Caplease Inc

Q2 2013 vs Q3 2013

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Vanguard Group Inc

INCREASED

Shares8,299,165 from 8,223,650

Change+75,515 (+1%)

Value$70.5K (+$1.1K)

Filed 2013-11-07

Water Island Capital LLC

INCREASED

Shares7,653,725 from 4,461,468

Change+3,192,257 (+72%)

Value$65.0K (+$27.3K)

Filed 2013-11-14

AQR Capital Management LLC

INCREASED

Shares6,447,331 from 515,259

Change+5,932,072 (+1151%)

Value$54.7K (+$50.4K)

Filed 2013-11-14

Huber Capital Management LLC

INCREASED

Shares5,640,515 from 5,284,073

Change+356,442 (+7%)

Value$47.9K (+$3.3K)

Filed 2013-11-08

Longfellow Investment Management Co LLC

INCREASED

Shares4,368,020 from 1,150,000

Change+3,218,020 (+280%)

Value$37.1K (+$27.4K)

Filed 2013-10-24

BlackRock Institutional Trust Company, N.A.

INCREASED

Shares3,330,998 from 3,216,095

Change+114,903 (+4%)

Value$28.3K (+$1.1K)

Filed 2013-11-12

Citigroup Inc

DECREASED

Shares2,682,659 from 2,855,759

Change-173,100 (-6%)

Value$22.8K (-$1.3K)

Filed 2013-11-14

Alpine Associates Advisors

INCREASED

Shares2,370,100 from 1,764,500

Change+605,600 (+34%)

Value$20.1K (+$5.2K)

Filed 2013-11-12

BlackRock Fund Advisors

INCREASED

Shares2,321,628 from 2,075,133

Change+246,495 (+12%)

Value$19.7K (+$2.2K)

Filed 2013-11-12

FMR LLC

DECREASED

Shares1,991,900 from 3,124,600

Change-1,132,700 (-36%)

Value$16.9K (-$9.5K)

Filed 2013-11-14

Hotchkis & Wiley Capital Management LLC

DECREASED

Shares1,727,100 from 1,788,100

Change-61,000 (-3%)

Value$14.7K (-$429)

Filed 2013-11-14

Northern Trust Corp

DECREASED

Shares1,647,989 from 1,653,833

Change-5,844 (0%)

Value$14.0K (+$33)

Filed 2013-11-13

State Street Corp

DECREASED

Shares1,607,464 from 1,682,622

Change-75,158 (-4%)

Value$13.6K (-$553)

Filed 2013-11-12

Renaissance Technologies LLC

INCREASED

Shares1,444,736 from 897,800

Change+546,936 (+61%)

Value$12.3K (+$4.7K)

Filed 2013-11-13

TFS Capital LLC

INCREASED

Shares1,352,567 from 653,262

Change+699,305 (+107%)

Value$11.5K (+$6.0K)

Filed 2013-11-05

Commonwealth of Pennsylvania Public School Empls Retrmt SYS

UNCHANGED

Shares1,281,408 from 1,281,408

Change0 (0%)

Value$10.9K (+$64)

Filed 2013-11-12

Paloma Partners Management Co

INCREASED

Shares1,151,428 from 300,000

Change+851,428 (+284%)

Value$9.8K (+$7.2K)

Filed 2013-11-14

Morgan Stanley

DECREASED

Shares916,348 from 919,949

Change-3,601 (0%)

Value$7.8K (+$16)

Filed 2013-11-13

Barclays PLC

INCREASED

Shares914,110 from 641,809

Change+272,301 (+42%)

Value$7.3K (+$1.9K)

Filed 2013-11-14

Gardner Lewis Asset Management L P

INCREASED

Shares896,198 from 266,300

Change+629,898 (+237%)

Value$7.6K (+$5.4K)

Filed 2013-11-20

JPMorgan Chase & Co

DECREASED

Shares876,932 from 1,637,325

Change-760,393 (-46%)

Value$7.4K (-$6.4K)

Filed 2013-10-31

D. E. Shaw & Co., Inc.

INCREASED

Shares729,516 from 673,133

Change+56,383 (+8%)

Value$6.2K (+$513)

Filed 2013-11-20

Credit Suisse AG/

DECREASED

Shares576,142 from 926,180

Change-350,038 (-38%)

Value$4.9K (-$2.9K)

Filed 2013-11-13

Stevens Capital Management LP

NEW

Shares567,499

Change+567,499

Value$4.8K

Filed 2013-11-12

Dimensional Fund Advisors LP

DECREASED

Shares555,713 from 558,613

Change-2,900 (-1%)

Value$4.7K (+$3)

Filed 2013-11-13

Deutsche Bank Ag\

NEW

Shares538,903

Change+538,903

Value$4.6K

Filed 2013-11-18

P Schoenfeld Asset Management LP

INCREASED

Shares503,064 from 500,000

Change+3,064 (+1%)

Value$4.3K (+$51)

Filed 2013-11-13

Fuller & Thaler Asset Management, Inc.

DECREASED

Shares463,200 from 489,800

Change-26,600 (-5%)

Value$3.9K (-$201)

Filed 2013-11-12

BlackRock Group LTD

INCREASED

Shares459,839 from 456,675

Change+3,164 (+1%)

Value$3.9K (+$50)

Filed 2013-11-12

Dreman Value Management, L L C

DECREASED

Shares424,770 from 1,517,031

Change-1,092,261 (-72%)

Value$3.6K (+$3.6K)

Filed 2013-11-14

Tiaa Cref Investment Management LLC

INCREASED

Shares419,302 from 411,643

Change+7,659 (+2%)

Value$3.6K (+$86)

Filed 2013-11-12

Geode Capital Management, LLC

DECREASED

Shares403,053 from 414,907

Change-11,854 (-3%)

Value$3.4K (-$80)

Filed 2013-11-14

First New York Securities LLC

NEW

Shares388,941

Change+388,941

Value$3.3K

Filed 2013-11-06

Loeb Offshore Management LP

DECREASED

Shares360,345 from 371,500

Change-11,155 (-3%)

