Cobalt International

Q4 2016 vs Q1 2017

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Hotchkis & Wiley Capital Management LLC

DECREASED

Shares61,586,428 from 62,763,433

Change-1,177,005 (-2%)

Value$32.9K (-$43.7K)

Filed 2017-05-12

First Reserve GP XI, Inc.

UNCHANGED

Shares36,552,041 from 36,552,041

Change0 (0%)

Value$19.5K (-$25.1K)

Filed 2017-05-15

Carlson Capital, L.P.

INCREASED

Shares35,547,171 from 28,673,514

Change+6,873,657 (+24%)

Value$19.0K (-$16.0K)

Filed 2017-05-15

Carlyle Group Inc.

UNCHANGED

Shares34,822,878 from 34,822,878

Change0 (0%)

Value$18.6K (-$23.9K)

Filed 2017-05-11

Riverstone Holdings LLC

UNCHANGED

Shares34,822,878 from 34,822,878

Change0 (0%)

Value$18.6K (-$23.9K)

Filed 2017-04-28

Wellington Management Group LLP

DECREASED

Shares34,064,245 from 38,981,215

Change-4,916,970 (-13%)

Value$18.2K (-$29.4K)

Filed 2017-05-11

Paulson & Co. Inc.

DECREASED

Shares30,944,127 from 31,111,327

Change-167,200 (-1%)

Value$16.5K (-$21.5K)

Filed 2017-05-15

Vanguard Group Inc

DECREASED

Shares27,557,488 from 27,800,348

Change-242,860 (-1%)

Value$14.7K (-$19.2K)

Filed 2017-05-12

BlackRock Inc.

INCREASED

Shares25,160,435 from 98,602

Change+25,061,833 (+25417%)

Value$13.4K (+$13.3K)

Filed 2017-05-12

Invesco Ltd.

INCREASED

Shares14,274,773 from 11,338,087

Change+2,936,686 (+26%)

Value$7.6K (-$6.2K)

Filed 2017-05-15

Capital International Investors

INCREASED

Shares8,109,262 from 8,076,017

Change+33,245 (+0%)

Value$4.3K (-$5.5K)

Filed 2017-05-15

State Street Corp

DECREASED

Shares7,231,838 from 11,766,438

Change-4,534,600 (-39%)

Value$3.9K (-$10.5K)

Filed 2017-05-15

Adage Capital Partners GP, L.L.C.

INCREASED

Shares6,829,393 from 5,929,393

Change+900,000 (+15%)

Value$3.6K (-$3.6K)

Filed 2017-05-15

Caisse de Depot ET Placement DU Quebec

UNCHANGED

Shares6,330,539 from 6,330,539

Change0 (0%)

Value$3.4K (-$4.3K)

Filed 2017-05-12

Ameriprise Financial Inc

INCREASED

Shares6,118,224 from 2,717,304

Change+3,400,920 (+125%)

Value$3.3K (-$50)

Filed 2017-05-05

Proxima Capital Management, LLC

INCREASED

Shares4,800,000 from 4,425,000

Change+375,000 (+8%)

Value$2.6K (-$2.8K)

Filed 2017-05-15

Prudential PLC

INCREASED

Shares4,573,831 from 4,175,533

Change+398,298 (+10%)

Value$2.4K (-$2.7K)

Filed 2017-05-15

Overland Advisors, LLC

UNCHANGED

Shares4,415,736 from 4,415,736

Change0 (0%)

Value$2.4K (-$3.0K)

Filed 2017-05-15

Northern Trust Corp

DECREASED

Shares4,385,361 from 4,560,853

Change-175,492 (-4%)

Value$2.3K (-$3.2K)

Filed 2017-05-12

FMR LLC

UNCHANGED

Shares3,991,800 from 3,991,800

Change0 (0%)

Value$2.1K (-$2.7K)

Filed 2017-05-11

Geode Capital Management, LLC

DECREASED

Shares2,691,240 from 2,835,072

Change-143,832 (-5%)

Value$1.4K (-$2.0K)

Filed 2017-06-21

Capital International Sarl

UNCHANGED

Shares2,657,107 from 2,657,107

Change0 (0%)

Value$1.4K (-$1.8K)

Filed 2017-05-15

Putnam Investments LLC

INCREASED

Shares2,495,799 from 1,978,047

Change+517,752 (+26%)

Value$1.3K (-$1.1K)

Filed 2017-05-15

Bank of New York Mellon Corp

INCREASED

Shares2,104,313 from 1,996,724

Change+107,589 (+5%)

Value$1.1K (-$1.3K)

Filed 2017-05-03

Citadel Advisors LLC

INCREASED

Shares2,006,266 from 585,842

Change+1,420,424 (+242%)

Value$1.1K (+$357)

Filed 2017-05-12

Capital International, Inc.

DECREASED

Shares1,789,155 from 1,851,955

Change-62,800 (-3%)

Value$954 (-$1.3K)

Filed 2017-05-15

Point72 Asset Management, L.P.

DECREASED

Shares1,750,000 from 2,693,041

Change-943,041 (-35%)

Value$933 (-$2.4K)

Filed 2017-05-15

Dimensional Fund Advisors LP

DECREASED

Shares1,749,322 from 1,867,898

Change-118,576 (-6%)

Value$933 (-$1.3K)

Filed 2017-05-12

Goldman Sachs Group Inc

INCREASED

Shares1,471,488 from 1,329,666

Change+141,822 (+11%)

Value$785 (-$837)

Filed 2017-05-18

JPMorgan Chase & Co

DECREASED

Shares1,444,309 from 1,516,164

Change-71,855 (-5%)

Value$770 (-$1.1K)

Filed 2017-05-10

DFT Energy LP

UNCHANGED

Shares1,372,000 from 1,372,000

Change0 (0%)

Value$732 (-$942)

Filed 2017-05-12

Capital Guardian Trust Co

DECREASED

Shares1,259,426 from 1,285,226

Change-25,800 (-2%)

Value$672 (-$896)

Filed 2017-05-15

California Public Employees Retirement System

INCREASED

Shares1,059,900 from 775,200

Change+284,700 (+37%)

Value$565 (-$381)

Filed 2017-05-11

Franklin Resources Inc

UNCHANGED

Shares1,014,270 from 1,014,270

Change0 (0%)

