Cvent Inc

Q2 2016 vs Q3 2016

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Water Island Capital LLC

DECREASED

Shares1,981,111 from 2,129,186

Change-148,075 (-7%)

Value$62.8K (-$13.2K)

Filed 2016-11-17

AQR Arbitrage LLC

INCREASED

Shares1,851,619 from 1,452,324

Change+399,295 (+27%)

Value$58.7K (+$6.8K)

Filed 2016-11-14

Insight Holdings Group, LLC

UNCHANGED

Shares1,837,118 from 1,837,118

Change0 (0%)

Value$58.3K (-$7.4K)

Filed 2016-10-07

Vanguard Group Inc

INCREASED

Shares1,653,178 from 1,617,199

Change+35,979 (+2%)

Value$52.4K (-$5.3K)

Filed 2016-11-14

Price T Rowe Associates Inc

DECREASED

Shares1,486,424 from 1,518,124

Change-31,700 (-2%)

Value$47.1K (-$7.1K)

Filed 2016-11-17

Gardner Lewis Asset Management L P

INCREASED

Shares907,954 from 570,304

Change+337,650 (+59%)

Value$28.8K (+$8.4K)

Filed 2016-11-14

Contour Asset Management LLC

NEW

Shares852,261

Change+852,261

Value$27.0K

Filed 2016-11-14

Sandell Asset Management Corp

INCREASED

Shares777,781 from 776,400

Change+1,381 (+0%)

Value$24.7K (-$3.1K)

Filed 2016-11-14

BlackRock Fund Advisors

INCREASED

Shares770,908 from 720,520

Change+50,388 (+7%)

Value$24.4K (-$1.3K)

Filed 2016-11-08

Deutsche Bank Ag\

INCREASED

Shares696,025 from 574,105

Change+121,920 (+21%)

Value$22.1K (+$1.6K)

Filed 2016-11-14

BlackRock Institutional Trust Company, N.A.

INCREASED

Shares676,158 from 642,175

Change+33,983 (+5%)

Value$21.4K (-$1.5K)

Filed 2016-11-08

Morgan Stanley

INCREASED

Shares659,593 from 380,034

Change+279,559 (+74%)

Value$20.9K (+$7.3K)

Filed 2016-11-10

Gabelli Funds LLC

INCREASED

Shares626,160 from 590,684

Change+35,476 (+6%)

Value$19.9K (-$1.2K)

Filed 2016-11-14

Indaba Capital Management, L.P.

NEW

Shares588,377

Change+588,377

Value$18.7K

Filed 2016-11-14

Marshall Wace, LLP

INCREASED

Shares505,948 from 9,480

Change+496,468 (+5237%)

Value$16.0K (+$15.7K)

Filed 2016-11-10

Sand Grove Capital Management LLP

INCREASED

Shares495,402 from 481,890

Change+13,512 (+3%)

Value$15.6K (-$1.6K)

Filed 2016-11-14

State Street Corp

INCREASED

Shares492,563 from 491,084

Change+1,479 (+0%)

Value$15.6K (-$1.9K)

Filed 2017-01-13

Ameriprise Financial Inc

INCREASED

Shares476,844 from 229,317

Change+247,527 (+108%)

Value$15.1K (+$6.9K)

Filed 2016-11-08

Gabelli & Co Investment Advisers, Inc.

INCREASED

Shares461,892 from 363,320

Change+98,572 (+27%)

Value$14.6K (+$1.7K)

Filed 2016-11-14

Oxford Asset Management LLP

UNCHANGED

Shares450,000 from 450,000

Change0 (0%)

Value$14.3K (-$1.8K)

Filed 2017-11-16

Goldman Sachs Group Inc

DECREASED

Shares436,553 from 582,963

Change-146,410 (-25%)

Value$13.8K (-$7.0K)

Filed 2016-11-14

FMR LLC

INCREASED

Shares417,300 from 220,200

Change+197,100 (+90%)

Value$13.2K (+$5.4K)

Filed 2016-11-14

JPMorgan Chase & Co

DECREASED

Shares386,486 from 586,067

Change-199,581 (-34%)

Value$12.3K (-$8.7K)

Filed 2016-11-04

Commonwealth of Pennsylvania Public School Empls Retrmt SYS

INCREASED

Shares377,803 from 347,222

Change+30,581 (+9%)

Value$12.0K (-$423)

Filed 2016-11-09

Northern Trust Corp

DECREASED

Shares351,901 from 411,261

Change-59,360 (-14%)

Value$11.2K (-$3.5K)

Filed 2016-11-10

Alberta Investment Management Corp

INCREASED

Shares290,000 from 165,000

Change+125,000 (+76%)

Value$9.2K (+$3.3K)

Filed 2016-11-02

Overland Advisors, LLC

NEW

Shares262,221

Change+262,221

Value$8.3K

Filed 2016-11-14

D. E. Shaw & Co., Inc.

INCREASED

Shares239,592 from 36,624

Change+202,968 (+554%)

Value$7.6K (+$6.3K)

Filed 2016-11-14

Potrero Capital Research LLC

NEW

Shares220,469

Change+220,469

Value$7.0K

Filed 2016-11-14

Polar Asset Management Partners Inc.

INCREASED

Shares220,000 from 40,000

Change+180,000 (+450%)

Value$7.0K (+$5.5K)

Filed 2016-11-14

Gamco Investors, Inc. ET AL

INCREASED

Shares215,550 from 211,150

Change+4,400 (+2%)

Value$6.8K (-$707)

Filed 2016-11-14

Alpine Global Management, LLC

INCREASED

Shares193,406 from 86,115

Change+107,291 (+125%)

Value$6.1K (+$3.1K)

Filed 2016-11-17

Credit Suisse AG/

INCREASED

Shares181,773 from 133,957

Change+47,816 (+36%)

Value$5.8K (+$979)

Filed 2016-12-28

Geode Capital Management, LLC

INCREASED

Shares180,421 from 162,706

Change+17,715 (+11%)

Value$5.7K (-$91)

Filed 2016-11-10

Susquehanna International Group, LLP

DECREASED

Shares158,615 from 186,990

Change-28,375 (-15%)

Value$5.0K (-$1.6K)

Filed 2016-11-14

Longfellow Investment Management Co LLC

UNCHANGED

Shares125,000 from 125,000

Change0 (0%)

Value$4.0K (-$501)

Filed 2016-10-21

Omers Administration Corp

INCREASED

Shares120,500 from 97,100

Change+23,400 (+24%)

Value$3.8K (+$353)

Filed 2016-11-14

Cutler Group LP

DECREASED

Shares118,967 from 145,542

Change-26,575 (-18%)

Value$3.8K (-$1.4K)

Filed 2016-10-11

Peak6 Investments, L.P.