Value$3.1K (-$76)

Filed 2013-11-14

Teachers Advisors Inc

DECREASED

Shares331,162 from 350,946

Change-19,784 (-6%)

Value$2.8K (-$150)

Filed 2013-11-12

Ameriprise Financial Inc

INCREASED

Shares312,942 from 12,548

Change+300,394 (+2394%)

Value$2.7K (+$2.6K)

Filed 2013-11-14

BlackRock Investment Management, LLC

INCREASED

Shares312,357 from 309,664

Change+2,693 (+1%)

Value$2.7K (+$38)

Filed 2013-11-12

California Public Employees Retirement System

INCREASED

Shares285,799 from 217,699

Change+68,100 (+31%)

Value$2.4K (+$589)

Filed 2013-11-12

LSV Asset Management

DECREASED

Shares269,000 from 386,200

Change-117,200 (-30%)

Value$2.3K (-$976)

Filed 2013-11-08

Teachers Insurance & Annuity Association of America

DECREASED

Shares212,259 from 234,969

Change-22,710 (-10%)

Value$1.8K (-$181)

Filed 2013-11-15

Allianz Asset Management GmbH

NEW

Shares206,300

Change+206,300

Value$1.8K

Filed 2013-11-14

Alliancebernstein L.P.

INCREASED

Shares206,211 from 199,592

Change+6,619 (+3%)

Value$1.8K (+$66)

Filed 2013-11-14

Nationwide Fund Advisors

INCREASED

Shares184,891 from 183,360

Change+1,531 (+1%)

Value$1.6K (+$22)

Filed 2013-11-06

Parametric Portfolio Associates LLC

INCREASED

Shares172,878 from 92,011

Change+80,867 (+88%)

Value$1.5K (+$691)

Filed 2013-10-18

California State Teachers Retirement System

INCREASED

Shares159,901 from 154,821

Change+5,080 (+3%)

Value$1.4K (+$51)

Filed 2013-11-18

Strs Ohio

DECREASED

Shares158,400 from 159,600

Change-1,200 (-1%)

Value$1.3K (-$2)

Filed 2013-10-24

CNA Financial Corp

UNCHANGED

Shares154,081 from 154,081

Change0 (0%)

Value$1.3K (+$8)

Filed 2013-11-15

Legal & General Group Plc

INCREASED

Shares147,600 from 123,362

Change+24,238 (+20%)

Value$1.3K (+$212)

Filed 2013-11-12

Gabelli & Co Investment Advisers, Inc.

INCREASED

Shares136,100 from 74,400

Change+61,700 (+83%)

Value$1.2K (+$527)

Filed 2013-11-07

Rhumbline Advisers

INCREASED

Shares135,197 from 134,493

Change+704 (+1%)

Value$1.1K (+$13)

Filed 2013-11-05

Kennedy Capital Management LLC

DECREASED

Shares135,006 from 332,357

Change-197,351 (-59%)

Value$1.1K (-$1.7K)

Filed 2013-11-13

Charles Schwab Investment Management Inc

DECREASED

Shares127,300 from 288,317

Change-161,017 (-56%)

Value$1.1K (-$1.4K)

Filed 2013-11-14

First Manhattan Co. Llc.

UNCHANGED

Shares122,400 from 122,400

Change0 (0%)

Value$1.0K (+$3)

Filed 2013-10-29

Prudential Financial Inc

DECREASED

Shares121,657 from 141,537

Change-19,880 (-14%)

Value$1.0K (-$162)

Filed 2013-11-07

UBS Asset Management Americas LLC

DECREASED

Shares116,046 from 125,146

Change-9,100 (-7%)

Value$985 (-$71)

Filed 2013-11-08

Independent Order of Foresters

DECREASED

Shares113,486 from 196,486

Change-83,000 (-42%)

Value$962 (-$696)

Filed 2013-11-06

Guggenheim Capital LLC

NEW

Shares113,480

Change+113,480

Value$963

Filed 2013-11-14

Concept Capital Markets, LLC

INCREASED

Shares110,800 from 34,900

Change+75,900 (+217%)

Value$941 (+$646)

Filed 2013-11-12

Stone Toro Investment Advisers, LP

UNCHANGED

Shares110,500 from 110,500

Change0 (0%)

Value$938 (+$5)

Filed 2013-11-12

ING Groep NV

NEW

Shares100,000

Change+100,000

Value$849

Filed 2013-11-13

FIC Capital Inc

UNCHANGED

Shares99,200 from 99,200

Change0 (0%)

Value$842 (+$5)

Filed 2013-11-08

State Board of Administration of Florida Retirement System

DECREASED

Shares85,212 from 92,582

Change-7,370 (-8%)

Value$723 (-$58)

Filed 2013-11-06

UBS AG

DECREASED

Shares81,321 from 108,404

Change-27,083 (-25%)

Value$691 (-$224)

Filed 2013-11-13

Metropolitan Life Insurance Co

DECREASED

Shares73,033 from 90,923

Change-17,890 (-20%)

Value$620 (-$147)

Filed 2013-10-31

Public Employees Retirement System of Ohio

UNCHANGED

Shares72,378 from 72,378

Change0 (0%)

Value$614 (+$3)

Filed 2013-11-15

KCG Holdings, Inc.

NEW

Shares66,602

Change+66,602

Value$565

Filed 2013-11-12

Swiss National Bank

DECREASED

Shares66,600 from 69,900

Change-3,300 (-5%)

Value$565 (-$25)

Filed 2013-10-29

Invesco Ltd.

DECREASED

Shares66,526 from 587,166

Change-520,640 (-89%)

Value$565 (-$4.4K)

Filed 2013-11-13

Putnam Investments LLC

NEW

Shares65,247

Change+65,247

Value$554

Filed 2013-11-14

Manufacturers Life Insurance Company, the

DECREASED

Shares65,053 from 66,600

Change-1,547 (-2%)

Value$552 (-$10)

Filed 2013-11-14

Advisors Asset Management, Inc.