Value$541 (-$696)

Filed 2017-05-12

York Capital Management Global Advisors, LLC

DECREASED

Shares1,000,000 from 2,475,639

Change-1,475,639 (-60%)

Value$533 (-$2.5K)

Filed 2017-05-15

Symphony Asset Management LLC

DECREASED

Shares990,645 from 992,813

Change-2,168 (0%)

Value$528 (-$683)

Filed 2017-06-20

Charles Schwab Investment Management Inc

DECREASED

Shares931,502 from 996,887

Change-65,385 (-7%)

Value$497 (-$720)

Filed 2017-05-15

Morgan Stanley

DECREASED

Shares829,430 from 2,557,533

Change-1,728,103 (-68%)

Value$443 (-$2.7K)

Filed 2017-05-22

Nationwide Fund Advisors

DECREASED

Shares823,950 from 852,748

Change-28,798 (-3%)

Value$439 (-$601)

Filed 2017-04-21

California State Teachers Retirement System

DECREASED

Shares821,010 from 841,610

Change-20,600 (-2%)

Value$438 (-$589)

Filed 2017-05-12

Tiaa Cref Investment Management LLC

DECREASED

Shares802,776 from 842,530

Change-39,754 (-5%)

Value$428 (-$600)

Filed 2017-05-11

Deutsche Bank Ag\

INCREASED

Shares776,245 from 748,764

Change+27,481 (+4%)

Value$412 (-$499)

Filed 2017-05-15

Panagora Asset Management Inc

INCREASED

Shares730,553 from 25,100

Change+705,453 (+2811%)

Value$390 (+$359)

Filed 2017-05-15

Balyasny Asset Management L.P.

INCREASED

Shares655,000 from 505,000

Change+150,000 (+30%)

Value$349 (-$267)

Filed 2017-05-15

Parallax Volatility Advisers, L.P.

NEW

Shares610,935

Change+610,935

Value$326

Filed 2017-05-15

Barclays PLC

INCREASED

Shares581,637 from 39,599

Change+542,038 (+1369%)

Value$311 (+$262)

Filed 2017-05-15

Swiss National Bank

UNCHANGED

Shares554,075 from 554,075

Change0 (0%)

Value$296 (-$380)

Filed 2017-05-04

Teachers Advisors Inc

INCREASED

Shares474,568 from 452,246

Change+22,322 (+5%)

Value$253 (-$299)

Filed 2017-05-11

Rhumbline Advisers

INCREASED

Shares460,880 from 432,606

Change+28,274 (+7%)

Value$246 (-$282)

Filed 2017-05-02

Alliancebernstein L.P.

DECREASED

Shares456,330 from 506,130

Change-49,800 (-10%)

Value$243 (-$374)

Filed 2017-05-11

Wells Fargo & Company

INCREASED

Shares448,479 from 389,479

Change+59,000 (+15%)

Value$239 (-$236)

Filed 2017-04-28

UBS Asset Management Americas LLC

INCREASED

Shares447,590 from 341,463

Change+106,127 (+31%)

Value$238.7K (+$238.3K)

Filed 2017-05-04

Southpaw Asset Management LP

DECREASED

Shares389,101 from 2,834,581

Change-2,445,480 (-86%)

Value$208 (-$3.3K)

Filed 2017-05-15

New York State Common Retirement Fund

DECREASED

Shares385,401 from 535,400

Change-149,999 (-28%)

Value$206 (-$447)

Filed 2017-05-15

Manufacturers Life Insurance Company, the

INCREASED

Shares339,018 from 287,456

Change+51,562 (+18%)

Value$180 (-$170)

Filed 2017-05-15

Credit Suisse AG/

DECREASED

Shares324,216 from 399,947

Change-75,731 (-19%)

Value$173 (-$315)

Filed 2017-05-15

Susquehanna International Group, LLP

INCREASED

Shares309,700 from 26,554

Change+283,146 (+1066%)

Value$165 (+$133)

Filed 2017-05-15

Metropolitan Life Insurance Co

INCREASED

Shares303,916 from 300,415

Change+3,501 (+1%)

Value$162 (-$205)

Filed 2017-05-15

Bank of Montreal

INCREASED

Shares300,276 from 276

Change+300,000 (+108696%)

Value$160 (+$160)

Filed 2017-04-11

SG Americas Securities, LLC

NEW

Shares300,263

Change+300,263

Value$160

Filed 2017-05-10

Oslo Asset Management ASA

UNCHANGED

Shares300,000 from 300,000

Change0 (0%)

Value$159 (-$207)

Filed 2017-04-24

LOS Angeles Capital Management LLC

DECREASED

Shares293,767 from 335,687

Change-41,920 (-12%)

Value$157 (-$253)

Filed 2017-05-10

Berkley W R Corp

UNCHANGED

Shares275,404 from 275,404

Change0 (0%)

Value$147 (-$189)

Filed 2018-08-14

State Board of Administration of Florida Retirement System

UNCHANGED

Shares264,545 from 264,545

Change0 (0%)

Value$141 (-$182)

Filed 2017-05-02

American International Group, Inc.

INCREASED

Shares251,195 from 234,705

Change+16,490 (+7%)

Value$134 (-$152)

Filed 2017-05-10

Group One Trading LLC

DECREASED

Shares228,856 from 440,526

Change-211,670 (-48%)

Value$122 (-$415)

Filed 2017-05-10

KCG Holdings, Inc.

INCREASED

Shares228,718 from 55,168

Change+173,550 (+315%)

Value$122 (+$55)

Filed 2017-05-12

Federated Hermes, Inc.

INCREASED

Shares222,166 from 170,454

Change+51,712 (+30%)

Value$119 (-$89)

Filed 2017-05-12

Cubist Systematic Strategies, LLC

INCREASED

Shares221,397 from 10,239

Change+211,158 (+2062%)

Value$118 (+$106)

Filed 2017-05-15

Citigroup Inc

INCREASED

Shares209,135 from 117,785

Change+91,350 (+78%)

Value$112 (-$32)

Filed 2017-05-12

Commerzbank Aktiengesellschaft

DECREASED

Shares180,389 from 184,516

Change-4,127 (-2%)

Value$96 (-$129)

Filed 2017-05-01

Voya Investment Management LLC

UNCHANGED

Shares171,068 from 171,068

Change0 (0%)

Value$91 (-$118)

Filed 2017-05-15

Rockefeller Financial Services Inc

UNCHANGED

Shares152,595 from 152,595

Change0 (0%)

Value$81 (-$105)

Filed 2017-04-28

Texas Yale Capital Corp.