INCREASED

Shares117,611 from 35,097

Change+82,514 (+235%)

Value$3.7K (+$2.5K)

Filed 2016-11-14

Wolverine Asset Management LLC

DECREASED

Shares115,990 from 183,833

Change-67,843 (-37%)

Value$3.7K (-$2.9K)

Filed 2016-11-14

BlackRock Investment Management, LLC

INCREASED

Shares114,032 from 112,320

Change+1,712 (+2%)

Value$3.6K (-$396)

Filed 2016-11-08

Tiaa Cref Investment Management LLC

DECREASED

Shares110,282 from 111,095

Change-813 (-1%)

Value$3.5K (-$471)

Filed 2016-11-08

Bank of New York Mellon Corp

DECREASED

Shares109,934 from 122,411

Change-12,477 (-10%)

Value$3.5K (-$886)

Filed 2016-11-03

First New York Securities LLC

INCREASED

Shares109,000 from 38,269

Change+70,731 (+185%)

Value$3.5M (+$2.1M)

Filed 2016-10-18

Wellington Management Group LLP

NEW

Shares99,724

Change+99,724

Value$3.2K

Filed 2016-11-14

Charles Schwab Investment Management Inc

INCREASED

Shares87,997 from 84,167

Change+3,830 (+5%)

Value$2.8K (-$216)

Filed 2016-11-14

Ontario Teachers Pension Plan Board

INCREASED

Shares85,000 from 46,600

Change+38,400 (+82%)

Value$2.7K (+$1.0K)

Filed 2016-11-14

Burren Capital Advisors Ltd

NEW

Shares84,940

Change+84,940

Value$2.7K

Filed 2016-11-14

State of Wisconsin Investment Board

INCREASED

Shares84,200 from 54,200

Change+30,000 (+55%)

Value$2.7K (+$734)

Filed 2016-10-31

Ancora Advisors LLCA

NEW

Shares83,200

Change+83,200

Value$2.6K

Filed 2016-11-14

Prelude Capital Management, LLC

DECREASED

Shares83,096 from 99,053

Change-15,957 (-16%)

Value$2.6K (-$903)

Filed 2016-11-14

SG Americas Securities, LLC

DECREASED

Shares81,683 from 664,365

Change-582,682 (-88%)

Value$2.6K (-$21.1K)

Filed 2017-02-08

Lyon Street Capital, LLC

NEW

Shares75,000

Change+75,000

Value$2.4K

Filed 2016-11-14

IndexIQ Advisors LLC

DECREASED

Shares65,151 from 76,531

Change-11,380 (-15%)

Value$2.1K (-$668)

Filed 2016-11-04

California State Teachers Retirement System

INCREASED

Shares63,820 from 63,220

Change+600 (+1%)

Value$2.0K (-$234)

Filed 2016-11-09

Kellner Capital, LLC

INCREASED

Shares60,700 from 37,200

Change+23,500 (+63%)

Value$1.9K (+$596)

Filed 2016-11-09

Panagora Asset Management Inc

INCREASED

Shares59,767 from 31,826

Change+27,941 (+88%)

Value$1.9K (+$758)

Filed 2016-11-14

Simplex Trading, LLC

DECREASED

Shares57,103 from 73,166

Change-16,063 (-22%)

Value$1.8K (-$803)

Filed 2016-10-07

Alliancebernstein L.P.

UNCHANGED

Shares56,750 from 56,750

Change0 (0%)

Value$1.8K (-$227)

Filed 2016-11-10

Teachers Advisors Inc

INCREASED

Shares52,710 from 48,600

Change+4,110 (+8%)

Value$1.7K (-$65)

Filed 2016-11-08

Swiss National Bank

DECREASED

Shares52,500 from 54,200

Change-1,700 (-3%)

Value$1.7K (-$271)

Filed 2016-11-07

Barclays PLC

DECREASED

Shares45,394 from 68,998

Change-23,604 (-34%)

Value$1.4K (-$1.0K)

Filed 2016-11-14

BlackRock Advisors LLC

INCREASED

Shares42,768 from 39,817

Change+2,951 (+7%)

Value$1.4K (-$66)

Filed 2016-11-08

State Board of Administration of Florida Retirement System

DECREASED

Shares39,446 from 42,291

Change-2,845 (-7%)

Value$1.3K (-$260)

Filed 2016-11-14

Opera Trading Capital

DECREASED

Shares36,235 from 47,235

Change-11,000 (-23%)

Value$1.1K (-$538)

Filed 2016-11-14

Walleye Trading LLC

DECREASED

Shares34,905 from 88,110

Change-53,205 (-60%)

Value$1.1K (-$2.0K)

Filed 2016-11-14

LMR Partners LLP

UNCHANGED

Shares34,000 from 34,000

Change0 (0%)

Value$1.1K (-$136)

Filed 2016-11-04

Citigroup Inc

DECREASED

Shares32,651 from 40,679

Change-8,028 (-20%)

Value$1.0K (-$417)

Filed 2016-11-10

Equitec Proprietary Markets, LLC

INCREASED

Shares32,400 from 24,000

Change+8,400 (+35%)

Value$1.0K (+$170)

Filed 2016-10-24

New York State Common Retirement Fund

INCREASED

Shares31,200 from 22,700

Change+8,500 (+37%)

Value$989 (+$178)

Filed 2016-11-08

Rhumbline Advisers

INCREASED

Shares31,106 from 29,077

Change+2,029 (+7%)

Value$986 (-$53)

Filed 2016-11-08

FNY Managed Accounts LLC

DECREASED

Shares30,000 from 112,543

Change-82,543 (-73%)

Value$951.3K (-$3.1M)

Filed 2016-10-18

Parallax Volatility Advisers, L.P.