INCREASED

Shares64,671 from 45,350

Change+19,321 (+43%)

Value$549 (+$166)

Filed 2013-11-15

American International Group, Inc.

DECREASED

Shares59,555 from 61,071

Change-1,516 (-2%)

Value$505.6K (-$9.8K)

Filed 2013-11-07

Voya Investment Management LLC

UNCHANGED

Shares59,453 from 59,453

Change0 (0%)

Value$505 (+$3)

Filed 2013-11-14

ProShare Advisors LLC

DECREASED

Shares56,430 from 57,330

Change-900 (-2%)

Value$479 (-$5)

Filed 2013-11-07

BlackRock Advisors LLC

INCREASED

Shares55,387 from 54,076

Change+1,311 (+2%)

Value$470 (+$14)

Filed 2013-11-12

BlackRock Inc.

INCREASED

Shares55,338 from 49,437

Change+5,901 (+12%)

Value$470 (+$53)

Filed 2013-11-12

Two Sigma Investments, LP

INCREASED

Shares54,266 from 41,100

Change+13,166 (+32%)

Value$461 (+$114)

Filed 2013-11-14

Orange Investment Advisors, Inc.

UNCHANGED

Shares53,400 from 53,400

Change0 (0%)

Value$453 (+$2)

Filed 2013-11-05

IndexIQ Advisors LLC

DECREASED

Shares48,761 from 94,702

Change-45,941 (-49%)

Value$414 (-$385)

Filed 2013-11-05

Managed Account Advisors LLC

INCREASED

Shares46,350 from 27,799

Change+18,551 (+67%)

Value$394 (+$159)

Filed 2013-11-05

Wolverine Asset Management LLC

DECREASED

Shares45,019 from 57,900

Change-12,881 (-22%)

Value$382 (-$106)

Filed 2013-11-13

Gateway Investment Advisers LLC

UNCHANGED

Shares44,183 from 44,183

Change0 (0%)

Value$375 (+$2)

Filed 2013-10-21

Two Sigma Advisers, LP

DECREASED

Shares43,100 from 58,953

Change-15,853 (-27%)

Value$366 (-$132)

Filed 2013-11-14

Cetera Advisor Networks LLC

DECREASED

Shares40,850 from 41,997

Change-1,147 (-3%)

Value$345 (-$9)

Filed 2013-12-03

Credit Agricole S A

INCREASED

Shares39,936 from 20,929

Change+19,007 (+91%)

Value$339 (+$339)

Filed 2013-11-13

Russell Frank Co/

DECREASED

Shares39,780 from 178,203

Change-138,423 (-78%)

Value$338 (-$1.2K)

Filed 2013-10-29

Prelude Capital Management, LLC

INCREASED

Shares39,100 from 9,600

Change+29,500 (+307%)

Value$332 (+$251)

Filed 2013-11-14

BNP Paribas Financial Markets

DECREASED

Shares38,549 from 47,108

Change-8,559 (-18%)

Value$327.3K (-$70.3K)

Filed 2013-11-13

A.R.T. Advisors, LLC

UNCHANGED

Shares34,988 from 34,988

Change0 (0%)

Value$297 (+$2)

Filed 2013-11-14

Loews Corp

UNCHANGED

Shares33,498 from 33,498

Change0 (0%)

Value$284 (+$1)

Filed 2013-11-13

Wells Fargo & Company

DECREASED

Shares32,773 from 108,498

Change-75,725 (-70%)

Value$278 (-$638)

Filed 2013-11-13

American Financial Group Inc

UNCHANGED

Shares31,880 from 31,880

Change0 (0%)

Value$271 (+$2)

Filed 2013-11-14

1st Global Advisors, Inc.

INCREASED

Shares29,093 from 28,081

Change+1,012 (+4%)

Value$247 (+$10)

Filed 2013-10-15

Dynamic Technology Lab Private Ltd

NEW

Shares28,572

Change+28,572

Value$243

Filed 2016-02-22

Oppenheimer & Co Inc

NEW

Shares28,100

Change+28,100

Value$239

Filed 2013-11-01

AMP Capital Investors Ltd

INCREASED

Shares27,990 from 10,490

Change+17,500 (+167%)

Value$237 (+$148)

Filed 2013-11-14

Menta Capital LLC

INCREASED

Shares27,103 from 15,600

Change+11,503 (+74%)

Value$230 (+$98)

Filed 2013-11-05

Millennium Management LLC

DECREASED

Shares24,586 from 75,000

Change-50,414 (-67%)

Value$209 (-$424)

Filed 2013-11-14

SG Americas Securities, LLC

INCREASED

Shares23,395 from 10,934

Change+12,461 (+114%)

Value$199 (+$107)

Filed 2013-11-12

Goldman Sachs Group Inc

DECREASED

Shares22,767 from 384,376

Change-361,609 (-94%)

Value$193 (-$3.1K)

Filed 2013-11-14

General Motors Investment Management Corp

UNCHANGED

Shares21,571 from 21,571

Change0 (0%)

Value$183 (+$1)

Filed 2013-10-29

Panagora Asset Management Inc

DECREASED

Shares20,307 from 25,020

Change-4,713 (-19%)

Value$172 (-$39)

Filed 2013-11-14

Macquarie Group LTD

DECREASED

Shares20,000 from 36,290

Change-16,290 (-45%)

Value$170 (-$136)

Filed 2013-11-14

Harvest Management LLC

UNCHANGED

Shares20,000 from 20,000

Change0 (0%)

Value$170 (+$1)

Filed 2013-11-12

KBC Group NV

UNCHANGED

Shares17,991 from 17,991

Change0 (0%)

Value$153 (+$1)

Filed 2013-11-06

Asset Management One Co., Ltd.