NEW

Shares150,000

Change+150,000

Value$80

Filed 2017-05-03

ArchPoint Investors

DECREASED

Shares137,125 from 157,125

Change-20,000 (-13%)

Value$73 (-$119)

Filed 2017-05-12

Aperio Group, LLC

DECREASED

Shares118,914 from 163,396

Change-44,482 (-27%)

Value$64 (-$136)

Filed 2019-04-22

Raymond James & Associates

INCREASED

Shares118,640 from 85,540

Change+33,100 (+39%)

Value$63 (-$41)

Filed 2017-05-15

Legal & General Group Plc

DECREASED

Shares108,350 from 111,545

Change-3,195 (-3%)

Value$59 (-$78)

Filed 2017-05-12

Bank of America Corp

INCREASED

Shares99,562 from 73,719

Change+25,843 (+35%)

Value$53 (-$37)

Filed 2017-05-15

Parametric Portfolio Associates LLC

DECREASED

Shares91,237 from 93,039

Change-1,802 (-2%)

Value$49 (-$65)

Filed 2017-05-08

Natixis

NEW

Shares84,421

Change+84,421

Value$45

Filed 2017-05-15

UBS Group AG

DECREASED

Shares83,816 from 105,643

Change-21,827 (-21%)

Value$45 (-$84)

Filed 2017-11-14

HighTower Advisors, LLC

UNCHANGED

Shares75,739 from 75,739

Change0 (0%)

Value$41 (-$49)

Filed 2017-05-16

D. E. Shaw & Co., Inc.

DECREASED

Shares62,815 from 565,740

Change-502,925 (-89%)

Value$34 (-$656)

Filed 2017-05-15

Ausdal Financial Partners, Inc.

INCREASED

Shares62,000 from 30,000

Change+32,000 (+107%)

Value$33 (-$4)

Filed 2017-08-11

Virginia Retirement Systems ET Al

INCREASED

Shares61,264 from 53,000

Change+8,264 (+16%)

Value$33 (-$32)

Filed 2017-05-08

First Manhattan Co. Llc.

INCREASED

Shares55,200 from 55,000

Change+200 (+0%)

Value$29 (-$38)

Filed 2017-04-25

Compagnie Lombard Odier SCmA

UNCHANGED

Shares53,560 from 53,560

Change0 (0%)

Value$29 (-$36)

Filed 2017-05-15

Amalgamated Bank

DECREASED

Shares51,107 from 51,201

Change-94 (0%)

Value$27 (-$35)

Filed 2017-05-12

Connor, Clark & Lunn Investment Management Ltd.

DECREASED

Shares50,600 from 54,400

Change-3,800 (-7%)

Value$27 (-$39)

Filed 2017-05-15

Prescott Group Capital Management, L.L.C.

NEW

Shares50,000

Change+50,000

Value$27

Filed 2017-05-01

Tower Research Capital LLC (TRC)

DECREASED

Shares48,308 from 49,203

Change-895 (-2%)

Value$26 (-$35)

Filed 2017-05-19

ProShare Advisors LLC

DECREASED

Shares46,978 from 68,613

Change-21,635 (-32%)

Value$25 (-$59)

Filed 2017-05-15

Royal Bank of Canada

DECREASED

Shares39,055 from 58,755

Change-19,700 (-34%)

Value$21 (-$50)

Filed 2017-05-15

Canada Life Assurance Co

UNCHANGED

Shares37,259 from 37,259

Change0 (0%)

Value$20 (-$26)

Filed 2017-05-01

Essex Investment Management Co LLC

UNCHANGED

Shares33,851 from 33,851

Change0 (0%)

Value$18 (-$23)

Filed 2017-04-27

Ameritas Investment Partners, Inc.

UNCHANGED

Shares31,800 from 31,800

Change0 (0%)

Value$17 (-$22)

Filed 2017-05-09

Jane Street Group, LLC

NEW

Shares30,571

Change+30,571

Value$16

Filed 2017-05-15

Pioneer Investment Management Inc

UNCHANGED

Shares26,662 from 26,662

Change0 (0%)

Value$14 (-$19)

Filed 2017-05-08

Prudential Financial Inc

UNCHANGED

Shares26,119 from 26,119

Change0 (0%)

Value$14 (-$18)

Filed 2017-05-10

Cowen Group, Inc.

NEW

Shares25,000

Change+25,000

Value$13

Filed 2017-05-12

Salient Capital Advisors, LLC

UNCHANGED

Shares25,000 from 25,000

Change0 (0%)

Value$13 (-$18)

Filed 2017-05-11

Wexford Capital LP

NEW

Shares23,700

Change+23,700

Value$13

Filed 2017-05-12

Teacher Retirement System of Texas

UNCHANGED

Shares23,102 from 23,102

Change0 (0%)

Value$12 (-$16)

Filed 2017-05-12

First Personal Financial Services

UNCHANGED

Shares22,517 from 22,517

Change0 (0%)

Value$12 (-$15)

Filed 2017-05-05

Wolverine Trading, LLC

INCREASED

Shares20,942 from 10,780

Change+10,162 (+94%)

Value$12 (-$1)

Filed 2017-05-15

NatWest Group plc

NEW

Shares20,502

Change+20,502

Value$11

Filed 2017-05-12

Nuveen Asset Management, LLC

DECREASED

Shares20,242 from 25,547

Change-5,305 (-21%)

Value$11 (-$20)

Filed 2017-06-27

Paloma Partners Management Co

NEW

Shares20,193

Change+20,193

Value$11

Filed 2017-05-15

Gofen & Glossberg LLC

INCREASED

Shares20,150 from 10,150

Change+10,000 (+99%)

Value$11 (-$1)

Filed 2017-05-11

Nine Chapters Capital Management LLC

NEW

Shares20,000

Change+20,000

Value$11

Filed 2017-05-08

Palisade Capital Management, LP

UNCHANGED

Shares18,250 from 18,250

Change0 (0%)