NEW

Shares29,722

Change+29,722

Value$942

Filed 2016-11-14

Strs Ohio

INCREASED

Shares27,000 from 25,400

Change+1,600 (+6%)

Value$856 (-$51)

Filed 2016-10-27

California Public Employees Retirement System

DECREASED

Shares25,300 from 26,000

Change-700 (-3%)

Value$802 (-$127)

Filed 2016-10-25

Metropolitan Life Insurance Co

UNCHANGED

Shares21,871 from 21,871

Change0 (0%)

Value$694 (-$87)

Filed 2016-11-15

Oppenheimer Funds Inc

UNCHANGED

Shares21,340 from 21,340

Change0 (0%)

Value$677 (-$85)

Filed 2016-11-14

Kassirer Asset Management Corp

DECREASED

Shares21,062 from 190,162

Change-169,100 (-89%)

Value$668 (-$6.1K)

Filed 2016-10-20

Manufacturers Life Insurance Company, the

INCREASED

Shares20,704 from 20,660

Change+44 (+0%)

Value$656 (-$82)

Filed 2016-11-14

Nationwide Fund Advisors

UNCHANGED

Shares19,786 from 19,786

Change0 (0%)

Value$627 (-$80)

Filed 2016-10-20

BlackRock Group LTD

INCREASED

Shares18,422 from 16,807

Change+1,615 (+10%)

Value$584 (-$16)

Filed 2016-11-08

TD Asset Management Inc

UNCHANGED

Shares17,710 from 17,710

Change0 (0%)

Value$562 (-$71)

Filed 2016-11-02

Group One Trading LLC

INCREASED

Shares17,668 from 2,000

Change+15,668 (+783%)

Value$560 (+$489)

Filed 2016-11-14

HighTower Advisors, LLC

NEW

Shares17,550

Change+17,550

Value$557

Filed 2016-11-14

American International Group, Inc.

INCREASED

Shares17,382 from 17,356

Change+26 (+0%)

Value$551.2K (-$68.8K)

Filed 2016-11-09

UBS Asset Management Americas LLC

UNCHANGED

Shares17,000 from 17,000

Change0 (0%)

Value$539 (-$68)

Filed 2016-11-04

Guggenheim Capital LLC

DECREASED

Shares16,440 from 16,721

Change-281 (-2%)

Value$521 (-$76)

Filed 2016-11-15

Creative Planning

INCREASED

Shares14,500 from 20

Change+14,480 (+72400%)

Value$460 (+$459)

Filed 2016-10-12

Fairfax Financial Holdings LTD/ CAN

UNCHANGED

Shares14,500 from 14,500

Change0 (0%)

Value$460 (-$58)

Filed 2016-11-10

S. Muoio & Co. LLC

DECREASED

Shares14,083 from 74,083

Change-60,000 (-81%)

Value$447 (-$2.2K)

Filed 2016-11-14

Princeton Alpha Management LP

NEW

Shares13,575

Change+13,575

Value$430

Filed 2016-11-10

Aperio Group, LLC

DECREASED

Shares12,684 from 43,800

Change-31,116 (-71%)

Value$402 (-$1.2K)

Filed 2019-04-12

Voya Investment Management LLC

UNCHANGED

Shares12,041 from 12,041

Change0 (0%)

Value$382 (-$48)

Filed 2016-11-14

Jasper Ridge Partners, L.P.

UNCHANGED

Shares11,077 from 11,077

Change0 (0%)

Value$351 (-$45)

Filed 2016-11-14

Jefferies Group LLC

NEW

Shares10,564

Change+10,564

Value$335

Filed 2016-11-14

Wells Fargo & Company

UNCHANGED

Shares10,204 from 10,204

Change0 (0%)

Value$324 (-$40)

Filed 2016-10-31

Telemetry Investments, L.L.C.

UNCHANGED

Shares9,900 from 9,900

Change0 (0%)

Value$314 (-$40)

Filed 2016-11-14

Compagnie Lombard Odier SCmA

UNCHANGED

Shares9,000 from 9,000

Change0 (0%)

Value$285 (-$36)

Filed 2016-11-14

Diversified Investment Strategies, LLC

NEW

Shares8,525

Change+8,525

Value$270

Filed 2016-11-10

Parametric Portfolio Associates LLC

DECREASED

Shares8,203 from 11,893

Change-3,690 (-31%)

Value$260 (-$165)

Filed 2016-11-14

Principal Financial Group Inc

NEW

Shares7,774

Change+7,774

Value$247

Filed 2016-12-01

FOX RUN Management, L.L.C.

NEW

Shares7,700

Change+7,700

Value$244

Filed 2016-10-12

Brown Advisory Inc

DECREASED

Shares7,340 from 7,980

Change-640 (-8%)

Value$233 (-$52)

Filed 2016-11-14

Wolverine Trading, LLC

DECREASED

Shares7,172 from 12,068

Change-4,896 (-41%)

Value$225 (-$206)

Filed 2016-11-14

US Bancorp \de\

DECREASED

Shares6,950 from 42,423

Change-35,473 (-84%)

Value$220 (-$1.3K)

Filed 2016-11-04

Public Employees Retirement System of Ohio

UNCHANGED

Shares6,900 from 6,900

Change0 (0%)

Value$219 (-$27)

Filed 2016-11-18

Bank of America Corp

DECREASED

Shares6,086 from 137,972

Change-131,886 (-96%)

Value$193 (-$4.7K)

Filed 2016-11-14

Pacad Investment Ltd.

DECREASED

Shares5,233 from 11,533

Change-6,300 (-55%)

Value$166 (-$246)

Filed 2016-11-14

BlackRock Inc.