DECREASED

Shares14,000 from 341,136

Change-327,136 (-96%)

Value$118 (-$2.8K)

Filed 2014-02-05

Neuberger Berman Group LLC

UNCHANGED

Shares14,000 from 14,000

Change0 (0%)

Value$119 (+$1)

Filed 2013-10-29

Comerica Bank

DECREASED

Shares11,158 from 12,129

Change-971 (-8%)

Value$95 (-$8)

Filed 2013-11-12

Teacher Retirement System of Texas

INCREASED

Shares10,793 from 5,672

Change+5,121 (+90%)

Value$92 (+$44)

Filed 2013-11-06

Gabelli Funds LLC

NEW

Shares10,400

Change+10,400

Value$88

Filed 2013-11-07

Thrivent Financial for Lutherans

DECREASED

Shares10,100 from 10,400

Change-300 (-3%)

Value$86 (-$2)

Filed 2013-11-13

Bank of Montreal

UNCHANGED

Shares4,207 from 4,207

Change0 (0%)

Value$36 ($0)

Filed 2014-01-08

Shinko Asset Management Co., Ltd.

UNCHANGED

Shares4,200 from 4,200

Change0 (0%)

Value$36 (+$1)

Filed 2013-10-30

Tower Research Capital LLC (TRC)

DECREASED

Shares1,999 from 6,000

Change-4,001 (-67%)

Value$17 (-$34)

Filed 2013-11-06

Fifth Third Bancorp

NEW

Shares1,000

Change+1,000

Value$8

Filed 2013-11-14

D.A. Davidson & Co.

UNCHANGED

Shares751 from 751

Change0 (0%)

Value$6 ($0)

Filed 2013-11-14

FNY Managed Accounts LLC

NEW

Shares567

Change+567

Value$5

Filed 2013-11-06

Zurcher Kantonalbank (Zurich Cantonalbank)

UNCHANGED

Shares303 from 303

Change0 (0%)

Value$3 ($0)

Filed 2015-05-06

Envestnet Asset Management Inc

UNCHANGED

Shares145 from 145

Change0 (0%)

Value$1 ($0)

Filed 2013-11-12

Private Trust Co NA

UNCHANGED

Shares73 from 73

Change0 (0%)

Value$1 ($0)

Filed 2013-10-07

Citadel Advisors LLC

CLOSED

Shares0 from 3,257,718

Change-3,257,718 (-100%)

Value$0 (-$27.5K)

Filed 2014-05-09

JET Capital Investors L P

CLOSED

Shares0 from 2,417,529

Change-2,417,529 (-100%)

Value$0 (-$20.4K)

Filed 2013-11-13

Sculptor Capital LP

CLOSED

Shares0 from 2,061,902

Change-2,061,902 (-100%)

Value$0 (-$17.4K)

Filed 2013-11-15

Federated Hermes, Inc.

CLOSED

Shares0 from 1,091,285

Change-1,091,285 (-100%)

Value$0 (-$9.2K)

Filed 2013-11-07

Burren Capital Advisors Ltd

CLOSED

Shares0 from 861,075

Change-861,075 (-100%)

Value$0 (-$7.3K)

Filed 2013-11-14

Principal Financial Group Inc

CLOSED

Shares0 from 764,247

Change-764,247 (-100%)

Value$0 (-$6.5K)

Filed 2013-11-05

Hudson Bay Capital Management LP

CLOSED

Shares0 from 700,000

Change-700,000 (-100%)

Value$0 (-$5.9K)

Filed 2013-11-13

Royal Bank of Canada

CLOSED

Shares0 from 586,219

Change-586,219 (-100%)

Value$0 (-$4.9K)

Filed 2013-11-14

Edge Asset Management, Inc

CLOSED

Shares0 from 569,876

Change-569,876 (-100%)

Value$0 (-$4.8K)

Filed 2013-11-06

Bank of America Corp

CLOSED

Shares0 from 545,494

Change-545,494 (-100%)

Value$0 (-$4.6K)

Filed 2014-02-27

Glazer Capital, LLC

CLOSED

Shares0 from 501,685

Change-501,685 (-100%)

Value$0 (-$4.2K)

Filed 2013-11-14

Levin Capital Strategies, L.P.

CLOSED

Shares0 from 433,952

Change-433,952 (-100%)

Value$0 (-$3.7K)

Filed 2013-11-12

Gilman Hill Asset Management, LLC

CLOSED

Shares0 from 307,850

Change-307,850 (-100%)

Value$0 (-$2.6K)

Filed 2013-10-16

Deprince Race & Zollo Inc

CLOSED

Shares0 from 300,067

Change-300,067 (-100%)

Value$0 (-$2.5K)

Filed 2013-11-13

First Eagle Investment Management, LLC

CLOSED

Shares0 from 242,484

Change-242,484 (-100%)

Value$0 (-$2.0K)

Filed 2013-11-13

First Trust Advisors LP

CLOSED

Shares0 from 178,557

Change-178,557 (-100%)

Value$0 (-$1.5K)

Filed 2013-11-12

J. Goldman & Co LP

CLOSED

Shares0 from 168,597

Change-168,597 (-100%)

Value$0 (-$1.4K)

Filed 2013-11-14

Walleye Trading LLC

CLOSED

Shares0 from 131,053

Change-131,053 (-100%)

Value$0 (-$1.1K)

Filed 2013-11-14

First Allied Advisory Services, Inc.

CLOSED

Shares0 from 59,091

Change-59,091 (-100%)

Value$0 (-$498)

Filed 2013-11-07

Sumitomo Mitsui Trust Group, Inc.