Value$10 (-$12)

Filed 2017-04-19

Profund Advisors LLC

DECREASED

Shares16,933 from 18,998

Change-2,065 (-11%)

Value$9 (-$14)

Filed 2017-04-25

Rothschild Investment Corp

UNCHANGED

Shares14,520 from 14,520

Change0 (0%)

Value$8 (-$10)

Filed 2017-04-20

Comerica Bank

UNCHANGED

Shares14,433 from 14,433

Change0 (0%)

Value$6 (-$11)

Filed 2017-05-03

CIBC Asset Management Inc

UNCHANGED

Shares14,241 from 14,241

Change0 (0%)

Value$8 (-$9)

Filed 2017-05-15

United Capital Financial Advisors, LLC

NEW

Shares13,600

Change+13,600

Value$7

Filed 2017-05-12

Guggenheim Capital LLC

DECREASED

Shares13,587 from 14,236

Change-649 (-5%)

Value$7 (-$10)

Filed 2017-05-15

Lombard Odier Asset Management (Europe) Ltd

UNCHANGED

Shares13,548 from 13,548

Change0 (0%)

Value$7 (-$10)

Filed 2017-05-15

World Asset Management Inc

UNCHANGED

Shares12,008 from 12,008

Change0 (0%)

Value$6 (-$9)

Filed 2017-05-04

Colorado Capital Management, Inc.

UNCHANGED

Shares11,500 from 11,500

Change0 (0%)

Value$6 (-$8)

Filed 2017-04-18

Zurcher Kantonalbank (Zurich Cantonalbank)

UNCHANGED

Shares10,767 from 10,767

Change0 (0%)

Value$6 (-$7)

Filed 2017-05-04

Oppenheimer Funds Inc

NEW

Shares10,569

Change+10,569

Value$6

Filed 2017-05-11

Prelude Capital Management, LLC

NEW

Shares10,100

Change+10,100

Value$5

Filed 2017-05-15

JFS Wealth Advisors, LLC

UNCHANGED

Shares10,000 from 10,000

Change0 (0%)

Value$12 ($0)

Filed 2017-04-24

Iowa State Bank

UNCHANGED

Shares10,000 from 10,000

Change0 (0%)

Value$5 (-$7)

Filed 2017-04-17

BNP Paribas Financial Markets

DECREASED

Shares9,073 from 35,315

Change-26,242 (-74%)

Value$4.8K (-$38.3K)

Filed 2017-05-03

Cutler Group LP

DECREASED

Shares8,847 from 84,347

Change-75,500 (-90%)

Value$4 (-$98)

Filed 2017-04-11

Itau Unibanco Holding S.A.

NEW

Shares5,482

Change+5,482

Value$3

Filed 2017-05-15

IFP Advisors, Inc

UNCHANGED

Shares5,250 from 5,250

Change0 (0%)

Value$3 (-$3)

Filed 2019-06-03

Meeder Asset Management Inc

NEW

Shares3,883

Change+3,883

Value$2

Filed 2017-05-12

Ladenburg Thalmann Financial Services Inc

UNCHANGED

Shares3,000 from 3,000

Change0 (0%)

Value$2 (-$2)

Filed 2017-05-15

US Bancorp \de\

NEW

Shares2,000

Change+2,000

Value$1

Filed 2017-05-03

Oakworth Capital, Inc.

UNCHANGED

Shares1,200 from 1,200

Change0 (0%)

Value$1 (-$1)

Filed 2017-04-26

PNC Financial Services Group, Inc.

UNCHANGED

Shares1,093 from 1,093

Change0 (0%)

Value$1 ($0)

Filed 2017-05-12

Advisor Group, Inc.

UNCHANGED

Shares1,000 from 1,000

Change0 (0%)

Value$1 ($0)

Filed 2017-11-02

Creative Planning

UNCHANGED

Shares100 from 100

Change0 (0%)

Value$0 ($0)

Filed 2017-04-07

Simplex Trading, LLC

NEW

Shares63

Change+63

Value$0

Filed 2017-04-21

Canada Pension Plan Investment Board

UNCHANGED

Shares10 from 10

Change0 (0%)

Value$0 ($0)

Filed 2018-01-31

Aristeia Capital, L.L.C.

CLOSED

Shares0 from 5,625,346

Change-5,625,346 (-100%)

Value$0 (-$6.9K)

Filed 2017-05-15

Quantitative Investment Management, LLC

CLOSED

Shares0 from 2,100,900

Change-2,100,900 (-100%)

Value$0 (-$2.6K)

Filed 2017-05-08

Eton Park Capital Management, L.P.

CLOSED

Shares0 from 1,974,008

Change-1,974,008 (-100%)

Value$0 (-$2.4K)

Filed 2017-05-15

Janus Capital Management LLC

CLOSED

Shares0 from 1,912,281

Change-1,912,281 (-100%)

Value$0 (-$2.3K)

Filed 2017-05-16

Pomelo Capital LLC

CLOSED

Shares0 from 1,267,100

Change-1,267,100 (-100%)

Value$0 (-$1.5K)

Filed 2017-05-15

Hourglass Capital, LLC

CLOSED

Shares0 from 1,132,500

Change-1,132,500 (-100%)

Value$0 (-$1.4K)

Filed 2017-05-04

MacKenzie Financial Corp

CLOSED

Shares0 from 1,000,000

Change-1,000,000 (-100%)

Value$0 (-$1.2K)

Filed 2017-05-25

Millennium Management LLC

CLOSED

Shares0 from 590,049

Change-590,049 (-100%)

Value$0 (-$720)

Filed 2017-05-15

Retirement Systems of Alabama

CLOSED

Shares0 from 588,800

Change-588,800 (-100%)

Value$0 (-$718)

Filed 2017-04-21

Squarepoint Ops LLC

CLOSED

Shares0 from 223,271

Change-223,271 (-100%)

Value$0 (-$272)

Filed 2017-05-15

Schroder Investment Management Group

CLOSED

Shares0 from 180,100

Change-180,100 (-100%)

Value$0 (-$220)

Filed 2017-05-18

A.R.T. Advisors, LLC

CLOSED

Shares0 from 149,041

Change-149,041 (-100%)

Value$0 (-$181)

Filed 2017-05-15

Pine River Capital Management L.P.