INCREASED

Shares4,772 from 2,335

Change+2,437 (+104%)

Value$152 (+$69)

Filed 2016-11-08

Bokf, NA

NEW

Shares4,454

Change+4,454

Value$141

Filed 2016-11-10

Legal & General Group Plc

DECREASED

Shares4,288 from 4,456

Change-168 (-4%)

Value$135 (-$24)

Filed 2016-10-12

Canada Life Assurance Co

UNCHANGED

Shares4,053 from 4,053

Change0 (0%)

Value$128 (-$16)

Filed 2016-10-27

BNP Paribas Financial Markets

DECREASED

Shares2,321 from 25,506

Change-23,185 (-91%)

Value$73.6K (-$837.5K)

Filed 2016-10-05

Zurcher Kantonalbank (Zurich Cantonalbank)

UNCHANGED

Shares1,875 from 1,875

Change0 (0%)

Value$59 (-$8)

Filed 2016-11-14

Glazer Capital, LLC

NEW

Shares800

Change+800

Value$25

Filed 2016-11-14

Tower Research Capital LLC (TRC)

DECREASED

Shares600 from 1,853

Change-1,253 (-68%)

Value$19 (-$47)

Filed 2016-11-08

Royal Bank of Canada

DECREASED

Shares536 from 14,641

Change-14,105 (-96%)

Value$17 (-$506)

Filed 2016-11-14

BlackRock Japan Co. Ltd

INCREASED

Shares468 from 316

Change+152 (+48%)

Value$15 (+$4)

Filed 2016-11-08

Acrospire Investment Management LLC

INCREASED

Shares418 from 218

Change+200 (+92%)

Value$13 (+$5)

Filed 2016-11-10

D.A. Davidson & Co.

DECREASED

Shares229 from 5,528

Change-5,299 (-96%)

Value$7 (-$189)

Filed 2016-11-18

UBS Group AG

DECREASED

Shares106 from 500

Change-394 (-79%)

Value$3 (-$15)

Filed 2016-11-14

MetLife Securities, Inc

DECREASED

Shares71 from 86

Change-15 (-17%)

Value$2 (-$1)

Filed 2016-10-13

FineMark National Bank & Trust

DECREASED

Shares43 from 3,055

Change-3,012 (-99%)

Value$1 (-$108)

Filed 2016-11-10

Advisor Group, Inc.

DECREASED

Shares18 from 1,638

Change-1,620 (-99%)

Value$1 (-$57)

Filed 2017-11-02

Federated Hermes, Inc.

UNCHANGED

Shares4 from 4

Change0 (0%)

Value$1 ($0)

Filed 2016-11-10

Alpine Associates Management Inc.

CLOSED

Shares0 from 1,329,344

Change-1,329,344 (-100%)

Value$0 (-$47.5K)

Filed 2016-11-10

Riverbridge Partners LLC

CLOSED

Shares0 from 793,083

Change-793,083 (-100%)

Value$0 (-$28.3K)

Filed 2016-10-24

Oconnor, A Distinct Business Unit of UBS Asset Management Americas (LLC)

CLOSED

Shares0 from 608,450

Change-608,450 (-100%)

Value$0 (-$21.7M)

Filed 2017-11-14

Governors Lane LP

CLOSED

Shares0 from 540,000

Change-540,000 (-100%)

Value$0 (-$19.3K)

Filed 2016-11-14

Omni Partners LLP

CLOSED

Shares0 from 200,000

Change-200,000 (-100%)

Value$0 (-$7.1K)

Filed 2016-11-14

K2 Principal Fund, L.P.

CLOSED

Shares0 from 122,836

Change-122,836 (-100%)

Value$0 (-$4.4K)

Filed 2016-11-15

Envestnet Asset Management Inc

CLOSED

Shares0 from 97,842

Change-97,842 (-100%)

Value$0 (-$3.5K)

Filed 2016-11-14

Banco BTG Pactual S.A.

CLOSED

Shares0 from 97,449

Change-97,449 (-100%)

Value$0 (-$3.5K)

Filed 2016-11-14

Havens Advisors LLC

CLOSED

Shares0 from 53,900

Change-53,900 (-100%)

Value$0 (-$1.9K)

Filed 2016-10-13

Citadel Advisors LLC

CLOSED

Shares0 from 34,318

Change-34,318 (-100%)

Value$0 (-$1.2K)

Filed 2017-01-31

Dupont Capital Management Corp

CLOSED

Shares0 from 17,100

Change-17,100 (-100%)

Value$0 (-$611)

Filed 2016-11-01

GLG Partners LP

CLOSED

Shares0 from 15,700

Change-15,700 (-100%)

Value$0 (-$561)

Filed 2016-11-14

Stifel Financial Corp

CLOSED

Shares0 from 14,632

Change-14,632 (-100%)

Value$0 (-$523)

Filed 2016-11-15

TFS Capital LLC

CLOSED

Shares0 from 13,592

Change-13,592 (-100%)

Value$0 (-$486)

Filed 2016-11-10

Gotham Asset Management, LLC

CLOSED

Shares0 from 12,419

Change-12,419 (-100%)

Value$0 (-$444)

Filed 2016-11-14

Paloma Partners Management Co

CLOSED

Shares0 from 12,001

Change-12,001 (-100%)

Value$0 (-$429)

Filed 2016-11-14

Millennium Management LLC

CLOSED

Shares0 from 11,118

Change-11,118 (-100%)

Value$0 (-$397)

Filed 2016-11-14

Sciencast Management LP

CLOSED

Shares0 from 10,275

Change-10,275 (-100%)

Value$0 (-$367)

Filed 2016-11-14

BlueCrest Capital Management Ltd

CLOSED

Shares0 from 7,929

Change-7,929 (-100%)

Value$0 (-$283)

Filed 2016-11-14

Analytic Investors, LLC

CLOSED

Shares0 from 7,074

Change-7,074 (-100%)

Value$0 (-$253)

Filed 2016-11-14

Prudential Financial Inc

CLOSED

Shares0 from 6,300

Change-6,300 (-100%)

Value$0 (-$225)

Filed 2016-11-04

FDx Advisors, Inc.

