Value$0 (-$1)

Filed 2016-10-31

Joel Isaacson & Co., LLC

CLOSED

Shares0 from 1,600

Change-1,600 (-100%)

Value$0 (-$1)

Filed 2016-10-25

Ladenburg Thalmann Financial Services Inc

CLOSED

Shares0 from 1,500

Change-1,500 (-100%)

Value$0 (-$1)

Filed 2016-11-14

Royal Bank of Canada

CLOSED

Shares0 from 1,478

Change-1,478 (-100%)

Value$0 (-$1)

Filed 2016-11-14

Bank of Montreal

CLOSED

Shares0 from 1,000

Change-1,000 (-100%)

Value$0 (-$1)

Filed 2016-10-19

PNC Financial Services Group, Inc.

CLOSED

Shares0 from 710

Change-710 (-100%)

Value$0 ($0)

Filed 2016-11-04

Barclays PLC

CLOSED

Shares0 from 600

Change-600 (-100%)

Value$0 ($0)

Filed 2016-11-14

Creative Planning

CLOSED

Shares0 from 450

Change-450 (-100%)

Value$0 ($0)

Filed 2016-10-12

Manufacturers Life Insurance Company, the

CLOSED

Shares0 from 203

Change-203 (-100%)

Value$0 ($0)

Filed 2016-11-14

Advisor Group, Inc.

CLOSED

Shares0 from 100

Change-100 (-100%)

Value$0 ($0)

Filed 2017-11-02

	Status
Knoll Capital Management, LLC	DECREASED	55,781	555,781	-500,000	-90%	$328	$266	-$62	2016-11-14
D'Orazio & Associates, Inc.	DECREASED	250	2,500	-2,250	-90%	$1	$1	$0	2016-11-14
Great Point Partners LLC	CLOSED	0	1,525,244	-1,525,244	-100%	$900	$0	-$900	2016-11-14
Pine River Capital Management L.P.	CLOSED	0	1,381,250	-1,381,250	-100%	$0	$0	$0	2017-05-15
Vanguard Group Inc	CLOSED	0	1,325,847	-1,325,847	-100%	$783	$0	-$783	2016-11-14
Geode Capital Management, LLC	CLOSED	0	293,305	-293,305	-100%	$173	$0	-$173	2016-11-10
BlackRock Institutional Trust Company, N.A.	CLOSED	0	246,414	-246,414	-100%	$145	$0	-$145	2016-11-08
Jacobs Levy Equity Management, Inc	CLOSED	0	210,919	-210,919	-100%	$124	$0	-$124	2016-11-14
Bank of New York Mellon Corp	CLOSED	0	83,507	-83,507	-100%	$50	$0	-$50	2016-11-03
Northern Trust Corp	CLOSED	0	68,434	-68,434	-100%	$40	$0	-$40	2016-11-10
Raymond James & Associates	CLOSED	0	65,850	-65,850	-100%	$39	$0	-$39	2016-11-14
Oppenheimer & Co Inc	CLOSED	0	48,500	-48,500	-100%	$28	$0	-$28	2016-11-07
California Public Employees Retirement System	CLOSED	0	42,429	-42,429	-100%	$25	$0	-$25	2016-10-25
Goldman Sachs Group Inc	CLOSED	0	41,274	-41,274	-100%	$24	$0	-$24	2016-11-14
Cowen Group, Inc.	CLOSED	0	22,500	-22,500	-100%	$0	$0	$0	2016-12-14
Caprock Group, LLC	CLOSED	0	20,342	-20,342	-100%	$12	$0	-$12	2016-11-15
D. E. Shaw & Co., Inc.	CLOSED	0	13,705	-13,705	-100%	$8	$0	-$8	2016-11-14
Cetera Advisors LLC	CLOSED	0	13,600	-13,600	-100%	$8	$0	-$8	2016-11-15
Renaissance Technologies LLC	CLOSED	0	12,300	-12,300	-100%	$7	$0	-$7	2016-11-14
Citadel Advisors LLC	CLOSED	0	10,818	-10,818	-100%	$6	$0	-$6	2017-01-31
BlackRock Fund Advisors	CLOSED	0	10,515	-10,515	-100%	$6	$0	-$6	2016-11-08
Fifth Third Bancorp	CLOSED	0	10,000	-10,000	-100%	$6	$0	-$6	2016-11-10
UBS Group AG	CLOSED	0	7,745	-7,745	-100%	$5	$0	-$5	2016-11-14
Deutsche Bank Ag\	CLOSED	0	6,030	-6,030	-100%	$3	$0	-$3	2016-11-14
Bank of America Corp	CLOSED	0	5,633	-5,633	-100%	$3	$0	-$3	2016-11-14
BlackRock Investment Management, LLC	CLOSED	0	5,000	-5,000	-100%	$3	$0	-$3	2016-11-08
Citigroup Inc	CLOSED	0	2,813	-2,813	-100%	$2	$0	-$2	2016-11-10
Morgan Stanley	CLOSED	0	2,321	-2,321	-100%	$1	$0	-$1	2016-11-10
Group One Trading LLC	CLOSED	0	1,856	-1,856	-100%	$1	$0	-$1	2016-11-14
Wells Fargo & Company	CLOSED	0	1,600	-1,600	-100%	$1	$0	-$1	2016-10-31
Joel Isaacson & Co., LLC	CLOSED	0	1,600	-1,600	-100%	$1	$0	-$1	2016-10-25
Ladenburg Thalmann Financial Services Inc	CLOSED	0	1,500	-1,500	-100%	$1	$0	-$1	2016-11-14
Royal Bank of Canada	CLOSED	0	1,478	-1,478	-100%	$1	$0	-$1	2016-11-14
Bank of Montreal	CLOSED	0	1,000	-1,000	-100%	$1	$0	-$1	2016-10-19
PNC Financial Services Group, Inc.	CLOSED	0	710	-710	-100%	$0	$0	$0	2016-11-04
Barclays PLC	CLOSED	0	600	-600	-100%	$0	$0	$0	2016-11-14
Creative Planning	CLOSED	0	450	-450	-100%	$0	$0	$0	2016-10-12
Manufacturers Life Insurance Company, the	CLOSED	0	203	-203	-100%	$0	$0	$0	2016-11-14
Advisor Group, Inc.	CLOSED	0	100	-100	-100%	$0	$0	$0	2017-11-02

Showing 39 of 39 institutions