CLOSED

Shares0 from 97,595

Change-97,595 (-100%)

Value$0 (-$119)

Filed 2017-11-14

Public Employees Retirement Association of Colorado

CLOSED

Shares0 from 79,688

Change-79,688 (-100%)

Value$0 (-$97)

Filed 2017-05-02

Marshall Wace, LLP

CLOSED

Shares0 from 78,185

Change-78,185 (-100%)

Value$0 (-$95)

Filed 2017-05-12

HSBC Holdings PLC

CLOSED

Shares0 from 70,304

Change-70,304 (-100%)

Value$0 (-$86)

Filed 2017-05-15

Capstone Investment Advisors, LLC

CLOSED

Shares0 from 28,872

Change-28,872 (-100%)

Value$0 (-$35)

Filed 2017-05-15

QCM Cayman, Ltd.

CLOSED

Shares0 from 24,429

Change-24,429 (-100%)

Value$0 (-$30)

Filed 2017-05-15

IndexIQ Advisors LLC

CLOSED

Shares0 from 14,165

Change-14,165 (-100%)

Value$0 (-$17)

Filed 2017-05-02

Dynamic Technology Lab Private Ltd

CLOSED

Shares0 from 11,676

Change-11,676 (-100%)

Value$0 (-$14)

Filed 2017-05-11

Peak6 Investments, L.P.

CLOSED

Shares0 from 5,587

Change-5,587 (-100%)

Value$0 (-$7)

Filed 2017-05-15

Norges Bank

N/A

Shares— from 1,547,482

Change-1,547,482 (-100%)

Value—

Filed 2018-05-11

BlackRock Fund Advisors

N/A

Shares— from 12,739,759

Change-12,739,759 (-100%)

Value—

BlackRock Institutional Trust Company, N.A.

N/A

Shares— from 10,061,041

Change-10,061,041 (-100%)

Value—

BlackRock Investment Management, LLC

N/A

Shares— from 1,644,580

Change-1,644,580 (-100%)

Value—

EverPoint Asset Management, LLC

N/A

Shares— from 750,000

Change-750,000 (-100%)

Value—

BlackRock Group LTD

N/A

Shares— from 214,297

Change-214,297 (-100%)

Value—

BlackRock Advisors LLC

N/A

Shares— from 199,365

Change-199,365 (-100%)