CLOSED

Shares0 from 55,607

Change-55,607 (-100%)

Value$0 (-$469)

Filed 2013-11-07

Bard Associates Inc

CLOSED

Shares0 from 55,360

Change-55,360 (-100%)

Value$0 (-$467)

Filed 2013-11-12

Mckinley Capital Management LLC Ware

CLOSED

Shares0 from 47,190

Change-47,190 (-100%)

Value$0 (-$398)

Filed 2013-11-29

Martingale Asset Management L P

CLOSED

Shares0 from 38,600

Change-38,600 (-100%)

Value$0 (-$326)

Filed 2013-11-13

Nomura Asset Management Co LTD

CLOSED

Shares0 from 27,300

Change-27,300 (-100%)

Value$0 (-$230)

Filed 2013-11-13

Catalyst Capital Advisors LLC

CLOSED

Shares0 from 25,000

Change-25,000 (-100%)

Value$0 (-$211)

Filed 2013-11-14

LOS Angeles Capital Management LLC

CLOSED

Shares0 from 21,700

Change-21,700 (-100%)

Value$0 (-$183)

Filed 2013-10-31

Jefferies Group LLC

CLOSED

Shares0 from 21,590

Change-21,590 (-100%)

Value$0 (-$182)

Filed 2013-11-18

Sandell Asset Management Corp

CLOSED

Shares0 from 19,198

Change-19,198 (-100%)

Value$0 (-$162)

Filed 2013-11-13

Sumitomo Mitsui DS Asset Management Company, Ltd

CLOSED

Shares0 from 18,300

Change-18,300 (-100%)

Value$0 (-$154)

Filed 2013-10-16

Freestone Capital Holdings, LLC

CLOSED

Shares0 from 16,552

Change-16,552 (-100%)

Value$0 (-$140)

Filed 2013-11-14

Nomura Holdings Inc

CLOSED

Shares0 from 13,359

Change-13,359 (-100%)

Value$0 (-$112)

Filed 2013-11-14

BlackRock Japan Co. Ltd

CLOSED

Shares0 from 8,422

Change-8,422 (-100%)

Value$0 (-$71)

Filed 2013-11-12

Mitsubishi UFJ Asset Management Co., Ltd.

CLOSED

Shares0 from 7,910

Change-7,910 (-100%)

Value$0 (-$67)

Filed 2013-11-12

Matarin Capital Management, LLC

CLOSED

Shares0 from 7,319

Change-7,319 (-100%)

Value$0 (-$62)

Filed 2013-10-30

Daiwa Securities Group Inc.

CLOSED

Shares0 from 2,400

Change-2,400 (-100%)

Value$0 (-$20)

Filed 2013-11-14

HSBC Holdings PLC

CLOSED

Shares0 from 1,751

Change-1,751 (-100%)

Value$0 (-$15)

Filed 2013-11-14

Alexandria Capital, LLC

CLOSED

Shares0 from 432

Change-432 (-100%)

Value$0 (-$4)

Filed 2013-11-01

Irish Life Investment Managers Ltd.

N/A

Shares— from 7,328

Change-7,328 (-100%)