CLOSED

Shares0 from 5,932

Change-5,932 (-100%)

Value$0 (-$212)

Filed 2016-11-14

Teacher Retirement System of Texas

CLOSED

Shares0 from 4,430

Change-4,430 (-100%)

Value$0 (-$158)

Filed 2016-11-04

Sphinx Trading, LP

CLOSED

Shares0 from 4,000

Change-4,000 (-100%)

Value$0 (-$143)

Filed 2016-10-24

Bank of Montreal

CLOSED

Shares0 from 3,496

Change-3,496 (-100%)

Value$0 (-$125)

Filed 2016-10-19

Huntington National Bank

CLOSED

Shares0 from 3,202

Change-3,202 (-100%)

Value$0 (-$114)

Filed 2016-10-31

Parkside Financial Bank & Trust

CLOSED

Shares0 from 2,259

Change-2,259 (-100%)

Value$0 (-$81)

Filed 2016-11-10

Integrated Investment Consultants, LLC

CLOSED

Shares0 from 1,520

Change-1,520 (-100%)

Value$0 (-$54)

Filed 2016-10-14

Fifth Third Bancorp

CLOSED

Shares0 from 1,458

Change-1,458 (-100%)

Value$0 (-$52)

Filed 2016-11-10

Tompkins Financial Corp

CLOSED

Shares0 from 605

Change-605 (-100%)

Value$0 (-$22)

Filed 2016-10-13

WealthTrust-Arizona, LLC

CLOSED

Shares0 from 357

Change-357 (-100%)

Value$0 (-$13)

Filed 2016-10-21

Carroll Financial Associates, Inc.

CLOSED

Shares0 from 281

Change-281 (-100%)

Value$0 (-$10)

Filed 2016-10-11

Quadrant Capital Group LLC

CLOSED

Shares0 from 177

Change-177 (-100%)

Value$0 (-$6)

Filed 2016-10-25

Glenmede Trust Co NA

CLOSED

Shares0 from 176

Change-176 (-100%)

Value$0 (-$6)

Filed 2016-11-14

FTB Advisors, Inc.

CLOSED

Shares0 from 169

Change-169 (-100%)

Value$0 (-$6)

Filed 2016-10-28

PNC Financial Services Group, Inc.

CLOSED

Shares0 from 147

Change-147 (-100%)

Value$0 (-$5)

Filed 2016-11-04

Northwestern Mutual Wealth Management Co

CLOSED

Shares0 from 111

Change-111 (-100%)

Value$0 (-$4)

Filed 2017-02-23

Ladenburg Thalmann Financial Services Inc

CLOSED

Shares0 from 53

Change-53 (-100%)

Value$0 (-$2)

Filed 2016-11-14

MCF Advisors LLC

CLOSED

Shares0 from 42

Change-42 (-100%)

Value$0 (-$2)

Filed 2016-11-10

Societe Generale

N/A

Shares— from 664,365

Change-664,365 (-100%)

Value—

First Trust Capital Management L.P.

N/A

Shares— from 322,434

Change-322,434 (-100%)