Value—

	Status
Hotchkis & Wiley Capital Management LLC	DECREASED	61,586,428	62,763,433	-1,177,005	-2%	$76.6K	$32.9K	-$43.7K	2017-05-12
First Reserve GP XI, Inc.	UNCHANGED	36,552,041	36,552,041	0	0%	$44.6K	$19.5K	-$25.1K	2017-05-15
Carlson Capital, L.P.	INCREASED	35,547,171	28,673,514	+6,873,657	+24%	$35.0K	$19.0K	-$16.0K	2017-05-15
Carlyle Group Inc.	UNCHANGED	34,822,878	34,822,878	0	0%	$42.5K	$18.6K	-$23.9K	2017-05-11
Riverstone Holdings LLC	UNCHANGED	34,822,878	34,822,878	0	0%	$42.5K	$18.6K	-$23.9K	2017-04-28
Wellington Management Group LLP	DECREASED	34,064,245	38,981,215	-4,916,970	-13%	$47.6K	$18.2K	-$29.4K	2017-05-11
Paulson & Co. Inc.	DECREASED	30,944,127	31,111,327	-167,200	-1%	$38.0K	$16.5K	-$21.5K	2017-05-15
Vanguard Group Inc	DECREASED	27,557,488	27,800,348	-242,860	-1%	$33.9K	$14.7K	-$19.2K	2017-05-12
BlackRock Inc.	INCREASED	25,160,435	98,602	+25,061,833	+25417%	$120	$13.4K	+$13.3K	2017-05-12
Invesco Ltd.	INCREASED	14,274,773	11,338,087	+2,936,686	+26%	$13.8K	$7.6K	-$6.2K	2017-05-15
Capital International Investors	INCREASED	8,109,262	8,076,017	+33,245	+0%	$9.9K	$4.3K	-$5.5K	2017-05-15
State Street Corp	DECREASED	7,231,838	11,766,438	-4,534,600	-39%	$14.4K	$3.9K	-$10.5K	2017-05-15
Adage Capital Partners GP, L.L.C.	INCREASED	6,829,393	5,929,393	+900,000	+15%	$7.2K	$3.6K	-$3.6K	2017-05-15
Caisse de Depot ET Placement DU Quebec	UNCHANGED	6,330,539	6,330,539	0	0%	$7.7K	$3.4K	-$4.3K	2017-05-12
Ameriprise Financial Inc	INCREASED	6,118,224	2,717,304	+3,400,920	+125%	$3.3K	$3.3K	-$50	2017-05-05
Proxima Capital Management, LLC	INCREASED	4,800,000	4,425,000	+375,000	+8%	$5.4K	$2.6K	-$2.8K	2017-05-15
Prudential PLC	INCREASED	4,573,831	4,175,533	+398,298	+10%	$5.1K	$2.4K	-$2.7K	2017-05-15
Overland Advisors, LLC	UNCHANGED	4,415,736	4,415,736	0	0%	$5.4K	$2.4K	-$3.0K	2017-05-15
Northern Trust Corp	DECREASED	4,385,361	4,560,853	-175,492	-4%	$5.6K	$2.3K	-$3.2K	2017-05-12
FMR LLC	UNCHANGED	3,991,800	3,991,800	0	0%	$4.9K	$2.1K	-$2.7K	2017-05-11
Geode Capital Management, LLC	DECREASED	2,691,240	2,835,072	-143,832	-5%	$3.5K	$1.4K	-$2.0K	2017-06-21
Capital International Sarl	UNCHANGED	2,657,107	2,657,107	0	0%	$3.2K	$1.4K	-$1.8K	2017-05-15
Putnam Investments LLC	INCREASED	2,495,799	1,978,047	+517,752	+26%	$2.4K	$1.3K	-$1.1K	2017-05-15
Bank of New York Mellon Corp	INCREASED	2,104,313	1,996,724	+107,589	+5%	$2.4K	$1.1K	-$1.3K	2017-05-03
Citadel Advisors LLC	INCREASED	2,006,266	585,842	+1,420,424	+242%	$714	$1.1K	+$357	2017-05-12
Capital International, Inc.	DECREASED	1,789,155	1,851,955	-62,800	-3%	$2.3K	$954	-$1.3K	2017-05-15
Point72 Asset Management, L.P.	DECREASED	1,750,000	2,693,041	-943,041	-35%	$3.3K	$933	-$2.4K	2017-05-15
Dimensional Fund Advisors LP	DECREASED	1,749,322	1,867,898	-118,576	-6%	$2.3K	$933	-$1.3K	2017-05-12
Goldman Sachs Group Inc	INCREASED	1,471,488	1,329,666	+141,822	+11%	$1.6K	$785	-$837	2017-05-18
JPMorgan Chase & Co	DECREASED	1,444,309	1,516,164	-71,855	-5%	$1.8K	$770	-$1.1K	2017-05-10
DFT Energy LP	UNCHANGED	1,372,000	1,372,000	0	0%	$1.7K	$732	-$942	2017-05-12
Capital Guardian Trust Co	DECREASED	1,259,426	1,285,226	-25,800	-2%	$1.6K	$672	-$896	2017-05-15
California Public Employees Retirement System	INCREASED	1,059,900	775,200	+284,700	+37%	$946	$565	-$381	2017-05-11
Franklin Resources Inc	UNCHANGED	1,014,270	1,014,270	0	0%	$1.2K	$541	-$696	2017-05-12
York Capital Management Global Advisors, LLC	DECREASED	1,000,000	2,475,639	-1,475,639	-60%	$3.0K	$533	-$2.5K	2017-05-15
Symphony Asset Management LLC	DECREASED	990,645	992,813	-2,168	0%	$1.2K	$528	-$683	2017-06-20
Charles Schwab Investment Management Inc	DECREASED	931,502	996,887	-65,385	-7%	$1.2K	$497	-$720	2017-05-15
Morgan Stanley	DECREASED	829,430	2,557,533	-1,728,103	-68%	$3.1K	$443	-$2.7K	2017-05-22
Nationwide Fund Advisors	DECREASED	823,950	852,748	-28,798	-3%	$1.0K	$439	-$601	2017-04-21
California State Teachers Retirement System	DECREASED	821,010	841,610	-20,600	-2%	$1.0K	$438	-$589	2017-05-12
Tiaa Cref Investment Management LLC	DECREASED	802,776	842,530	-39,754	-5%	$1.0K	$428	-$600	2017-05-11
Deutsche Bank Ag\	INCREASED	776,245	748,764	+27,481	+4%	$911	$412	-$499	2017-05-15
Panagora Asset Management Inc	INCREASED	730,553	25,100	+705,453	+2811%	$31	$390	+$359	2017-05-15
Balyasny Asset Management L.P.	INCREASED	655,000	505,000	+150,000	+30%	$616	$349	-$267	2017-05-15
Parallax Volatility Advisers, L.P.	NEW	610,935	—	+610,935	—	—	$326	—	2017-05-15
Barclays PLC	INCREASED	581,637	39,599	+542,038	+1369%	$49	$311	+$262	2017-05-15
Swiss National Bank	UNCHANGED	554,075	554,075	0	0%	$676	$296	-$380	2017-05-04
Teachers Advisors Inc	INCREASED	474,568	452,246	+22,322	+5%	$552	$253	-$299	2017-05-11
Rhumbline Advisers	INCREASED	460,880	432,606	+28,274	+7%	$528	$246	-$282	2017-05-02
Alliancebernstein L.P.	DECREASED	456,330	506,130	-49,800	-10%	$617	$243	-$374	2017-05-11