Value—

	Status
Vanguard Group Inc	INCREASED	8,299,165	8,223,650	+75,515	+1%	$69.4K	$70.5K	+$1.1K	2013-11-07
Water Island Capital LLC	INCREASED	7,653,725	4,461,468	+3,192,257	+72%	$37.7K	$65.0K	+$27.3K	2013-11-14
AQR Capital Management LLC	INCREASED	6,447,331	515,259	+5,932,072	+1151%	$4.3K	$54.7K	+$50.4K	2013-11-14
Huber Capital Management LLC	INCREASED	5,640,515	5,284,073	+356,442	+7%	$44.6K	$47.9K	+$3.3K	2013-11-08
Longfellow Investment Management Co LLC	INCREASED	4,368,020	1,150,000	+3,218,020	+280%	$9.7K	$37.1K	+$27.4K	2013-10-24
BlackRock Institutional Trust Company, N.A.	INCREASED	3,330,998	3,216,095	+114,903	+4%	$27.1K	$28.3K	+$1.1K	2013-11-12
Citigroup Inc	DECREASED	2,682,659	2,855,759	-173,100	-6%	$24.1K	$22.8K	-$1.3K	2013-11-14
Alpine Associates Advisors	INCREASED	2,370,100	1,764,500	+605,600	+34%	$14.9K	$20.1K	+$5.2K	2013-11-12
BlackRock Fund Advisors	INCREASED	2,321,628	2,075,133	+246,495	+12%	$17.5K	$19.7K	+$2.2K	2013-11-12
FMR LLC	DECREASED	1,991,900	3,124,600	-1,132,700	-36%	$26.4K	$16.9K	-$9.5K	2013-11-14
Hotchkis & Wiley Capital Management LLC	DECREASED	1,727,100	1,788,100	-61,000	-3%	$15.1K	$14.7K	-$429	2013-11-14
Northern Trust Corp	DECREASED	1,647,989	1,653,833	-5,844	0%	$14.0K	$14.0K	+$33	2013-11-13
State Street Corp	DECREASED	1,607,464	1,682,622	-75,158	-4%	$14.2K	$13.6K	-$553	2013-11-12
Renaissance Technologies LLC	INCREASED	1,444,736	897,800	+546,936	+61%	$7.6K	$12.3K	+$4.7K	2013-11-13
TFS Capital LLC	INCREASED	1,352,567	653,262	+699,305	+107%	$5.5K	$11.5K	+$6.0K	2013-11-05
Commonwealth of Pennsylvania Public School Empls Retrmt SYS	UNCHANGED	1,281,408	1,281,408	0	0%	$10.8K	$10.9K	+$64	2013-11-12
Paloma Partners Management Co	INCREASED	1,151,428	300,000	+851,428	+284%	$2.5K	$9.8K	+$7.2K	2013-11-14
Morgan Stanley	DECREASED	916,348	919,949	-3,601	0%	$7.8K	$7.8K	+$16	2013-11-13
Barclays PLC	INCREASED	914,110	641,809	+272,301	+42%	$5.4K	$7.3K	+$1.9K	2013-11-14
Gardner Lewis Asset Management L P	INCREASED	896,198	266,300	+629,898	+237%	$2.2K	$7.6K	+$5.4K	2013-11-20
JPMorgan Chase & Co	DECREASED	876,932	1,637,325	-760,393	-46%	$13.8K	$7.4K	-$6.4K	2013-10-31
D. E. Shaw & Co., Inc.	INCREASED	729,516	673,133	+56,383	+8%	$5.7K	$6.2K	+$513	2013-11-20
Credit Suisse AG/	DECREASED	576,142	926,180	-350,038	-38%	$7.8K	$4.9K	-$2.9K	2013-11-13
Stevens Capital Management LP	NEW	567,499	—	+567,499	—	—	$4.8K	—	2013-11-12
Dimensional Fund Advisors LP	DECREASED	555,713	558,613	-2,900	-1%	$4.7K	$4.7K	+$3	2013-11-13
Deutsche Bank Ag\	NEW	538,903	—	+538,903	—	—	$4.6K	—	2013-11-18
P Schoenfeld Asset Management LP	INCREASED	503,064	500,000	+3,064	+1%	$4.2K	$4.3K	+$51	2013-11-13
Fuller & Thaler Asset Management, Inc.	DECREASED	463,200	489,800	-26,600	-5%	$4.1K	$3.9K	-$201	2013-11-12
BlackRock Group LTD	INCREASED	459,839	456,675	+3,164	+1%	$3.9K	$3.9K	+$50	2013-11-12
Dreman Value Management, L L C	DECREASED	424,770	1,517,031	-1,092,261	-72%	$0	$3.6K	+$3.6K	2013-11-14
Tiaa Cref Investment Management LLC	INCREASED	419,302	411,643	+7,659	+2%	$3.5K	$3.6K	+$86	2013-11-12
Geode Capital Management, LLC	DECREASED	403,053	414,907	-11,854	-3%	$3.5K	$3.4K	-$80	2013-11-14
First New York Securities LLC	NEW	388,941	—	+388,941	—	—	$3.3K	—	2013-11-06
Loeb Offshore Management LP	DECREASED	360,345	371,500	-11,155	-3%	$3.1K	$3.1K	-$76	2013-11-14
Teachers Advisors Inc	DECREASED	331,162	350,946	-19,784	-6%	$3.0K	$2.8K	-$150	2013-11-12
Ameriprise Financial Inc	INCREASED	312,942	12,548	+300,394	+2394%	$107	$2.7K	+$2.6K	2013-11-14
BlackRock Investment Management, LLC	INCREASED	312,357	309,664	+2,693	+1%	$2.6K	$2.7K	+$38	2013-11-12
California Public Employees Retirement System	INCREASED	285,799	217,699	+68,100	+31%	$1.8K	$2.4K	+$589	2013-11-12
LSV Asset Management	DECREASED	269,000	386,200	-117,200	-30%	$3.3K	$2.3K	-$976	2013-11-08
Teachers Insurance & Annuity Association of America	DECREASED	212,259	234,969	-22,710	-10%	$2.0K	$1.8K	-$181	2013-11-15
Allianz Asset Management GmbH	NEW	206,300	—	+206,300	—	—	$1.8K	—	2013-11-14
Alliancebernstein L.P.	INCREASED	206,211	199,592	+6,619	+3%	$1.7K	$1.8K	+$66	2013-11-14
Nationwide Fund Advisors	INCREASED	184,891	183,360	+1,531	+1%	$1.5K	$1.6K	+$22	2013-11-06
Parametric Portfolio Associates LLC	INCREASED	172,878	92,011	+80,867	+88%	$777	$1.5K	+$691	2013-10-18
California State Teachers Retirement System	INCREASED	159,901	154,821	+5,080	+3%	$1.3K	$1.4K	+$51	2013-11-18
Strs Ohio	DECREASED	158,400	159,600	-1,200	-1%	$1.3K	$1.3K	-$2	2013-10-24
CNA Financial Corp	UNCHANGED	154,081	154,081	0	0%	$1.3K	$1.3K	+$8	2013-11-15
Legal & General Group Plc	INCREASED	147,600	123,362	+24,238	+20%	$1.0K	$1.3K	+$212	2013-11-12