Value—

	Status
Water Island Capital LLC	DECREASED	1,981,111	2,129,186	-148,075	-7%	$76.1K	$62.8K	-$13.2K	2016-11-17
AQR Arbitrage LLC	INCREASED	1,851,619	1,452,324	+399,295	+27%	$51.9K	$58.7K	+$6.8K	2016-11-14
Insight Holdings Group, LLC	UNCHANGED	1,837,118	1,837,118	0	0%	$65.6K	$58.3K	-$7.4K	2016-10-07
Vanguard Group Inc	INCREASED	1,653,178	1,617,199	+35,979	+2%	$57.8K	$52.4K	-$5.3K	2016-11-14
Price T Rowe Associates Inc	DECREASED	1,486,424	1,518,124	-31,700	-2%	$54.2K	$47.1K	-$7.1K	2016-11-17
Gardner Lewis Asset Management L P	INCREASED	907,954	570,304	+337,650	+59%	$20.4K	$28.8K	+$8.4K	2016-11-14
Contour Asset Management LLC	NEW	852,261	—	+852,261	—	—	$27.0K	—	2016-11-14
Sandell Asset Management Corp	INCREASED	777,781	776,400	+1,381	+0%	$27.7K	$24.7K	-$3.1K	2016-11-14
BlackRock Fund Advisors	INCREASED	770,908	720,520	+50,388	+7%	$25.7K	$24.4K	-$1.3K	2016-11-08
Deutsche Bank Ag\	INCREASED	696,025	574,105	+121,920	+21%	$20.5K	$22.1K	+$1.6K	2016-11-14
BlackRock Institutional Trust Company, N.A.	INCREASED	676,158	642,175	+33,983	+5%	$22.9K	$21.4K	-$1.5K	2016-11-08
Morgan Stanley	INCREASED	659,593	380,034	+279,559	+74%	$13.6K	$20.9K	+$7.3K	2016-11-10
Gabelli Funds LLC	INCREASED	626,160	590,684	+35,476	+6%	$21.1K	$19.9K	-$1.2K	2016-11-14
Indaba Capital Management, L.P.	NEW	588,377	—	+588,377	—	—	$18.7K	—	2016-11-14
Marshall Wace, LLP	INCREASED	505,948	9,480	+496,468	+5237%	$339	$16.0K	+$15.7K	2016-11-10
Sand Grove Capital Management LLP	INCREASED	495,402	481,890	+13,512	+3%	$17.2K	$15.6K	-$1.6K	2016-11-14
State Street Corp	INCREASED	492,563	491,084	+1,479	+0%	$17.5K	$15.6K	-$1.9K	2017-01-13
Ameriprise Financial Inc	INCREASED	476,844	229,317	+247,527	+108%	$8.2K	$15.1K	+$6.9K	2016-11-08
Gabelli & Co Investment Advisers, Inc.	INCREASED	461,892	363,320	+98,572	+27%	$13.0K	$14.6K	+$1.7K	2016-11-14
Oxford Asset Management LLP	UNCHANGED	450,000	450,000	0	0%	$16.1K	$14.3K	-$1.8K	2017-11-16
Goldman Sachs Group Inc	DECREASED	436,553	582,963	-146,410	-25%	$20.8K	$13.8K	-$7.0K	2016-11-14
FMR LLC	INCREASED	417,300	220,200	+197,100	+90%	$7.9K	$13.2K	+$5.4K	2016-11-14
JPMorgan Chase & Co	DECREASED	386,486	586,067	-199,581	-34%	$20.9K	$12.3K	-$8.7K	2016-11-04
Commonwealth of Pennsylvania Public School Empls Retrmt SYS	INCREASED	377,803	347,222	+30,581	+9%	$12.4K	$12.0K	-$423	2016-11-09
Northern Trust Corp	DECREASED	351,901	411,261	-59,360	-14%	$14.7K	$11.2K	-$3.5K	2016-11-10
Alberta Investment Management Corp	INCREASED	290,000	165,000	+125,000	+76%	$5.9K	$9.2K	+$3.3K	2016-11-02
Overland Advisors, LLC	NEW	262,221	—	+262,221	—	—	$8.3K	—	2016-11-14
D. E. Shaw & Co., Inc.	INCREASED	239,592	36,624	+202,968	+554%	$1.3K	$7.6K	+$6.3K	2016-11-14
Potrero Capital Research LLC	NEW	220,469	—	+220,469	—	—	$7.0K	—	2016-11-14
Polar Asset Management Partners Inc.	INCREASED	220,000	40,000	+180,000	+450%	$1.4K	$7.0K	+$5.5K	2016-11-14
Gamco Investors, Inc. ET AL	INCREASED	215,550	211,150	+4,400	+2%	$7.5K	$6.8K	-$707	2016-11-14
Alpine Global Management, LLC	INCREASED	193,406	86,115	+107,291	+125%	$3.1K	$6.1K	+$3.1K	2016-11-17
Credit Suisse AG/	INCREASED	181,773	133,957	+47,816	+36%	$4.8K	$5.8K	+$979	2016-12-28
Geode Capital Management, LLC	INCREASED	180,421	162,706	+17,715	+11%	$5.8K	$5.7K	-$91	2016-11-10
Susquehanna International Group, LLP	DECREASED	158,615	186,990	-28,375	-15%	$6.7K	$5.0K	-$1.6K	2016-11-14
Longfellow Investment Management Co LLC	UNCHANGED	125,000	125,000	0	0%	$4.5K	$4.0K	-$501	2016-10-21
Omers Administration Corp	INCREASED	120,500	97,100	+23,400	+24%	$3.5K	$3.8K	+$353	2016-11-14
Cutler Group LP	DECREASED	118,967	145,542	-26,575	-18%	$5.2K	$3.8K	-$1.4K	2016-10-11
Peak6 Investments, L.P.	INCREASED	117,611	35,097	+82,514	+235%	$1.3K	$3.7K	+$2.5K	2016-11-14
Wolverine Asset Management LLC	DECREASED	115,990	183,833	-67,843	-37%	$6.6K	$3.7K	-$2.9K	2016-11-14
BlackRock Investment Management, LLC	INCREASED	114,032	112,320	+1,712	+2%	$4.0K	$3.6K	-$396	2016-11-08
Tiaa Cref Investment Management LLC	DECREASED	110,282	111,095	-813	-1%	$4.0K	$3.5K	-$471	2016-11-08
Bank of New York Mellon Corp	DECREASED	109,934	122,411	-12,477	-10%	$4.4K	$3.5K	-$886	2016-11-03
First New York Securities LLC	INCREASED	109,000	38,269	+70,731	+185%	$1.4M	$3.5M	+$2.1M	2016-10-18
Wellington Management Group LLP	NEW	99,724	—	+99,724	—	—	$3.2K	—	2016-11-14
Charles Schwab Investment Management Inc	INCREASED	87,997	84,167	+3,830	+5%	$3.0K	$2.8K	-$216	2016-11-14
Ontario Teachers Pension Plan Board	INCREASED	85,000	46,600	+38,400	+82%	$1.7K	$2.7K	+$1.0K	2016-11-14
Burren Capital Advisors Ltd	NEW	84,940	—	+84,940	—	—	$2.7K	—	2016-11-14
State of Wisconsin Investment Board	INCREASED	84,200	54,200	+30,000	+55%	$1.9K	$2.7K	+$734	2016-10-31
Ancora Advisors LLCA	NEW	83,200	—	+83,200	—	—	$2.6K	—	2016-11-14