Wells Fargo & Company	INCREASED	448,479	389,479	+59,000	+15%	$475	$239	-$236	2017-04-28
UBS Asset Management Americas LLC	INCREASED	447,590	341,463	+106,127	+31%	$416	$238.7K	+$238.3K	2017-05-04
Southpaw Asset Management LP	DECREASED	389,101	2,834,581	-2,445,480	-86%	$3.5K	$208	-$3.3K	2017-05-15
New York State Common Retirement Fund	DECREASED	385,401	535,400	-149,999	-28%	$653	$206	-$447	2017-05-15
Manufacturers Life Insurance Company, the	INCREASED	339,018	287,456	+51,562	+18%	$350	$180	-$170	2017-05-15
Credit Suisse AG/	DECREASED	324,216	399,947	-75,731	-19%	$488	$173	-$315	2017-05-15
Susquehanna International Group, LLP	INCREASED	309,700	26,554	+283,146	+1066%	$32	$165	+$133	2017-05-15
Metropolitan Life Insurance Co	INCREASED	303,916	300,415	+3,501	+1%	$367	$162	-$205	2017-05-15
Bank of Montreal	INCREASED	300,276	276	+300,000	+108696%	$0	$160	+$160	2017-04-11
SG Americas Securities, LLC	NEW	300,263	—	+300,263	—	—	$160	—	2017-05-10
Oslo Asset Management ASA	UNCHANGED	300,000	300,000	0	0%	$366	$159	-$207	2017-04-24
LOS Angeles Capital Management LLC	DECREASED	293,767	335,687	-41,920	-12%	$410	$157	-$253	2017-05-10
Berkley W R Corp	UNCHANGED	275,404	275,404	0	0%	$336	$147	-$189	2018-08-14
State Board of Administration of Florida Retirement System	UNCHANGED	264,545	264,545	0	0%	$323	$141	-$182	2017-05-02
American International Group, Inc.	INCREASED	251,195	234,705	+16,490	+7%	$286	$134	-$152	2017-05-10
Group One Trading LLC	DECREASED	228,856	440,526	-211,670	-48%	$537	$122	-$415	2017-05-10
KCG Holdings, Inc.	INCREASED	228,718	55,168	+173,550	+315%	$67	$122	+$55	2017-05-12
Federated Hermes, Inc.	INCREASED	222,166	170,454	+51,712	+30%	$208	$119	-$89	2017-05-12
Cubist Systematic Strategies, LLC	INCREASED	221,397	10,239	+211,158	+2062%	$12	$118	+$106	2017-05-15
Citigroup Inc	INCREASED	209,135	117,785	+91,350	+78%	$144	$112	-$32	2017-05-12
Commerzbank Aktiengesellschaft	DECREASED	180,389	184,516	-4,127	-2%	$225	$96	-$129	2017-05-01
Voya Investment Management LLC	UNCHANGED	171,068	171,068	0	0%	$209	$91	-$118	2017-05-15
Rockefeller Financial Services Inc	UNCHANGED	152,595	152,595	0	0%	$186	$81	-$105	2017-04-28
Texas Yale Capital Corp.	NEW	150,000	—	+150,000	—	—	$80	—	2017-05-03
ArchPoint Investors	DECREASED	137,125	157,125	-20,000	-13%	$192	$73	-$119	2017-05-12
Aperio Group, LLC	DECREASED	118,914	163,396	-44,482	-27%	$200	$64	-$136	2019-04-22
Raymond James & Associates	INCREASED	118,640	85,540	+33,100	+39%	$104	$63	-$41	2017-05-15
Legal & General Group Plc	DECREASED	108,350	111,545	-3,195	-3%	$137	$59	-$78	2017-05-12
Bank of America Corp	INCREASED	99,562	73,719	+25,843	+35%	$90	$53	-$37	2017-05-15
Parametric Portfolio Associates LLC	DECREASED	91,237	93,039	-1,802	-2%	$114	$49	-$65	2017-05-08
Natixis	NEW	84,421	—	+84,421	—	—	$45	—	2017-05-15
UBS Group AG	DECREASED	83,816	105,643	-21,827	-21%	$129	$45	-$84	2017-11-14
HighTower Advisors, LLC	UNCHANGED	75,739	75,739	0	0%	$90	$41	-$49	2017-05-16
D. E. Shaw & Co., Inc.	DECREASED	62,815	565,740	-502,925	-89%	$690	$34	-$656	2017-05-15
Ausdal Financial Partners, Inc.	INCREASED	62,000	30,000	+32,000	+107%	$37	$33	-$4	2017-08-11
Virginia Retirement Systems ET Al	INCREASED	61,264	53,000	+8,264	+16%	$65	$33	-$32	2017-05-08
First Manhattan Co. Llc.	INCREASED	55,200	55,000	+200	+0%	$67	$29	-$38	2017-04-25
Compagnie Lombard Odier SCmA	UNCHANGED	53,560	53,560	0	0%	$65	$29	-$36	2017-05-15
Amalgamated Bank	DECREASED	51,107	51,201	-94	0%	$62	$27	-$35	2017-05-12
Connor, Clark & Lunn Investment Management Ltd.	DECREASED	50,600	54,400	-3,800	-7%	$66	$27	-$39	2017-05-15
Prescott Group Capital Management, L.L.C.	NEW	50,000	—	+50,000	—	—	$27	—	2017-05-01
Tower Research Capital LLC (TRC)	DECREASED	48,308	49,203	-895	-2%	$61	$26	-$35	2017-05-19
ProShare Advisors LLC	DECREASED	46,978	68,613	-21,635	-32%	$84	$25	-$59	2017-05-15
Royal Bank of Canada	DECREASED	39,055	58,755	-19,700	-34%	$71	$21	-$50	2017-05-15
Canada Life Assurance Co	UNCHANGED	37,259	37,259	0	0%	$46	$20	-$26	2017-05-01
Essex Investment Management Co LLC	UNCHANGED	33,851	33,851	0	0%	$41	$18	-$23	2017-04-27
Ameritas Investment Partners, Inc.	UNCHANGED	31,800	31,800	0	0%	$39	$17	-$22	2017-05-09
Jane Street Group, LLC	NEW	30,571	—	+30,571	—	—	$16	—	2017-05-15
Pioneer Investment Management Inc	UNCHANGED	26,662	26,662	0	0%	$33	$14	-$19	2017-05-08
Prudential Financial Inc	UNCHANGED	26,119	26,119	0	0%	$32	$14	-$18	2017-05-10
Cowen Group, Inc.	NEW	25,000	—	+25,000	—	—	$13	—	2017-05-12
Salient Capital Advisors, LLC	UNCHANGED	25,000	25,000	0	0%	$31	$13	-$18	2017-05-11
Wexford Capital LP	NEW	23,700	—	+23,700	—	—	$13	—	2017-05-12
Teacher Retirement System of Texas	UNCHANGED	23,102	23,102	0	0%	$28	$12	-$16	2017-05-12
First Personal Financial Services	UNCHANGED	22,517	22,517	0	0%	$27	$12	-$15	2017-05-05
Wolverine Trading, LLC	INCREASED	20,942	10,780	+10,162	+94%	$13	$12	-$1	2017-05-15