Gabelli & Co Investment Advisers, Inc.	INCREASED	136,100	74,400	+61,700	+83%	$628	$1.2K	+$527	2013-11-07
Rhumbline Advisers	INCREASED	135,197	134,493	+704	+1%	$1.1K	$1.1K	+$13	2013-11-05
Kennedy Capital Management LLC	DECREASED	135,006	332,357	-197,351	-59%	$2.8K	$1.1K	-$1.7K	2013-11-13
Charles Schwab Investment Management Inc	DECREASED	127,300	288,317	-161,017	-56%	$2.4K	$1.1K	-$1.4K	2013-11-14
First Manhattan Co. Llc.	UNCHANGED	122,400	122,400	0	0%	$1.0K	$1.0K	+$3	2013-10-29
Prudential Financial Inc	DECREASED	121,657	141,537	-19,880	-14%	$1.2K	$1.0K	-$162	2013-11-07
UBS Asset Management Americas LLC	DECREASED	116,046	125,146	-9,100	-7%	$1.1K	$985	-$71	2013-11-08
Independent Order of Foresters	DECREASED	113,486	196,486	-83,000	-42%	$1.7K	$962	-$696	2013-11-06
Guggenheim Capital LLC	NEW	113,480	—	+113,480	—	—	$963	—	2013-11-14
Concept Capital Markets, LLC	INCREASED	110,800	34,900	+75,900	+217%	$295	$941	+$646	2013-11-12
Stone Toro Investment Advisers, LP	UNCHANGED	110,500	110,500	0	0%	$933	$938	+$5	2013-11-12
ING Groep NV	NEW	100,000	—	+100,000	—	—	$849	—	2013-11-13
FIC Capital Inc	UNCHANGED	99,200	99,200	0	0%	$837	$842	+$5	2013-11-08
State Board of Administration of Florida Retirement System	DECREASED	85,212	92,582	-7,370	-8%	$781	$723	-$58	2013-11-06
UBS AG	DECREASED	81,321	108,404	-27,083	-25%	$915	$691	-$224	2013-11-13
Metropolitan Life Insurance Co	DECREASED	73,033	90,923	-17,890	-20%	$767	$620	-$147	2013-10-31
Public Employees Retirement System of Ohio	UNCHANGED	72,378	72,378	0	0%	$611	$614	+$3	2013-11-15
KCG Holdings, Inc.	NEW	66,602	—	+66,602	—	—	$565	—	2013-11-12
Swiss National Bank	DECREASED	66,600	69,900	-3,300	-5%	$590	$565	-$25	2013-10-29
Invesco Ltd.	DECREASED	66,526	587,166	-520,640	-89%	$5.0K	$565	-$4.4K	2013-11-13
Putnam Investments LLC	NEW	65,247	—	+65,247	—	—	$554	—	2013-11-14
Manufacturers Life Insurance Company, the	DECREASED	65,053	66,600	-1,547	-2%	$562	$552	-$10	2013-11-14
Advisors Asset Management, Inc.	INCREASED	64,671	45,350	+19,321	+43%	$383	$549	+$166	2013-11-15
American International Group, Inc.	DECREASED	59,555	61,071	-1,516	-2%	$515.4K	$505.6K	-$9.8K	2013-11-07
Voya Investment Management LLC	UNCHANGED	59,453	59,453	0	0%	$502	$505	+$3	2013-11-14
ProShare Advisors LLC	DECREASED	56,430	57,330	-900	-2%	$484	$479	-$5	2013-11-07
BlackRock Advisors LLC	INCREASED	55,387	54,076	+1,311	+2%	$456	$470	+$14	2013-11-12
BlackRock Inc.	INCREASED	55,338	49,437	+5,901	+12%	$417	$470	+$53	2013-11-12
Two Sigma Investments, LP	INCREASED	54,266	41,100	+13,166	+32%	$347	$461	+$114	2013-11-14
Orange Investment Advisors, Inc.	UNCHANGED	53,400	53,400	0	0%	$451	$453	+$2	2013-11-05
IndexIQ Advisors LLC	DECREASED	48,761	94,702	-45,941	-49%	$799	$414	-$385	2013-11-05
Managed Account Advisors LLC	INCREASED	46,350	27,799	+18,551	+67%	$235	$394	+$159	2013-11-05
Wolverine Asset Management LLC	DECREASED	45,019	57,900	-12,881	-22%	$488	$382	-$106	2013-11-13
Gateway Investment Advisers LLC	UNCHANGED	44,183	44,183	0	0%	$373	$375	+$2	2013-10-21
Two Sigma Advisers, LP	DECREASED	43,100	58,953	-15,853	-27%	$498	$366	-$132	2013-11-14
Cetera Advisor Networks LLC	DECREASED	40,850	41,997	-1,147	-3%	$354	$345	-$9	2013-12-03
Credit Agricole S A	INCREASED	39,936	20,929	+19,007	+91%	$0	$339	+$339	2013-11-13
Russell Frank Co/	DECREASED	39,780	178,203	-138,423	-78%	$1.5K	$338	-$1.2K	2013-10-29
Prelude Capital Management, LLC	INCREASED	39,100	9,600	+29,500	+307%	$81	$332	+$251	2013-11-14
BNP Paribas Financial Markets	DECREASED	38,549	47,108	-8,559	-18%	$397.6K	$327.3K	-$70.3K	2013-11-13
A.R.T. Advisors, LLC	UNCHANGED	34,988	34,988	0	0%	$295	$297	+$2	2013-11-14
Loews Corp	UNCHANGED	33,498	33,498	0	0%	$283	$284	+$1	2013-11-13
Wells Fargo & Company	DECREASED	32,773	108,498	-75,725	-70%	$916	$278	-$638	2013-11-13
American Financial Group Inc	UNCHANGED	31,880	31,880	0	0%	$269	$271	+$2	2013-11-14
1st Global Advisors, Inc.	INCREASED	29,093	28,081	+1,012	+4%	$237	$247	+$10	2013-10-15
Dynamic Technology Lab Private Ltd	NEW	28,572	—	+28,572	—	—	$243	—	2016-02-22
Oppenheimer & Co Inc	NEW	28,100	—	+28,100	—	—	$239	—	2013-11-01
AMP Capital Investors Ltd	INCREASED	27,990	10,490	+17,500	+167%	$89	$237	+$148	2013-11-14
Menta Capital LLC	INCREASED	27,103	15,600	+11,503	+74%	$132	$230	+$98	2013-11-05
Millennium Management LLC	DECREASED	24,586	75,000	-50,414	-67%	$633	$209	-$424	2013-11-14
SG Americas Securities, LLC	INCREASED	23,395	10,934	+12,461	+114%	$92	$199	+$107	2013-11-12
Goldman Sachs Group Inc	DECREASED	22,767	384,376	-361,609	-94%	$3.2K	$193	-$3.1K	2013-11-14
General Motors Investment Management Corp	UNCHANGED	21,571	21,571	0	0%	$182	$183	+$1	2013-10-29
Panagora Asset Management Inc	DECREASED	20,307	25,020	-4,713	-19%	$211	$172	-$39	2013-11-14