Prelude Capital Management, LLC	DECREASED	83,096	99,053	-15,957	-16%	$3.5K	$2.6K	-$903	2016-11-14
SG Americas Securities, LLC	DECREASED	81,683	664,365	-582,682	-88%	$23.7K	$2.6K	-$21.1K	2017-02-08
Lyon Street Capital, LLC	NEW	75,000	—	+75,000	—	—	$2.4K	—	2016-11-14
IndexIQ Advisors LLC	DECREASED	65,151	76,531	-11,380	-15%	$2.7K	$2.1K	-$668	2016-11-04
California State Teachers Retirement System	INCREASED	63,820	63,220	+600	+1%	$2.3K	$2.0K	-$234	2016-11-09
Kellner Capital, LLC	INCREASED	60,700	37,200	+23,500	+63%	$1.3K	$1.9K	+$596	2016-11-09
Panagora Asset Management Inc	INCREASED	59,767	31,826	+27,941	+88%	$1.1K	$1.9K	+$758	2016-11-14
Simplex Trading, LLC	DECREASED	57,103	73,166	-16,063	-22%	$2.6K	$1.8K	-$803	2016-10-07
Alliancebernstein L.P.	UNCHANGED	56,750	56,750	0	0%	$2.0K	$1.8K	-$227	2016-11-10
Teachers Advisors Inc	INCREASED	52,710	48,600	+4,110	+8%	$1.7K	$1.7K	-$65	2016-11-08
Swiss National Bank	DECREASED	52,500	54,200	-1,700	-3%	$1.9K	$1.7K	-$271	2016-11-07
Barclays PLC	DECREASED	45,394	68,998	-23,604	-34%	$2.5K	$1.4K	-$1.0K	2016-11-14
BlackRock Advisors LLC	INCREASED	42,768	39,817	+2,951	+7%	$1.4K	$1.4K	-$66	2016-11-08
State Board of Administration of Florida Retirement System	DECREASED	39,446	42,291	-2,845	-7%	$1.5K	$1.3K	-$260	2016-11-14
Opera Trading Capital	DECREASED	36,235	47,235	-11,000	-23%	$1.7K	$1.1K	-$538	2016-11-14
Walleye Trading LLC	DECREASED	34,905	88,110	-53,205	-60%	$3.1K	$1.1K	-$2.0K	2016-11-14
LMR Partners LLP	UNCHANGED	34,000	34,000	0	0%	$1.2K	$1.1K	-$136	2016-11-04
Citigroup Inc	DECREASED	32,651	40,679	-8,028	-20%	$1.5K	$1.0K	-$417	2016-11-10
Equitec Proprietary Markets, LLC	INCREASED	32,400	24,000	+8,400	+35%	$857	$1.0K	+$170	2016-10-24
New York State Common Retirement Fund	INCREASED	31,200	22,700	+8,500	+37%	$811	$989	+$178	2016-11-08
Rhumbline Advisers	INCREASED	31,106	29,077	+2,029	+7%	$1.0K	$986	-$53	2016-11-08
FNY Managed Accounts LLC	DECREASED	30,000	112,543	-82,543	-73%	$4.0M	$951.3K	-$3.1M	2016-10-18
Parallax Volatility Advisers, L.P.	NEW	29,722	—	+29,722	—	—	$942	—	2016-11-14
Strs Ohio	INCREASED	27,000	25,400	+1,600	+6%	$907	$856	-$51	2016-10-27
California Public Employees Retirement System	DECREASED	25,300	26,000	-700	-3%	$929	$802	-$127	2016-10-25
Metropolitan Life Insurance Co	UNCHANGED	21,871	21,871	0	0%	$781	$694	-$87	2016-11-15
Oppenheimer Funds Inc	UNCHANGED	21,340	21,340	0	0%	$762	$677	-$85	2016-11-14
Kassirer Asset Management Corp	DECREASED	21,062	190,162	-169,100	-89%	$6.8K	$668	-$6.1K	2016-10-20
Manufacturers Life Insurance Company, the	INCREASED	20,704	20,660	+44	+0%	$738	$656	-$82	2016-11-14
Nationwide Fund Advisors	UNCHANGED	19,786	19,786	0	0%	$707	$627	-$80	2016-10-20
BlackRock Group LTD	INCREASED	18,422	16,807	+1,615	+10%	$600	$584	-$16	2016-11-08
TD Asset Management Inc	UNCHANGED	17,710	17,710	0	0%	$633	$562	-$71	2016-11-02
Group One Trading LLC	INCREASED	17,668	2,000	+15,668	+783%	$71	$560	+$489	2016-11-14
HighTower Advisors, LLC	NEW	17,550	—	+17,550	—	—	$557	—	2016-11-14
American International Group, Inc.	INCREASED	17,382	17,356	+26	+0%	$620.0K	$551.2K	-$68.8K	2016-11-09
UBS Asset Management Americas LLC	UNCHANGED	17,000	17,000	0	0%	$607	$539	-$68	2016-11-04
Guggenheim Capital LLC	DECREASED	16,440	16,721	-281	-2%	$597	$521	-$76	2016-11-15
Creative Planning	INCREASED	14,500	20	+14,480	+72400%	$1	$460	+$459	2016-10-12
Fairfax Financial Holdings LTD/ CAN	UNCHANGED	14,500	14,500	0	0%	$518	$460	-$58	2016-11-10
S. Muoio & Co. LLC	DECREASED	14,083	74,083	-60,000	-81%	$2.6K	$447	-$2.2K	2016-11-14
Princeton Alpha Management LP	NEW	13,575	—	+13,575	—	—	$430	—	2016-11-10
Aperio Group, LLC	DECREASED	12,684	43,800	-31,116	-71%	$1.6K	$402	-$1.2K	2019-04-12
Voya Investment Management LLC	UNCHANGED	12,041	12,041	0	0%	$430	$382	-$48	2016-11-14
Jasper Ridge Partners, L.P.	UNCHANGED	11,077	11,077	0	0%	$396	$351	-$45	2016-11-14
Jefferies Group LLC	NEW	10,564	—	+10,564	—	—	$335	—	2016-11-14
Wells Fargo & Company	UNCHANGED	10,204	10,204	0	0%	$364	$324	-$40	2016-10-31
Telemetry Investments, L.L.C.	UNCHANGED	9,900	9,900	0	0%	$354	$314	-$40	2016-11-14
Compagnie Lombard Odier SCmA	UNCHANGED	9,000	9,000	0	0%	$321	$285	-$36	2016-11-14
Diversified Investment Strategies, LLC	NEW	8,525	—	+8,525	—	—	$270	—	2016-11-10
Parametric Portfolio Associates LLC	DECREASED	8,203	11,893	-3,690	-31%	$425	$260	-$165	2016-11-14
Principal Financial Group Inc	NEW	7,774	—	+7,774	—	—	$247	—	2016-12-01
FOX RUN Management, L.L.C.	NEW	7,700	—	+7,700	—	—	$244	—	2016-10-12
Brown Advisory Inc	DECREASED	7,340	7,980	-640	-8%	$285	$233	-$52	2016-11-14
Wolverine Trading, LLC	DECREASED	7,172	12,068	-4,896	-41%	$431	$225	-$206	2016-11-14
US Bancorp \de\	DECREASED	6,950	42,423	-35,473	-84%	$1.5K	$220	-$1.3K	2016-11-04
Public Employees Retirement System of Ohio	UNCHANGED	6,900	6,900	0	0%	$246	$219	-$27	2016-11-18