NatWest Group plc	NEW	20,502	—	+20,502	—	—	$11	—	2017-05-12
Nuveen Asset Management, LLC	DECREASED	20,242	25,547	-5,305	-21%	$31	$11	-$20	2017-06-27
Paloma Partners Management Co	NEW	20,193	—	+20,193	—	—	$11	—	2017-05-15
Gofen & Glossberg LLC	INCREASED	20,150	10,150	+10,000	+99%	$12	$11	-$1	2017-05-11
Nine Chapters Capital Management LLC	NEW	20,000	—	+20,000	—	—	$11	—	2017-05-08
Palisade Capital Management, LP	UNCHANGED	18,250	18,250	0	0%	$22	$10	-$12	2017-04-19
Profund Advisors LLC	DECREASED	16,933	18,998	-2,065	-11%	$23	$9	-$14	2017-04-25
Rothschild Investment Corp	UNCHANGED	14,520	14,520	0	0%	$18	$8	-$10	2017-04-20
Comerica Bank	UNCHANGED	14,433	14,433	0	0%	$17	$6	-$11	2017-05-03
CIBC Asset Management Inc	UNCHANGED	14,241	14,241	0	0%	$17	$8	-$9	2017-05-15
United Capital Financial Advisors, LLC	NEW	13,600	—	+13,600	—	—	$7	—	2017-05-12
Guggenheim Capital LLC	DECREASED	13,587	14,236	-649	-5%	$17	$7	-$10	2017-05-15
Lombard Odier Asset Management (Europe) Ltd	UNCHANGED	13,548	13,548	0	0%	$17	$7	-$10	2017-05-15
World Asset Management Inc	UNCHANGED	12,008	12,008	0	0%	$15	$6	-$9	2017-05-04
Colorado Capital Management, Inc.	UNCHANGED	11,500	11,500	0	0%	$14	$6	-$8	2017-04-18
Zurcher Kantonalbank (Zurich Cantonalbank)	UNCHANGED	10,767	10,767	0	0%	$13	$6	-$7	2017-05-04
Oppenheimer Funds Inc	NEW	10,569	—	+10,569	—	—	$6	—	2017-05-11
Prelude Capital Management, LLC	NEW	10,100	—	+10,100	—	—	$5	—	2017-05-15
JFS Wealth Advisors, LLC	UNCHANGED	10,000	10,000	0	0%	$12	$12	$0	2017-04-24
Iowa State Bank	UNCHANGED	10,000	10,000	0	0%	$12	$5	-$7	2017-04-17
BNP Paribas Financial Markets	DECREASED	9,073	35,315	-26,242	-74%	$43.1K	$4.8K	-$38.3K	2017-05-03
Cutler Group LP	DECREASED	8,847	84,347	-75,500	-90%	$102	$4	-$98	2017-04-11
Itau Unibanco Holding S.A.	NEW	5,482	—	+5,482	—	—	$3	—	2017-05-15
IFP Advisors, Inc	UNCHANGED	5,250	5,250	0	0%	$6	$3	-$3	2019-06-03
Meeder Asset Management Inc	NEW	3,883	—	+3,883	—	—	$2	—	2017-05-12
Ladenburg Thalmann Financial Services Inc	UNCHANGED	3,000	3,000	0	0%	$4	$2	-$2	2017-05-15
US Bancorp \de\	NEW	2,000	—	+2,000	—	—	$1	—	2017-05-03
Oakworth Capital, Inc.	UNCHANGED	1,200	1,200	0	0%	$2	$1	-$1	2017-04-26
PNC Financial Services Group, Inc.	UNCHANGED	1,093	1,093	0	0%	$1	$1	$0	2017-05-12
Advisor Group, Inc.	UNCHANGED	1,000	1,000	0	0%	$1	$1	$0	2017-11-02
Creative Planning	UNCHANGED	100	100	0	0%	$0	$0	$0	2017-04-07
Simplex Trading, LLC	NEW	63	—	+63	—	—	$0	—	2017-04-21
Canada Pension Plan Investment Board	UNCHANGED	10	10	0	0%	$0	$0	$0	2018-01-31
Aristeia Capital, L.L.C.	CLOSED	0	5,625,346	-5,625,346	-100%	$6.9K	$0	-$6.9K	2017-05-15
Quantitative Investment Management, LLC	CLOSED	0	2,100,900	-2,100,900	-100%	$2.6K	$0	-$2.6K	2017-05-08
Eton Park Capital Management, L.P.	CLOSED	0	1,974,008	-1,974,008	-100%	$2.4K	$0	-$2.4K	2017-05-15
Janus Capital Management LLC	CLOSED	0	1,912,281	-1,912,281	-100%	$2.3K	$0	-$2.3K	2017-05-16
Pomelo Capital LLC	CLOSED	0	1,267,100	-1,267,100	-100%	$1.5K	$0	-$1.5K	2017-05-15
Hourglass Capital, LLC	CLOSED	0	1,132,500	-1,132,500	-100%	$1.4K	$0	-$1.4K	2017-05-04
MacKenzie Financial Corp	CLOSED	0	1,000,000	-1,000,000	-100%	$1.2K	$0	-$1.2K	2017-05-25
Millennium Management LLC	CLOSED	0	590,049	-590,049	-100%	$720	$0	-$720	2017-05-15
Retirement Systems of Alabama	CLOSED	0	588,800	-588,800	-100%	$718	$0	-$718	2017-04-21
Squarepoint Ops LLC	CLOSED	0	223,271	-223,271	-100%	$272	$0	-$272	2017-05-15
Schroder Investment Management Group	CLOSED	0	180,100	-180,100	-100%	$220	$0	-$220	2017-05-18
A.R.T. Advisors, LLC	CLOSED	0	149,041	-149,041	-100%	$181	$0	-$181	2017-05-15
Pine River Capital Management L.P.	CLOSED	0	97,595	-97,595	-100%	$119	$0	-$119	2017-11-14
Public Employees Retirement Association of Colorado	CLOSED	0	79,688	-79,688	-100%	$97	$0	-$97	2017-05-02
Marshall Wace, LLP	CLOSED	0	78,185	-78,185	-100%	$95	$0	-$95	2017-05-12
HSBC Holdings PLC	CLOSED	0	70,304	-70,304	-100%	$86	$0	-$86	2017-05-15
Capstone Investment Advisors, LLC	CLOSED	0	28,872	-28,872	-100%	$35	$0	-$35	2017-05-15
QCM Cayman, Ltd.	CLOSED	0	24,429	-24,429	-100%	$30	$0	-$30	2017-05-15
IndexIQ Advisors LLC	CLOSED	0	14,165	-14,165	-100%	$17	$0	-$17	2017-05-02
Dynamic Technology Lab Private Ltd	CLOSED	0	11,676	-11,676	-100%	$14	$0	-$14	2017-05-11
Peak6 Investments, L.P.	CLOSED	0	5,587	-5,587	-100%	$7	$0	-$7	2017-05-15
Norges Bank	N/A	—	1,547,482	-1,547,482	-100%	$1.9K	—	—	2018-05-11
BlackRock Fund Advisors	N/A	—	12,739,759	-12,739,759	-100%	$15.5K	—	—	—
BlackRock Institutional Trust Company, N.A.	N/A	—	10,061,041	-10,061,041	-100%	$12.3K	—	—	—
BlackRock Investment Management, LLC	N/A	—	1,644,580	-1,644,580	-100%	$2.0K	—	—	—
EverPoint Asset Management, LLC	N/A	—	750,000	-750,000	-100%	$915	—	—	—
BlackRock Group LTD	N/A	—	214,297	-214,297	-100%	$262	—	—	—
BlackRock Advisors LLC	N/A	—	199,365	-199,365	-100%	$243	—	—	—

Showing 167 of 167 institutions