Macquarie Group LTD	DECREASED	20,000	36,290	-16,290	-45%	$306	$170	-$136	2013-11-14
Harvest Management LLC	UNCHANGED	20,000	20,000	0	0%	$169	$170	+$1	2013-11-12
KBC Group NV	UNCHANGED	17,991	17,991	0	0%	$152	$153	+$1	2013-11-06
Asset Management One Co., Ltd.	DECREASED	14,000	341,136	-327,136	-96%	$2.9K	$118	-$2.8K	2014-02-05
Neuberger Berman Group LLC	UNCHANGED	14,000	14,000	0	0%	$118	$119	+$1	2013-10-29
Comerica Bank	DECREASED	11,158	12,129	-971	-8%	$103	$95	-$8	2013-11-12
Teacher Retirement System of Texas	INCREASED	10,793	5,672	+5,121	+90%	$48	$92	+$44	2013-11-06
Gabelli Funds LLC	NEW	10,400	—	+10,400	—	—	$88	—	2013-11-07
Thrivent Financial for Lutherans	DECREASED	10,100	10,400	-300	-3%	$88	$86	-$2	2013-11-13
Bank of Montreal	UNCHANGED	4,207	4,207	0	0%	$36	$36	$0	2014-01-08
Shinko Asset Management Co., Ltd.	UNCHANGED	4,200	4,200	0	0%	$35	$36	+$1	2013-10-30
Tower Research Capital LLC (TRC)	DECREASED	1,999	6,000	-4,001	-67%	$51	$17	-$34	2013-11-06
Fifth Third Bancorp	NEW	1,000	—	+1,000	—	—	$8	—	2013-11-14
D.A. Davidson & Co.	UNCHANGED	751	751	0	0%	$6	$6	$0	2013-11-14
FNY Managed Accounts LLC	NEW	567	—	+567	—	—	$5	—	2013-11-06
Zurcher Kantonalbank (Zurich Cantonalbank)	UNCHANGED	303	303	0	0%	$3	$3	$0	2015-05-06
Envestnet Asset Management Inc	UNCHANGED	145	145	0	0%	$1	$1	$0	2013-11-12
Private Trust Co NA	UNCHANGED	73	73	0	0%	$1	$1	$0	2013-10-07
Citadel Advisors LLC	CLOSED	0	3,257,718	-3,257,718	-100%	$27.5K	$0	-$27.5K	2014-05-09
JET Capital Investors L P	CLOSED	0	2,417,529	-2,417,529	-100%	$20.4K	$0	-$20.4K	2013-11-13
Sculptor Capital LP	CLOSED	0	2,061,902	-2,061,902	-100%	$17.4K	$0	-$17.4K	2013-11-15
Federated Hermes, Inc.	CLOSED	0	1,091,285	-1,091,285	-100%	$9.2K	$0	-$9.2K	2013-11-07
Burren Capital Advisors Ltd	CLOSED	0	861,075	-861,075	-100%	$7.3K	$0	-$7.3K	2013-11-14
Principal Financial Group Inc	CLOSED	0	764,247	-764,247	-100%	$6.5K	$0	-$6.5K	2013-11-05
Hudson Bay Capital Management LP	CLOSED	0	700,000	-700,000	-100%	$5.9K	$0	-$5.9K	2013-11-13
Royal Bank of Canada	CLOSED	0	586,219	-586,219	-100%	$4.9K	$0	-$4.9K	2013-11-14
Edge Asset Management, Inc	CLOSED	0	569,876	-569,876	-100%	$4.8K	$0	-$4.8K	2013-11-06
Bank of America Corp	CLOSED	0	545,494	-545,494	-100%	$4.6K	$0	-$4.6K	2014-02-27
Glazer Capital, LLC	CLOSED	0	501,685	-501,685	-100%	$4.2K	$0	-$4.2K	2013-11-14
Levin Capital Strategies, L.P.	CLOSED	0	433,952	-433,952	-100%	$3.7K	$0	-$3.7K	2013-11-12
Gilman Hill Asset Management, LLC	CLOSED	0	307,850	-307,850	-100%	$2.6K	$0	-$2.6K	2013-10-16
Deprince Race & Zollo Inc	CLOSED	0	300,067	-300,067	-100%	$2.5K	$0	-$2.5K	2013-11-13
First Eagle Investment Management, LLC	CLOSED	0	242,484	-242,484	-100%	$2.0K	$0	-$2.0K	2013-11-13
First Trust Advisors LP	CLOSED	0	178,557	-178,557	-100%	$1.5K	$0	-$1.5K	2013-11-12
J. Goldman & Co LP	CLOSED	0	168,597	-168,597	-100%	$1.4K	$0	-$1.4K	2013-11-14
Walleye Trading LLC	CLOSED	0	131,053	-131,053	-100%	$1.1K	$0	-$1.1K	2013-11-14
First Allied Advisory Services, Inc.	CLOSED	0	59,091	-59,091	-100%	$498	$0	-$498	2013-11-07
Sumitomo Mitsui Trust Group, Inc.	CLOSED	0	55,607	-55,607	-100%	$469	$0	-$469	2013-11-07
Bard Associates Inc	CLOSED	0	55,360	-55,360	-100%	$467	$0	-$467	2013-11-12
Mckinley Capital Management LLC Ware	CLOSED	0	47,190	-47,190	-100%	$398	$0	-$398	2013-11-29
Martingale Asset Management L P	CLOSED	0	38,600	-38,600	-100%	$326	$0	-$326	2013-11-13
Nomura Asset Management Co LTD	CLOSED	0	27,300	-27,300	-100%	$230	$0	-$230	2013-11-13
Catalyst Capital Advisors LLC	CLOSED	0	25,000	-25,000	-100%	$211	$0	-$211	2013-11-14
LOS Angeles Capital Management LLC	CLOSED	0	21,700	-21,700	-100%	$183	$0	-$183	2013-10-31
Jefferies Group LLC	CLOSED	0	21,590	-21,590	-100%	$182	$0	-$182	2013-11-18
Sandell Asset Management Corp	CLOSED	0	19,198	-19,198	-100%	$162	$0	-$162	2013-11-13
Sumitomo Mitsui DS Asset Management Company, Ltd	CLOSED	0	18,300	-18,300	-100%	$154	$0	-$154	2013-10-16
Freestone Capital Holdings, LLC	CLOSED	0	16,552	-16,552	-100%	$140	$0	-$140	2013-11-14
Nomura Holdings Inc	CLOSED	0	13,359	-13,359	-100%	$112	$0	-$112	2013-11-14
BlackRock Japan Co. Ltd	CLOSED	0	8,422	-8,422	-100%	$71	$0	-$71	2013-11-12
Mitsubishi UFJ Asset Management Co., Ltd.	CLOSED	0	7,910	-7,910	-100%	$67	$0	-$67	2013-11-12
Matarin Capital Management, LLC	CLOSED	0	7,319	-7,319	-100%	$62	$0	-$62	2013-10-30
Daiwa Securities Group Inc.	CLOSED	0	2,400	-2,400	-100%	$20	$0	-$20	2013-11-14
HSBC Holdings PLC	CLOSED	0	1,751	-1,751	-100%	$15	$0	-$15	2013-11-14
Alexandria Capital, LLC	CLOSED	0	432	-432	-100%	$4	$0	-$4	2013-11-01
Irish Life Investment Managers Ltd.	N/A	—	7,328	-7,328	-100%	$61.8K	—	—	—

Showing 158 of 158 institutions