Bank of America Corp	DECREASED	6,086	137,972	-131,886	-96%	$4.9K	$193	-$4.7K	2016-11-14
Pacad Investment Ltd.	DECREASED	5,233	11,533	-6,300	-55%	$412	$166	-$246	2016-11-14
BlackRock Inc.	INCREASED	4,772	2,335	+2,437	+104%	$83	$152	+$69	2016-11-08
Bokf, NA	NEW	4,454	—	+4,454	—	—	$141	—	2016-11-10
Legal & General Group Plc	DECREASED	4,288	4,456	-168	-4%	$159	$135	-$24	2016-10-12
Canada Life Assurance Co	UNCHANGED	4,053	4,053	0	0%	$144	$128	-$16	2016-10-27
BNP Paribas Financial Markets	DECREASED	2,321	25,506	-23,185	-91%	$911.1K	$73.6K	-$837.5K	2016-10-05
Zurcher Kantonalbank (Zurich Cantonalbank)	UNCHANGED	1,875	1,875	0	0%	$67	$59	-$8	2016-11-14
Glazer Capital, LLC	NEW	800	—	+800	—	—	$25	—	2016-11-14
Tower Research Capital LLC (TRC)	DECREASED	600	1,853	-1,253	-68%	$66	$19	-$47	2016-11-08
Royal Bank of Canada	DECREASED	536	14,641	-14,105	-96%	$523	$17	-$506	2016-11-14
BlackRock Japan Co. Ltd	INCREASED	468	316	+152	+48%	$11	$15	+$4	2016-11-08
Acrospire Investment Management LLC	INCREASED	418	218	+200	+92%	$8	$13	+$5	2016-11-10
D.A. Davidson & Co.	DECREASED	229	5,528	-5,299	-96%	$196	$7	-$189	2016-11-18
UBS Group AG	DECREASED	106	500	-394	-79%	$18	$3	-$15	2016-11-14
MetLife Securities, Inc	DECREASED	71	86	-15	-17%	$3	$2	-$1	2016-10-13
FineMark National Bank & Trust	DECREASED	43	3,055	-3,012	-99%	$109	$1	-$108	2016-11-10
Advisor Group, Inc.	DECREASED	18	1,638	-1,620	-99%	$58	$1	-$57	2017-11-02
Federated Hermes, Inc.	UNCHANGED	4	4	0	0%	$1	$1	$0	2016-11-10
Alpine Associates Management Inc.	CLOSED	0	1,329,344	-1,329,344	-100%	$47.5K	$0	-$47.5K	2016-11-10
Riverbridge Partners LLC	CLOSED	0	793,083	-793,083	-100%	$28.3K	$0	-$28.3K	2016-10-24
Oconnor, A Distinct Business Unit of UBS Asset Management Americas (LLC)	CLOSED	0	608,450	-608,450	-100%	$21.7M	$0	-$21.7M	2017-11-14
Governors Lane LP	CLOSED	0	540,000	-540,000	-100%	$19.3K	$0	-$19.3K	2016-11-14
Omni Partners LLP	CLOSED	0	200,000	-200,000	-100%	$7.1K	$0	-$7.1K	2016-11-14
K2 Principal Fund, L.P.	CLOSED	0	122,836	-122,836	-100%	$4.4K	$0	-$4.4K	2016-11-15
Envestnet Asset Management Inc	CLOSED	0	97,842	-97,842	-100%	$3.5K	$0	-$3.5K	2016-11-14
Banco BTG Pactual S.A.	CLOSED	0	97,449	-97,449	-100%	$3.5K	$0	-$3.5K	2016-11-14
Havens Advisors LLC	CLOSED	0	53,900	-53,900	-100%	$1.9K	$0	-$1.9K	2016-10-13
Citadel Advisors LLC	CLOSED	0	34,318	-34,318	-100%	$1.2K	$0	-$1.2K	2017-01-31
Dupont Capital Management Corp	CLOSED	0	17,100	-17,100	-100%	$611	$0	-$611	2016-11-01
GLG Partners LP	CLOSED	0	15,700	-15,700	-100%	$561	$0	-$561	2016-11-14
Stifel Financial Corp	CLOSED	0	14,632	-14,632	-100%	$523	$0	-$523	2016-11-15
TFS Capital LLC	CLOSED	0	13,592	-13,592	-100%	$486	$0	-$486	2016-11-10
Gotham Asset Management, LLC	CLOSED	0	12,419	-12,419	-100%	$444	$0	-$444	2016-11-14
Paloma Partners Management Co	CLOSED	0	12,001	-12,001	-100%	$429	$0	-$429	2016-11-14
Millennium Management LLC	CLOSED	0	11,118	-11,118	-100%	$397	$0	-$397	2016-11-14
Sciencast Management LP	CLOSED	0	10,275	-10,275	-100%	$367	$0	-$367	2016-11-14
BlueCrest Capital Management Ltd	CLOSED	0	7,929	-7,929	-100%	$283	$0	-$283	2016-11-14
Analytic Investors, LLC	CLOSED	0	7,074	-7,074	-100%	$253	$0	-$253	2016-11-14
Prudential Financial Inc	CLOSED	0	6,300	-6,300	-100%	$225	$0	-$225	2016-11-04
FDx Advisors, Inc.	CLOSED	0	5,932	-5,932	-100%	$212	$0	-$212	2016-11-14
Teacher Retirement System of Texas	CLOSED	0	4,430	-4,430	-100%	$158	$0	-$158	2016-11-04
Sphinx Trading, LP	CLOSED	0	4,000	-4,000	-100%	$143	$0	-$143	2016-10-24
Bank of Montreal	CLOSED	0	3,496	-3,496	-100%	$125	$0	-$125	2016-10-19
Huntington National Bank	CLOSED	0	3,202	-3,202	-100%	$114	$0	-$114	2016-10-31
Parkside Financial Bank & Trust	CLOSED	0	2,259	-2,259	-100%	$81	$0	-$81	2016-11-10
Integrated Investment Consultants, LLC	CLOSED	0	1,520	-1,520	-100%	$54	$0	-$54	2016-10-14
Fifth Third Bancorp	CLOSED	0	1,458	-1,458	-100%	$52	$0	-$52	2016-11-10
Tompkins Financial Corp	CLOSED	0	605	-605	-100%	$22	$0	-$22	2016-10-13
WealthTrust-Arizona, LLC	CLOSED	0	357	-357	-100%	$13	$0	-$13	2016-10-21
Carroll Financial Associates, Inc.	CLOSED	0	281	-281	-100%	$10	$0	-$10	2016-10-11
Quadrant Capital Group LLC	CLOSED	0	177	-177	-100%	$6	$0	-$6	2016-10-25
Glenmede Trust Co NA	CLOSED	0	176	-176	-100%	$6	$0	-$6	2016-11-14
FTB Advisors, Inc.	CLOSED	0	169	-169	-100%	$6	$0	-$6	2016-10-28
PNC Financial Services Group, Inc.	CLOSED	0	147	-147	-100%	$5	$0	-$5	2016-11-04
Northwestern Mutual Wealth Management Co	CLOSED	0	111	-111	-100%	$4	$0	-$4	2017-02-23
Ladenburg Thalmann Financial Services Inc	CLOSED	0	53	-53	-100%	$2	$0	-$2	2016-11-14
MCF Advisors LLC	CLOSED	0	42	-42	-100%	$2	$0	-$2	2016-11-10
Societe Generale	N/A	—	664,365	-664,365	-100%	$23.7K	—	—	—
First Trust Capital Management L.P.	N/A	—	322,434	-322,434	-100%	$11.5M	—	—	—

Showing 166 of 166 institutions